Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q1 2026
Institutional positions in Special Opportunities Fund, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- 0 vs. Q4 2025
- Shares held
- 3.11M
- +97.8K (+3.2%) vs. Q4 2025
- Total value
- $42.8M
- −$1.76M (−4.0%) vs. Q4 2025
- New holders
- 4
- 29 more added
- Sold out
- 4
- 9 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Colony Group, LLC | 1,335,518 | $18.4M | 0.02% | +12,414+0.9% | Added |
| Shaker Financial Services, LLC | 372,043 | $5.12M | 1.78% | +121,464+48.5% | Added |
| Blue Bell Private Wealth Management, LLC | 294,894 | $4.06M | 0.58% | +15,985+5.7% | Added |
| CSS LLC | 118,749 | $1.63M | 0.09% | +2,770+2.4% | Added |
| GatePass Capital, LLC | 112,859 | $1.55M | 0.76% | −18,891−14.3% | Reduced |
| Scotia Capital Inc. | 110,043 | $1.51M | 0.01% | +1,838+1.7% | Added |
| Advisors Asset Management, Inc. | 107,254 | $1.48M | 0.02% | −6,539−5.7% | Reduced |
| Wolverine Asset Management LLC | 95,283 | $1.31M | 0.02% | +94,346+10,068.9% | Added |
| Morgan Stanley | 90,762 | $1.25M | 0.00% | +17,380+23.7% | Added |
| Rivernorth Capital Management, LLC | 82,069 | $1.13M | 0.06% | −21,419−20.7% | Reduced |
| First Manhattan Co | 44,280 | $609.3K | 0.00% | +4,270+10.7% | Added |
| Raymond James Financial Inc | 32,040 | $440.9K | 0.00% | −1,081−3.3% | Reduced |
| Ancora Advisors, LLC | 22,887 | $314.9K | 0.01% | +4,417+23.9% | Added |
| Oppenheimer & Co Inc | 21,372 | $294.1K | 0.00% | +606+2.9% | Added |
| Independent Advisor Alliance | 21,188 | $291.5K | 0.00% | +21,188 | New |
| Guggenheim Capital LLC | 20,778 | $285.9K | 0.00% | +575+2.8% | Added |
| Cetera Investment Advisers | 19,872 | $273.4K | 0.00% | −18,129−47.7% | Reduced |
| Advisor Group Holdings, Inc. | 19,292 | $265.4K | 0.00% | +1,292+7.2% | Added |
| Sowell Financial Services LLC | 17,933 | $246.8K | 0.01% | +564+3.2% | Added |
| Harbour Investments, Inc. | 16,813 | $231.3K | 0.00% | +529+3.2% | Added |
| NBC Securities, Inc. | 16,657 | $229.2K | 0.02% | −3,113−15.7% | Reduced |
| Commonwealth Equity Services, LLC | 16,210 | $223.1K | 0.00% | +325+2.0% | Added |
| TrueMark Investments, LLC | 16,208 | $223.0K | 0.04% | +1,293+8.7% | Added |
| Live Oak Private Wealth LLC | 15,333 | $211.0K | 0.03% | +480+3.2% | Added |
| Patron Partners Advisors, LLC | 14,274 | $196.4K | 0.09% | +449+3.2% | Added |
| NWF Advisory Services Inc. | 14,234 | $195.9K | 0.02% | +634+4.7% | Added |
| Susquehanna International Group, LLP | 11,821 | $162.7K | 0.00% | −1,546−11.6% | Reduced |
| Wells Fargo & Company | 11,169 | $153.7K | 0.00% | −704−5.9% | Reduced |
| Detalus Advisors, LLC | 10,443 | $143.7K | 0.03% | +10,443 | New |
| Keating Financial Advisory Services, Inc. | 5,615 | $77.3K | 0.01% | +307+5.8% | Added |
| MAI Capital Management | 5,372 | $73.9K | 0.00% | +169+3.2% | Added |
| UBS Group AG | 5,163 | $71.0K | 0.00% | +230+4.7% | Added |
| GWM Advisors LLC | 2,262 | $31.1K | 0.00% | +100+4.6% | Added |
| Royal Bank of Canada | 2,250 | $31.0K | 0.00% | +102+4.7% | Added |
| Winmill & Co. Inc | 2,093 | $28.8K | 0.01% | +93+4.7% | Added |
| Rockefeller Capital Management L.P. | 918 | $12.6K | 0.00% | +28+3.1% | Added |
| Advisory Services Network, LLC | 910 | $12.5K | 0.00% | +910 | New |
| Eastern Bank | 750 | $10.3K | 0.00% | +23+3.2% | Added |
| Sound Income Strategies, LLC | 740 | $10.2K | 0.00% | +48+6.9% | Added |
| Highline Wealth Partners LLC | 206 | $2.83K | 0.00% | +6+3.0% | Added |
| CVA Family Office, LLC | 39 | $537 | 0.00% | 00.0% | Unchanged |
| Indiana Trust & Investment Management CO | 26 | $358 | 0.00% | −784−96.8% | Reduced |
| Danske Bank A/S | 4 | $55 | 0.00% | +4 | New |
| Seven Mile Advisory | 0 | $0 | 0.00% | −108,416−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −24,735−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,598−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −1,495−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |