Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q3 2021
Institutional positions in Special Opportunities Fund, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −2 vs. Q2 2021
- Shares held
- 6.50M
- +883.0K (+15.7%) vs. Q2 2021
- Total value
- $99.9M
- +$14.7M (+17.2%) vs. Q2 2021
- New holders
- 4
- 14 more added
- Sold out
- 6
- 8 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TFC Financial Management | 164 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 900 | $14.0K | 0.00% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 1,044 | $16.0K | 0.00% | +22+2.2% | Added |
| Winmill & Co. Inc | 2,000 | $31.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,471 | $38.0K | 0.00% | −11−0.4% | Reduced |
| Lindbrook Capital, LLC | 2,500 | $38.0K | 0.01% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 2,440 | $39.0K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,715 | $42.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $76.0K | 0.04% | 00.0% | Unchanged |
| Crewe Advisors LLC | 6,970 | $107.0K | 0.03% | 00.0% | Unchanged |
| UBS Group AG | 7,611 | $117.0K | 0.00% | +922+13.8% | Added |
| Steward Partners Investment Advisory, LLC | 8,576 | $132.0K | 0.00% | +1,286+17.6% | Added |
| Wealth Dimensions Group, Ltd. | 10,736 | $165.0K | 0.11% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 11,405 | $175.0K | 0.01% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 11,925 | $183.0K | 0.01% | +11,925 | New |
| Harbour Investments, Inc. | 12,114 | $186.0K | 0.01% | +240+2.0% | Added |
| Sowell Financial Services LLC | 17,369 | $267.0K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 18,085 | $278.0K | 0.00% | +18,085 | New |
| Calton & Associates, Inc. | 22,025 | $338.0K | 0.07% | +10,865+97.4% | Added |
| Landscape Capital Management, L.L.C. | 23,064 | $354.0K | 0.05% | −157,384−87.2% | Reduced |
| Wells Fargo & Company | 33,486 | $515.0K | 0.00% | +13,570+68.1% | Added |
| Advisor Group Holdings, Inc. | 38,616 | $593.0K | 0.00% | −11,127−22.4% | Reduced |
| Morgan Stanley | 46,205 | $710.0K | 0.00% | +9,739+26.7% | Added |
| First Manhattan Co | 47,010 | $722.0K | 0.00% | +30,760+189.3% | Added |
| SkyView Investment Advisors, LLC | 49,802 | $765.0K | 0.22% | +49,802 | New |
| Raymond James & Associates | 50,228 | $772.0K | 0.00% | −1,798−3.5% | Reduced |
| Private Advisor Group, LLC | 50,256 | $772.0K | 0.00% | +35,728+245.9% | Added |
| Scotia Capital Inc. | 69,905 | $1.07M | 0.01% | +1,031+1.5% | Added |
| Robinson Capital Management, LLC | 77,385 | $1.19M | 1.06% | −15,265−16.5% | Reduced |
| Ancora Advisors, LLC | 85,756 | $1.32M | 0.03% | +14,433+20.2% | Added |
| Saba Capital Management, L.P. | 205,495 | $3.16M | 0.10% | −8,780−4.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 211,351 | $3.25M | 1.43% | −5,596−2.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 277,280 | $4.27M | 1.25% | +156,617+129.8% | Added |
| CSS LLC | 286,396 | $4.40M | 0.23% | +186,610+187.0% | Added |
| Epiq Partners, LLC | 441,219 | $6.78M | 3.13% | +110,089+33.2% | Added |
| Rivernorth Capital Management, LLC | 952,045 | $14.6M | 0.78% | +952,045 | New |
| Relative Value Partners Group, LLC | 3,409,284 | $52.4M | 3.93% | −163,511−4.6% | Reduced |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −254,451−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −42,858−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −38,400−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | 0 | $0 | 0.00% | −16,800−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,757−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |