Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2023
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −2 vs. Q3 2023
- Shares held
- 3.61M
- −95.8K (−2.6%) vs. Q3 2023
- Total value
- $42.8M
- +$2.32M (+5.7%) vs. Q3 2023
- New holders
- 6
- 9 more added
- Sold out
- 8
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC | 1,614,949 | $19.2M | 1.17% | +1,934+0.1% | Added |
| Rivernorth Capital Management, LLC | 428,448 | $5.08M | 0.24% | +44,447+11.6% | Added |
| Blue Bell Private Wealth Management, LLC | 267,652 | $3.17M | 0.76% | +2,378+0.9% | Added |
| CSS LLC | 261,384 | $3.10M | 0.24% | −8,217−3.0% | Reduced |
| Shaker Financial Services, LLC | 197,348 | $2.34M | 0.96% | −16,160−7.6% | Reduced |
| Epiq Partners, LLC | 141,195 | $1.67M | 1.20% | −17,865−11.2% | Reduced |
| Morgan Stanley | 135,870 | $1.61M | 0.00% | −6,865−4.8% | Reduced |
| Scotia Capital Inc. | 91,266 | $1.08M | 0.01% | +3,259+3.7% | Added |
| Advisor Group Holdings, Inc. | 73,579 | $872.6K | 0.00% | −19,315−20.8% | Reduced |
| Clough Capital Partners L P | 41,306 | $489.9K | 0.05% | +41,306 | New |
| First Manhattan Co | 34,000 | $403.2K | 0.00% | −940−2.7% | Reduced |
| Ancora Advisors, LLC | 25,834 | $306.4K | 0.01% | −6,648−20.5% | Reduced |
| Raymond James & Associates | 24,344 | $288.7K | 0.00% | −5,599−18.7% | Reduced |
| Almitas Capital LLC | 23,616 | $280.1K | 0.10% | +558+2.4% | Added |
| Matisse Capital | 22,786 | $270.2K | 0.14% | +22,786 | New |
| Wells Fargo & Company | 21,986 | $260.7K | 0.00% | +268+1.2% | Added |
| Alpine Global Management, LLC | 21,424 | $254.1K | 0.07% | +1,020+5.0% | Added |
| Sowell Financial Services LLC | 18,427 | $219.0K | 0.01% | −2,623−12.5% | Reduced |
| Rpo LLC | 17,158 | $203.5K | 0.32% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 16,500 | $195.7K | 0.04% | −1,500−8.3% | Reduced |
| Harbour Investments, Inc. | 15,565 | $184.6K | 0.01% | +368+2.4% | Added |
| Live Oak Private Wealth LLC | 14,853 | $176.2K | 0.03% | 00.0% | Unchanged |
| NBC Securities, Inc. | 14,550 | $172.0K | 0.02% | −161−1.1% | Reduced |
| Private Advisor Group, LLC | 14,462 | $171.5K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 14,140 | $167.7K | 0.01% | +14,140 | New |
| HighTower Advisors, LLC | 12,053 | $130.0K | 0.00% | −4,730−28.2% | Reduced |
| GWM Advisors LLC | 10,800 | $128.6K | 0.00% | +800+8.0% | Added |
| Dynamic Advisor Solutions LLC | 10,545 | $126.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 7,233 | $85.8K | 0.00% | −1,401−16.2% | Reduced |
| Crewe Advisors LLC | 6,970 | $82.7K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,839 | $45.5K | 0.00% | +3,839 | New |
| Royal Bank of Canada | 2,370 | $28.0K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 2,206 | $26.2K | 0.01% | +2,206 | New |
| Winmill & Co. Inc | 2,000 | $23.7K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 186 | $2.00K | 0.00% | −106−36.3% | Reduced |
| CVA Family Office, LLC | 30 | $356 | 0.00% | +30 | New |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −42,338−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −32,490−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −26,792−100.0% | Sold out |
| Triad Investment Management | 0 | $0 | 0.00% | −24,827−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −13,435−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,935−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −1,001−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −175−100.0% | Sold out |