Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2022
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +1 vs. Q3 2022
- Shares held
- 3.87M
- −20.7K (−0.5%) vs. Q3 2022
- Total value
- $44.1M
- +$960.1K (+2.2%) vs. Q3 2022
- New holders
- 4
- 13 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC | 1,764,253 | $20.1M | 1.42% | −30,072−1.7% | Reduced |
| Rivernorth Capital Management, LLC | 491,196 | $5.60M | 0.25% | −38,526−7.3% | Reduced |
| Epiq Partners, LLC | 324,336 | $3.70M | 2.46% | −9,729−2.9% | Reduced |
| CSS LLC | 269,601 | $3.07M | 0.20% | −3,000−1.1% | Reduced |
| Blue Bell Private Wealth Management, LLC | 225,820 | $2.57M | 0.84% | +8,634+4.0% | Added |
| Shaker Financial Services, LLC | 143,431 | $1.64M | 0.77% | +64,796+82.4% | Added |
| Scotia Capital Inc. | 83,028 | $946.5K | 0.01% | −6,733−7.5% | Reduced |
| Advisor Group Holdings, Inc. | 74,822 | $853.0K | 0.00% | +7,099+10.5% | Added |
| First Manhattan Co | 70,420 | $802.8K | 0.00% | +12,500+21.6% | Added |
| Morgan Stanley | 69,461 | $791.9K | 0.00% | +13,619+24.4% | Added |
| Ancora Advisors, LLC | 50,757 | $579.0K | 0.02% | −11,247−18.1% | Reduced |
| Robinson Capital Management, LLC | 42,338 | $485.2K | 0.25% | +42,338 | New |
| Raymond James & Associates | 41,973 | $478.5K | 0.00% | +8,240+24.4% | Added |
| Wells Fargo & Company | 23,453 | $267.4K | 0.00% | −6,595−21.9% | Reduced |
| Calton & Associates, Inc. | 21,183 | $241.5K | 0.09% | +355+1.7% | Added |
| Triad Investment Management | 20,614 | $235.0K | 0.37% | +1,200+6.2% | Added |
| Guggenheim Capital LLC | 17,279 | $197.0K | 0.00% | −180−1.0% | Reduced |
| Csenge Advisory Group | 15,327 | $174.7K | 0.01% | +4,771+45.2% | Added |
| GWM Advisors LLC | 14,600 | $166.4K | 0.00% | +1,000+7.4% | Added |
| Private Advisor Group, LLC | 14,462 | $164.9K | 0.01% | −11,333−43.9% | Reduced |
| Harbour Investments, Inc. | 14,160 | $161.4K | 0.01% | +736+5.5% | Added |
| Susquehanna International Group, LLP | 13,745 | $156.7K | 0.00% | +13,745 | New |
| Meixler Investment Management, Ltd. | 13,599 | $155.0K | 0.16% | −3,948−22.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 10,707 | $122.1K | 0.00% | −5,551−34.1% | Reduced |
| Dynamic Advisor Solutions LLC | 10,685 | $121.8K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 9,211 | $105.0K | 0.00% | +2,522+37.7% | Added |
| Crewe Advisors LLC | 6,970 | $79.5K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,280 | $48.8K | 0.00% | +4,280 | New |
| U.S. Capital Wealth Advisors, LLC | 4,250 | $48.5K | 0.00% | +4,250 | New |
| Royal Bank of Canada | 2,714 | $31.0K | 0.00% | +160+6.3% | Added |
| Winmill & Co. Inc | 2,000 | $22.8K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,230 | $14.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 175 | $2.00K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 30 | $342 | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −83,913−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −117−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Sarissa Consulting LLC | – | – | – | – | Not filed |