Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q3 2021
Institutional positions in Special Opportunities Fund, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −2 vs. Q2 2021
- Shares held
- 6.50M
- +883.0K (+15.7%) vs. Q2 2021
- Total value
- $99.9M
- +$14.7M (+17.2%) vs. Q2 2021
- New holders
- 4
- 14 more added
- Sold out
- 6
- 8 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC | 3,409,284 | $52.4M | 3.93% | −163,511−4.6% | Reduced |
| Rivernorth Capital Management, LLC | 952,045 | $14.6M | 0.78% | +952,045 | New |
| Epiq Partners, LLC | 441,219 | $6.78M | 3.13% | +110,089+33.2% | Added |
| CSS LLC | 286,396 | $4.40M | 0.23% | +186,610+187.0% | Added |
| Blue Bell Private Wealth Management, LLC | 277,280 | $4.27M | 1.25% | +156,617+129.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 211,351 | $3.25M | 1.43% | −5,596−2.6% | Reduced |
| Saba Capital Management, L.P. | 205,495 | $3.16M | 0.10% | −8,780−4.1% | Reduced |
| Ancora Advisors, LLC | 85,756 | $1.32M | 0.03% | +14,433+20.2% | Added |
| Robinson Capital Management, LLC | 77,385 | $1.19M | 1.06% | −15,265−16.5% | Reduced |
| Scotia Capital Inc. | 69,905 | $1.07M | 0.01% | +1,031+1.5% | Added |
| Raymond James & Associates | 50,228 | $772.0K | 0.00% | −1,798−3.5% | Reduced |
| Private Advisor Group, LLC | 50,256 | $772.0K | 0.00% | +35,728+245.9% | Added |
| SkyView Investment Advisors, LLC | 49,802 | $765.0K | 0.22% | +49,802 | New |
| First Manhattan Co | 47,010 | $722.0K | 0.00% | +30,760+189.3% | Added |
| Morgan Stanley | 46,205 | $710.0K | 0.00% | +9,739+26.7% | Added |
| Advisor Group Holdings, Inc. | 38,616 | $593.0K | 0.00% | −11,127−22.4% | Reduced |
| Wells Fargo & Company | 33,486 | $515.0K | 0.00% | +13,570+68.1% | Added |
| Landscape Capital Management, L.L.C. | 23,064 | $354.0K | 0.05% | −157,384−87.2% | Reduced |
| Calton & Associates, Inc. | 22,025 | $338.0K | 0.07% | +10,865+97.4% | Added |
| Guggenheim Capital LLC | 18,085 | $278.0K | 0.00% | +18,085 | New |
| Sowell Financial Services LLC | 17,369 | $267.0K | 0.02% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 12,114 | $186.0K | 0.01% | +240+2.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 11,925 | $183.0K | 0.01% | +11,925 | New |
| Dynamic Advisor Solutions LLC | 11,405 | $175.0K | 0.01% | 00.0% | Unchanged |
| Wealth Dimensions Group, Ltd. | 10,736 | $165.0K | 0.11% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,576 | $132.0K | 0.00% | +1,286+17.6% | Added |
| UBS Group AG | 7,611 | $117.0K | 0.00% | +922+13.8% | Added |
| Crewe Advisors LLC | 6,970 | $107.0K | 0.03% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $76.0K | 0.04% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,715 | $42.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 2,440 | $39.0K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,471 | $38.0K | 0.00% | −11−0.4% | Reduced |
| Lindbrook Capital, LLC | 2,500 | $38.0K | 0.01% | 00.0% | Unchanged |
| Winmill & Co. Inc | 2,000 | $31.0K | 0.01% | 00.0% | Unchanged |
| JNBA Financial Advisors | 1,044 | $16.0K | 0.00% | +22+2.2% | Added |
| Crescent Capital Consulting, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 900 | $14.0K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 164 | $3.00K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −254,451−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −42,858−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −38,400−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | 0 | $0 | 0.00% | −16,800−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,757−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |