Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q1 2022
Institutional positions in Special Opportunities Fund, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −6 vs. Q4 2021
- Shares held
- 4.50M
- −1.57M (−25.9%) vs. Q4 2021
- Total value
- $27.9M
- −$65.9M (−70.2%) vs. Q4 2021
- New holders
- 3
- 8 more added
- Sold out
- 9
- 14 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| CWM, LLC | 75 | $1.00K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 139 | $2.00K | 0.00% | −262,955−99.9% | Reduced |
| Bank of America Corp | 484 | $7.00K | 0.00% | −416−46.2% | Reduced |
| Ahrens Investment Partners LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,475 | $22.0K | 0.00% | +225+18.0% | Added |
| Winmill & Co. Inc | 2,000 | $30.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,149 | $32.0K | 0.00% | −587−21.5% | Reduced |
| Lindbrook Capital, LLC | 2,530 | $38.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,715 | $40.0K | 0.00% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 5,154 | $77.0K | 0.02% | −15,616−75.2% | Reduced |
| UBS Group AG | 6,689 | $100.0K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 6,970 | $105.0K | 0.02% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 10,885 | $163.0K | 0.01% | −300−2.7% | Reduced |
| Bank of Montreal | 13,399 | $202.0K | 0.00% | +13,399 | New |
| Guggenheim Capital LLC | 17,590 | $264.0K | 0.00% | −145−0.8% | Reduced |
| Advisor Group Holdings, Inc. | 18,202 | $273.0K | 0.00% | −19,432−51.6% | Reduced |
| Calton & Associates, Inc. | 19,261 | $289.0K | 0.09% | −2,146−10.0% | Reduced |
| Meixler Investment Management, Ltd. | 21,432 | $322.0K | 0.31% | −220−1.0% | Reduced |
| Epiq Partners, LLC | 22,300 | $335.0K | 0.18% | −388,879−94.6% | Reduced |
| Private Advisor Group, LLC | 25,128 | $377.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 25,204 | $378.0K | 0.01% | −59,552−70.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 33,241 | $499.0K | 0.01% | +24,665+287.6% | Added |
| Raymond James & Associates | 33,329 | $500.0K | 0.00% | +99+0.3% | Added |
| Wells Fargo & Company | 33,580 | $504.0K | 0.00% | +306+0.9% | Added |
| Morgan Stanley | 34,078 | $512.0K | 0.00% | +2,066+6.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 51,830 | $778.0K | 0.29% | −166,486−76.3% | Reduced |
| Clough Capital Partners L P | 56,300 | $845.0K | 0.06% | +56,300 | New |
| First Manhattan Co | 59,870 | $898.0K | 0.00% | +9,860+19.7% | Added |
| Sarissa Consulting LLC | 71,347 | $1.07M | 1.70% | 00.0% | Unchanged |
| Scotia Capital Inc. | 78,414 | $1.18M | 0.01% | +3,771+5.1% | Added |
| Relative Value Partners Group, LLC | 2,751,861 | $1.65M | 0.11% | −524,576−16.0% | Reduced |
| CSS LLC | 320,122 | $4.80M | 0.20% | +30,193+10.4% | Added |
| Rivernorth Capital Management, LLC | 773,184 | $11.6M | 0.44% | −119,066−13.3% | Reduced |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −72,635−100.0% | Sold out |
| Winning Points Advisors, LLC | 0 | $0 | 0.00% | −27,336−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −17,369−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,948−100.0% | Sold out |
| Wealth Dimensions Group, Ltd. | 0 | $0 | 0.00% | −10,736−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −10,457−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −2,311−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −1,106−100.0% | Sold out |
| TFC Financial Management | 0 | $0 | 0.00% | −164−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| Crescent Capital Consulting, LLC | – | – | – | – | Not filed |