Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q1 2022
Institutional positions in Special Opportunities Fund, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −6 vs. Q4 2021
- Shares held
- 4.50M
- −1.57M (−25.9%) vs. Q4 2021
- Total value
- $27.9M
- −$65.9M (−70.2%) vs. Q4 2021
- New holders
- 3
- 8 more added
- Sold out
- 9
- 14 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rivernorth Capital Management, LLC | 773,184 | $11.6M | 0.44% | −119,066−13.3% | Reduced |
| CSS LLC | 320,122 | $4.80M | 0.20% | +30,193+10.4% | Added |
| Relative Value Partners Group, LLC | 2,751,861 | $1.65M | 0.11% | −524,576−16.0% | Reduced |
| Scotia Capital Inc. | 78,414 | $1.18M | 0.01% | +3,771+5.1% | Added |
| Sarissa Consulting LLC | 71,347 | $1.07M | 1.70% | 00.0% | Unchanged |
| First Manhattan Co | 59,870 | $898.0K | 0.00% | +9,860+19.7% | Added |
| Clough Capital Partners L P | 56,300 | $845.0K | 0.06% | +56,300 | New |
| Thomas J. Herzfeld Advisors, Inc. | 51,830 | $778.0K | 0.29% | −166,486−76.3% | Reduced |
| Morgan Stanley | 34,078 | $512.0K | 0.00% | +2,066+6.5% | Added |
| Wells Fargo & Company | 33,580 | $504.0K | 0.00% | +306+0.9% | Added |
| Raymond James & Associates | 33,329 | $500.0K | 0.00% | +99+0.3% | Added |
| Steward Partners Investment Advisory, LLC | 33,241 | $499.0K | 0.01% | +24,665+287.6% | Added |
| Ancora Advisors, LLC | 25,204 | $378.0K | 0.01% | −59,552−70.3% | Reduced |
| Private Advisor Group, LLC | 25,128 | $377.0K | 0.00% | 00.0% | Unchanged |
| Epiq Partners, LLC | 22,300 | $335.0K | 0.18% | −388,879−94.6% | Reduced |
| Meixler Investment Management, Ltd. | 21,432 | $322.0K | 0.31% | −220−1.0% | Reduced |
| Calton & Associates, Inc. | 19,261 | $289.0K | 0.09% | −2,146−10.0% | Reduced |
| Advisor Group Holdings, Inc. | 18,202 | $273.0K | 0.00% | −19,432−51.6% | Reduced |
| Guggenheim Capital LLC | 17,590 | $264.0K | 0.00% | −145−0.8% | Reduced |
| Bank of Montreal | 13,399 | $202.0K | 0.00% | +13,399 | New |
| Dynamic Advisor Solutions LLC | 10,885 | $163.0K | 0.01% | −300−2.7% | Reduced |
| Crewe Advisors LLC | 6,970 | $105.0K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 6,689 | $100.0K | 0.00% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 5,154 | $77.0K | 0.02% | −15,616−75.2% | Reduced |
| Geneos Wealth Management Inc. | 2,715 | $40.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,530 | $38.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,149 | $32.0K | 0.00% | −587−21.5% | Reduced |
| Winmill & Co. Inc | 2,000 | $30.0K | 0.01% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,475 | $22.0K | 0.00% | +225+18.0% | Added |
| Ahrens Investment Partners LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 484 | $7.00K | 0.00% | −416−46.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 139 | $2.00K | 0.00% | −262,955−99.9% | Reduced |
| CWM, LLC | 75 | $1.00K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −72,635−100.0% | Sold out |
| Winning Points Advisors, LLC | 0 | $0 | 0.00% | −27,336−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −17,369−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,948−100.0% | Sold out |
| Wealth Dimensions Group, Ltd. | 0 | $0 | 0.00% | −10,736−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −10,457−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −2,311−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −1,106−100.0% | Sold out |
| TFC Financial Management | 0 | $0 | 0.00% | −164−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| Crescent Capital Consulting, LLC | – | – | – | – | Not filed |