Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2025
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +3 vs. Q3 2025
- Shares held
- 3.01M
- −131.3K (−4.2%) vs. Q3 2025
- Total value
- $44.6M
- −$4.17M (−8.5%) vs. Q3 2025
- New holders
- 5
- 15 more added
- Sold out
- 2
- 10 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Colony Group, LLC | 1,323,104 | $19.4M | 0.02% | +1,323,104 | New |
| Blue Bell Private Wealth Management, LLC | 278,909 | $4.10M | 0.60% | +6,611+2.4% | Added |
| Shaker Financial Services, LLC | 250,579 | $3.95M | 1.25% | −104,099−29.4% | Reduced |
| GatePass Capital, LLC | 131,750 | $1.94M | 1.00% | −2,550−1.9% | Reduced |
| CSS LLC | 115,979 | $1.70M | 0.10% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 113,793 | $1.67M | 0.03% | +491+0.4% | Added |
| Seven Mile Advisory | 108,416 | $1.59M | 0.27% | +2,342+2.2% | Added |
| Scotia Capital Inc. | 108,205 | $1.59M | 0.01% | +1,189+1.1% | Added |
| Rivernorth Capital Management, LLC | 103,488 | $1.52M | 0.07% | +363+0.4% | Added |
| Morgan Stanley | 73,382 | $1.08M | 0.00% | −6,918−8.6% | Reduced |
| First Manhattan Co | 40,010 | $620.4K | 0.00% | +8,500+27.0% | Added |
| Cetera Investment Advisers | 38,001 | $558.2K | 0.00% | +6,175+19.4% | Added |
| Raymond James Financial Inc | 33,121 | $486.5K | 0.00% | +4,766+16.8% | Added |
| Envestnet Asset Management Inc | 24,735 | $363.4K | 0.00% | +3,058+14.1% | Added |
| Oppenheimer & Co Inc | 20,766 | $305.1K | 0.00% | −1,500−6.7% | Reduced |
| Guggenheim Capital LLC | 20,203 | $296.8K | 0.00% | −511−2.5% | Reduced |
| NBC Securities, Inc. | 19,770 | $290.4K | 0.02% | +3,539+21.8% | Added |
| Ancora Advisors, LLC | 18,470 | $271.3K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 18,000 | $264.4K | 0.00% | −2,100−10.4% | Reduced |
| Sowell Financial Services LLC | 17,369 | $255.2K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 16,284 | $239.2K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,885 | $233.3K | 0.00% | +370+2.4% | Added |
| TrueMark Investments, LLC | 14,915 | $219.1K | 0.04% | +363+2.5% | Added |
| Live Oak Private Wealth LLC | 14,853 | $218.2K | 0.03% | 00.0% | Unchanged |
| Patron Partners Advisors, LLC | 13,825 | $203.1K | 0.09% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 13,600 | $199.8K | 0.02% | −1,100−7.5% | Reduced |
| Susquehanna International Group, LLP | 13,367 | $196.4K | 0.00% | +13,367 | New |
| Wells Fargo & Company | 11,873 | $174.4K | 0.00% | −2,395−16.8% | Reduced |
| HighTower Advisors, LLC | 10,598 | $155.7K | 0.00% | +31+0.3% | Added |
| Keating Financial Advisory Services, Inc. | 5,308 | $78.0K | 0.01% | +5,308 | New |
| MAI Capital Management | 5,203 | $76.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 4,933 | $72.5K | 0.00% | −1,500−23.3% | Reduced |
| Global Retirement Partners, LLC | 3,383 | $49.7K | 0.00% | +73+2.2% | Added |
| Royal Bank of Canada | 2,148 | $32.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,162 | $31.8K | 0.00% | 00.0% | Unchanged |
| Winmill & Co. Inc | 2,000 | $29.4K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 1,495 | $22.0K | 0.00% | +1,495 | New |
| Wolverine Asset Management LLC | 937 | $13.8K | 0.00% | −6,315−87.1% | Reduced |
| Rockefeller Capital Management L.P. | 890 | $13.1K | 0.00% | 00.0% | Unchanged |
| Indiana Trust & Investment Management CO | 810 | $11.9K | 0.00% | +810 | New |
| Eastern Bank | 727 | $10.7K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 692 | $10.5K | 0.00% | +15+2.2% | Added |
| Highline Wealth Partners LLC | 200 | $2.94K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 39 | $573 | 0.00% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −1,383,383−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −882−100.0% | Sold out |