Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q1 2026
Institutional positions in Special Opportunities Fund, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- 0 vs. Q4 2025
- Shares held
- 3.11M
- +97.8K (+3.2%) vs. Q4 2025
- Total value
- $42.8M
- −$1.76M (−4.0%) vs. Q4 2025
- New holders
- 4
- 29 more added
- Sold out
- 4
- 9 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Danske Bank A/S | 4 | $55 | 0.00% | +4 | New |
| Indiana Trust & Investment Management CO | 26 | $358 | 0.00% | −784−96.8% | Reduced |
| CVA Family Office, LLC | 39 | $537 | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 206 | $2.83K | 0.00% | +6+3.0% | Added |
| Sound Income Strategies, LLC | 740 | $10.2K | 0.00% | +48+6.9% | Added |
| Eastern Bank | 750 | $10.3K | 0.00% | +23+3.2% | Added |
| Advisory Services Network, LLC | 910 | $12.5K | 0.00% | +910 | New |
| Rockefeller Capital Management L.P. | 918 | $12.6K | 0.00% | +28+3.1% | Added |
| Winmill & Co. Inc | 2,093 | $28.8K | 0.01% | +93+4.7% | Added |
| Royal Bank of Canada | 2,250 | $31.0K | 0.00% | +102+4.7% | Added |
| GWM Advisors LLC | 2,262 | $31.1K | 0.00% | +100+4.6% | Added |
| UBS Group AG | 5,163 | $71.0K | 0.00% | +230+4.7% | Added |
| MAI Capital Management | 5,372 | $73.9K | 0.00% | +169+3.2% | Added |
| Keating Financial Advisory Services, Inc. | 5,615 | $77.3K | 0.01% | +307+5.8% | Added |
| Detalus Advisors, LLC | 10,443 | $143.7K | 0.03% | +10,443 | New |
| Wells Fargo & Company | 11,169 | $153.7K | 0.00% | −704−5.9% | Reduced |
| Susquehanna International Group, LLP | 11,821 | $162.7K | 0.00% | −1,546−11.6% | Reduced |
| NWF Advisory Services Inc. | 14,234 | $195.9K | 0.02% | +634+4.7% | Added |
| Patron Partners Advisors, LLC | 14,274 | $196.4K | 0.09% | +449+3.2% | Added |
| Live Oak Private Wealth LLC | 15,333 | $211.0K | 0.03% | +480+3.2% | Added |
| TrueMark Investments, LLC | 16,208 | $223.0K | 0.04% | +1,293+8.7% | Added |
| Commonwealth Equity Services, LLC | 16,210 | $223.1K | 0.00% | +325+2.0% | Added |
| NBC Securities, Inc. | 16,657 | $229.2K | 0.02% | −3,113−15.7% | Reduced |
| Harbour Investments, Inc. | 16,813 | $231.3K | 0.00% | +529+3.2% | Added |
| Sowell Financial Services LLC | 17,933 | $246.8K | 0.01% | +564+3.2% | Added |
| Advisor Group Holdings, Inc. | 19,292 | $265.4K | 0.00% | +1,292+7.2% | Added |
| Cetera Investment Advisers | 19,872 | $273.4K | 0.00% | −18,129−47.7% | Reduced |
| Guggenheim Capital LLC | 20,778 | $285.9K | 0.00% | +575+2.8% | Added |
| Independent Advisor Alliance | 21,188 | $291.5K | 0.00% | +21,188 | New |
| Oppenheimer & Co Inc | 21,372 | $294.1K | 0.00% | +606+2.9% | Added |
| Ancora Advisors, LLC | 22,887 | $314.9K | 0.01% | +4,417+23.9% | Added |
| Raymond James Financial Inc | 32,040 | $440.9K | 0.00% | −1,081−3.3% | Reduced |
| First Manhattan Co | 44,280 | $609.3K | 0.00% | +4,270+10.7% | Added |
| Rivernorth Capital Management, LLC | 82,069 | $1.13M | 0.06% | −21,419−20.7% | Reduced |
| Morgan Stanley | 90,762 | $1.25M | 0.00% | +17,380+23.7% | Added |
| Wolverine Asset Management LLC | 95,283 | $1.31M | 0.02% | +94,346+10,068.9% | Added |
| Advisors Asset Management, Inc. | 107,254 | $1.48M | 0.02% | −6,539−5.7% | Reduced |
| Scotia Capital Inc. | 110,043 | $1.51M | 0.01% | +1,838+1.7% | Added |
| GatePass Capital, LLC | 112,859 | $1.55M | 0.76% | −18,891−14.3% | Reduced |
| CSS LLC | 118,749 | $1.63M | 0.09% | +2,770+2.4% | Added |
| Blue Bell Private Wealth Management, LLC | 294,894 | $4.06M | 0.58% | +15,985+5.7% | Added |
| Shaker Financial Services, LLC | 372,043 | $5.12M | 1.78% | +121,464+48.5% | Added |
| Colony Group, LLC | 1,335,518 | $18.4M | 0.02% | +12,414+0.9% | Added |
| Seven Mile Advisory | 0 | $0 | 0.00% | −108,416−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −24,735−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,598−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −1,495−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |