Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2025
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +3 vs. Q3 2025
- Shares held
- 3.01M
- −131.3K (−4.2%) vs. Q3 2025
- Total value
- $44.6M
- −$4.17M (−8.5%) vs. Q3 2025
- New holders
- 5
- 15 more added
- Sold out
- 2
- 10 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 39 | $573 | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 200 | $2.94K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 692 | $10.5K | 0.00% | +15+2.2% | Added |
| Eastern Bank | 727 | $10.7K | 0.00% | 00.0% | Unchanged |
| Indiana Trust & Investment Management CO | 810 | $11.9K | 0.00% | +810 | New |
| Rockefeller Capital Management L.P. | 890 | $13.1K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 937 | $13.8K | 0.00% | −6,315−87.1% | Reduced |
| Kestra Advisory Services, LLC | 1,495 | $22.0K | 0.00% | +1,495 | New |
| Winmill & Co. Inc | 2,000 | $29.4K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,162 | $31.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,148 | $32.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,383 | $49.7K | 0.00% | +73+2.2% | Added |
| UBS Group AG | 4,933 | $72.5K | 0.00% | −1,500−23.3% | Reduced |
| MAI Capital Management | 5,203 | $76.4K | 0.00% | 00.0% | Unchanged |
| Keating Financial Advisory Services, Inc. | 5,308 | $78.0K | 0.01% | +5,308 | New |
| HighTower Advisors, LLC | 10,598 | $155.7K | 0.00% | +31+0.3% | Added |
| Wells Fargo & Company | 11,873 | $174.4K | 0.00% | −2,395−16.8% | Reduced |
| Susquehanna International Group, LLP | 13,367 | $196.4K | 0.00% | +13,367 | New |
| NWF Advisory Services Inc. | 13,600 | $199.8K | 0.02% | −1,100−7.5% | Reduced |
| Patron Partners Advisors, LLC | 13,825 | $203.1K | 0.09% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 14,853 | $218.2K | 0.03% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 14,915 | $219.1K | 0.04% | +363+2.5% | Added |
| Commonwealth Equity Services, LLC | 15,885 | $233.3K | 0.00% | +370+2.4% | Added |
| Harbour Investments, Inc. | 16,284 | $239.2K | 0.00% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 17,369 | $255.2K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 18,000 | $264.4K | 0.00% | −2,100−10.4% | Reduced |
| Ancora Advisors, LLC | 18,470 | $271.3K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 19,770 | $290.4K | 0.02% | +3,539+21.8% | Added |
| Guggenheim Capital LLC | 20,203 | $296.8K | 0.00% | −511−2.5% | Reduced |
| Oppenheimer & Co Inc | 20,766 | $305.1K | 0.00% | −1,500−6.7% | Reduced |
| Envestnet Asset Management Inc | 24,735 | $363.4K | 0.00% | +3,058+14.1% | Added |
| Raymond James Financial Inc | 33,121 | $486.5K | 0.00% | +4,766+16.8% | Added |
| Cetera Investment Advisers | 38,001 | $558.2K | 0.00% | +6,175+19.4% | Added |
| First Manhattan Co | 40,010 | $620.4K | 0.00% | +8,500+27.0% | Added |
| Morgan Stanley | 73,382 | $1.08M | 0.00% | −6,918−8.6% | Reduced |
| Rivernorth Capital Management, LLC | 103,488 | $1.52M | 0.07% | +363+0.4% | Added |
| Scotia Capital Inc. | 108,205 | $1.59M | 0.01% | +1,189+1.1% | Added |
| Seven Mile Advisory | 108,416 | $1.59M | 0.27% | +2,342+2.2% | Added |
| Advisors Asset Management, Inc. | 113,793 | $1.67M | 0.03% | +491+0.4% | Added |
| CSS LLC | 115,979 | $1.70M | 0.10% | 00.0% | Unchanged |
| GatePass Capital, LLC | 131,750 | $1.94M | 1.00% | −2,550−1.9% | Reduced |
| Shaker Financial Services, LLC | 250,579 | $3.95M | 1.25% | −104,099−29.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 278,909 | $4.10M | 0.60% | +6,611+2.4% | Added |
| Colony Group, LLC | 1,323,104 | $19.4M | 0.02% | +1,323,104 | New |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −1,383,383−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −882−100.0% | Sold out |