Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
Q3 2021 vs. Q2 2021
How the institutions holding Special Opportunities Fund, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 42 | 2 | 38 | −2 |
| Shares | 5.63M | 15.2K | 6.50M | +883.0K (+15.7%) |
| Value | $85.5M | $231.0K | $99.9M | +$14.7M (+17.2%) |
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (4)
Institutions that held Special Opportunities Fund, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Rivernorth Capital Management, LLC | 952,045 | $14.6M | 0.78% |
| SkyView Investment Advisors, LLC | 49,802 | $765.0K | 0.22% |
| Guggenheim Capital LLC | 18,085 | $278.0K | 0.00% |
| U.S. Capital Wealth Advisors, LLC | 11,925 | $183.0K | 0.01% |
Sold out (6)
Institutions that held Special Opportunities Fund, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Shaker Financial Services, LLC | 254,451 | $3.86M |
| Wolverine Asset Management LLC | 42,858 | $650.0K |
| Clough Capital Partners L P | 38,400 | $583.0K |
| Mid Atlantic Financial Management Inc | 16,800 | $255.0K |
| Advisory Services Network, LLC | 4,757 | $72.0K |
| CVA Family Office, LLC | 30 | $0 |
Not filed for Q3 2021 yet (2)
Institutions that held Special Opportunities Fund, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Usca Ria LLC | 14,800 | $225.0K |
| CWM, LLC | 375 | $6.00K |