Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q2 2021
Institutional positions in Special Opportunities Fund, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +7 vs. Q1 2021
- Shares held
- 5.63M
- +1.61M (+40.0%) vs. Q1 2021
- Total value
- $85.5M
- +$26.5M (+44.9%) vs. Q1 2021
- New holders
- 10
- 10 more added
- Sold out
- 3
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC | 3,572,795 | $54.2M | 4.22% | +1,793,387+100.8% | Added |
| Epiq Partners, LLC | 331,130 | $5.02M | 2.52% | −6,725−2.0% | Reduced |
| Shaker Financial Services, LLC | 254,451 | $3.86M | 1.43% | −95,254−27.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 216,947 | $3.29M | 1.37% | +216,947 | New |
| Saba Capital Management, L.P. | 214,275 | $3.25M | 0.12% | +142,323+197.8% | Added |
| Landscape Capital Management, L.L.C. | 180,448 | $2.74M | 0.33% | +95,337+112.0% | Added |
| Blue Bell Private Wealth Management, LLC | 120,663 | $1.83M | 0.53% | −107,194−47.0% | Reduced |
| CSS LLC | 99,786 | $1.51M | 0.08% | −97,764−49.5% | Reduced |
| Robinson Capital Management, LLC | 92,650 | $1.40M | 0.76% | +92,650 | New |
| Ancora Advisors, LLC | 71,323 | $1.08M | 0.03% | −55,500−43.8% | Reduced |
| Scotia Capital Inc. | 68,874 | $1.04M | 0.01% | +3,305+5.0% | Added |
| Raymond James & Associates | 52,026 | $789.0K | 0.00% | +52,026 | New |
| Advisor Group Holdings, Inc. | 49,743 | $755.0K | 0.00% | −10,621−17.6% | Reduced |
| Wolverine Asset Management LLC | 42,858 | $650.0K | 0.01% | +16,525+62.8% | Added |
| Clough Capital Partners L P | 38,400 | $583.0K | 0.03% | +38,400 | New |
| Morgan Stanley | 36,466 | $553.0K | 0.00% | +2,444+7.2% | Added |
| Wells Fargo & Company | 19,916 | $302.0K | 0.00% | −6,459−24.5% | Reduced |
| Sowell Financial Services LLC | 17,369 | $263.0K | 0.02% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 16,800 | $255.0K | 0.02% | +3,000+21.7% | Added |
| First Manhattan Co | 16,250 | $246.0K | 0.00% | 00.0% | Unchanged |
| Usca Ria LLC | 14,800 | $225.0K | 0.01% | +14,800 | New |
| Private Advisor Group, LLC | 14,528 | $220.0K | 0.00% | +14,528 | New |
| Harbour Investments, Inc. | 11,874 | $180.0K | 0.01% | +11,874 | New |
| Dynamic Advisor Solutions LLC | 11,405 | $173.0K | 0.01% | −7,431−39.5% | Reduced |
| Calton & Associates, Inc. | 11,160 | $169.0K | 0.03% | −2,356−17.4% | Reduced |
| Wealth Dimensions Group, Ltd. | 10,736 | $163.0K | 0.11% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 7,290 | $111.0K | 0.00% | +7,290 | New |
| Crewe Advisors LLC | 6,970 | $106.0K | 0.03% | 00.0% | Unchanged |
| UBS Group AG | 6,689 | $101.0K | 0.00% | −621−8.5% | Reduced |
| FNY Investment Advisers, LLC | 5,000 | $75.0K | 0.03% | −1,787−26.3% | Reduced |
| Advisory Services Network, LLC | 4,757 | $72.0K | 0.00% | +4,757 | New |
| Geneos Wealth Management Inc. | 2,715 | $41.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,482 | $38.0K | 0.00% | +333+15.5% | Added |
| Lindbrook Capital, LLC | 2,500 | $38.0K | 0.01% | +2,500 | New |
| Wagner Wealth Management, LLC | 2,440 | $37.0K | 0.03% | 00.0% | Unchanged |
| Winmill & Co. Inc | 2,000 | $30.0K | 0.01% | +1,720+614.3% | Added |
| JNBA Financial Advisors | 1,022 | $16.0K | 0.00% | +18+1.8% | Added |
| Crescent Capital Consulting, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 900 | $14.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 375 | $6.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 164 | $2.00K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −266,925−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −244,394−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −306−100.0% | Sold out |