Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2023
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −2 vs. Q3 2023
- Shares held
- 3.61M
- −95.8K (−2.6%) vs. Q3 2023
- Total value
- $42.8M
- +$2.32M (+5.7%) vs. Q3 2023
- New holders
- 6
- 9 more added
- Sold out
- 8
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 30 | $356 | 0.00% | +30 | New |
| Bessemer Group Inc | 186 | $2.00K | 0.00% | −106−36.3% | Reduced |
| Winmill & Co. Inc | 2,000 | $23.7K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 2,206 | $26.2K | 0.01% | +2,206 | New |
| Royal Bank of Canada | 2,370 | $28.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,839 | $45.5K | 0.00% | +3,839 | New |
| Crewe Advisors LLC | 6,970 | $82.7K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 7,233 | $85.8K | 0.00% | −1,401−16.2% | Reduced |
| Dynamic Advisor Solutions LLC | 10,545 | $126.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 10,800 | $128.6K | 0.00% | +800+8.0% | Added |
| HighTower Advisors, LLC | 12,053 | $130.0K | 0.00% | −4,730−28.2% | Reduced |
| Landscape Capital Management, L.L.C. | 14,140 | $167.7K | 0.01% | +14,140 | New |
| Private Advisor Group, LLC | 14,462 | $171.5K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 14,550 | $172.0K | 0.02% | −161−1.1% | Reduced |
| Live Oak Private Wealth LLC | 14,853 | $176.2K | 0.03% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 15,565 | $184.6K | 0.01% | +368+2.4% | Added |
| NWF Advisory Services Inc. | 16,500 | $195.7K | 0.04% | −1,500−8.3% | Reduced |
| Rpo LLC | 17,158 | $203.5K | 0.32% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 18,427 | $219.0K | 0.01% | −2,623−12.5% | Reduced |
| Alpine Global Management, LLC | 21,424 | $254.1K | 0.07% | +1,020+5.0% | Added |
| Wells Fargo & Company | 21,986 | $260.7K | 0.00% | +268+1.2% | Added |
| Matisse Capital | 22,786 | $270.2K | 0.14% | +22,786 | New |
| Almitas Capital LLC | 23,616 | $280.1K | 0.10% | +558+2.4% | Added |
| Raymond James & Associates | 24,344 | $288.7K | 0.00% | −5,599−18.7% | Reduced |
| Ancora Advisors, LLC | 25,834 | $306.4K | 0.01% | −6,648−20.5% | Reduced |
| First Manhattan Co | 34,000 | $403.2K | 0.00% | −940−2.7% | Reduced |
| Clough Capital Partners L P | 41,306 | $489.9K | 0.05% | +41,306 | New |
| Advisor Group Holdings, Inc. | 73,579 | $872.6K | 0.00% | −19,315−20.8% | Reduced |
| Scotia Capital Inc. | 91,266 | $1.08M | 0.01% | +3,259+3.7% | Added |
| Morgan Stanley | 135,870 | $1.61M | 0.00% | −6,865−4.8% | Reduced |
| Epiq Partners, LLC | 141,195 | $1.67M | 1.20% | −17,865−11.2% | Reduced |
| Shaker Financial Services, LLC | 197,348 | $2.34M | 0.96% | −16,160−7.6% | Reduced |
| CSS LLC | 261,384 | $3.10M | 0.24% | −8,217−3.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 267,652 | $3.17M | 0.76% | +2,378+0.9% | Added |
| Rivernorth Capital Management, LLC | 428,448 | $5.08M | 0.24% | +44,447+11.6% | Added |
| Relative Value Partners Group, LLC | 1,614,949 | $19.2M | 1.17% | +1,934+0.1% | Added |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −42,338−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −32,490−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −26,792−100.0% | Sold out |
| Triad Investment Management | 0 | $0 | 0.00% | −24,827−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −13,435−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,935−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −1,001−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −175−100.0% | Sold out |