Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2024
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +2 vs. Q3 2024
- Shares held
- 3.11M
- −4.52K (−0.1%) vs. Q3 2024
- Total value
- $45.5M
- +$2.35M (+5.5%) vs. Q3 2024
- New holders
- 13
- 4 more added
- Sold out
- 11
- 12 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kovitz Investment Group Partners, LLC | 1,545,405 | $22.6M | 0.11% | −20,482−1.3% | Reduced |
| Blue Bell Private Wealth Management, LLC | 250,220 | $3.66M | 0.70% | −19,335−7.2% | Reduced |
| CSS LLC | 202,802 | $2.97M | 0.18% | −55,582−21.5% | Reduced |
| Rivernorth Capital Management, LLC | 202,286 | $2.96M | 0.14% | −108,077−34.8% | Reduced |
| Shaker Financial Services, LLC | 157,812 | $2.31M | 0.88% | +94,176+148.0% | Added |
| Morgan Stanley | 113,119 | $1.65M | 0.00% | −16,781−12.9% | Reduced |
| Independent Advisor Alliance | 94,349 | $1.38M | 0.02% | +94,349 | New |
| Scotia Capital Inc. | 89,632 | $1.31M | 0.01% | +5,141+6.1% | Added |
| GatePass Capital, LLC | 79,750 | $1.17M | 1.27% | +79,750 | New |
| Raymond James Financial Inc | 30,984 | $453.3K | 0.00% | +30,984 | New |
| First Manhattan Co | 30,500 | $446.2K | 0.00% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 30,010 | $439.0K | 0.00% | +30,010 | New |
| CF Capital LLC | 27,500 | $402.3K | 0.43% | +27,500 | New |
| Ancora Advisors, LLC | 24,892 | $364.2K | 0.01% | −4,584−15.6% | Reduced |
| Oppenheimer & Co Inc | 22,766 | $333.1K | 0.00% | +22,766 | New |
| Truist Financial Corp | 22,439 | $328.3K | 0.00% | +22,439 | New |
| Advisor Group Holdings, Inc. | 22,140 | $323.9K | 0.00% | +2,640+13.5% | Added |
| Sowell Financial Services LLC | 17,369 | $254.1K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 16,284 | $238.2K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 15,542 | $227.4K | 0.03% | +4,570+41.7% | Added |
| Live Oak Private Wealth LLC | 14,853 | $217.3K | 0.04% | 00.0% | Unchanged |
| Wells Fargo & Company | 13,894 | $203.3K | 0.00% | −1,694−10.9% | Reduced |
| Patron Partners Advisors, LLC | 13,825 | $202.3K | 0.11% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,674 | $200.0K | 0.00% | −95−0.7% | Reduced |
| Aspiriant, LLC | 13,246 | $193.8K | 0.01% | +13,246 | New |
| Absolute Investment Advisers LLC | 10,504 | $153.7K | 0.02% | +10,504 | New |
| K2 Principal Fund, L.P. | 10,000 | $146.3K | 0.02% | +10,000 | New |
| UBS Group AG | 6,503 | $95.1K | 0.00% | −1,274−16.4% | Reduced |
| MAI Capital Management | 3,753 | $54.9K | 0.00% | +3,753 | New |
| Global Retirement Partners, LLC | 3,103 | $45.4K | 0.00% | +3,103 | New |
| Quarry LP | 3,023 | $44.2K | 0.01% | +3,023 | New |
| GWM Advisors LLC | 2,162 | $31.6K | 0.00% | −13,200−85.9% | Reduced |
| Royal Bank of Canada | 2,148 | $31.0K | 0.00% | −10.0% | Reduced |
| Winmill & Co. Inc | 2,000 | $29.3K | 0.01% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 1,155 | $16.9K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 639 | $9.35K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 39 | $571 | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 15 | $231 | 0.02% | −15,708−99.9% | Reduced |
| Epiq Partners, LLC | 0 | $0 | 0.00% | −67,426−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −22,786−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −16,462−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −15,900−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −14,755−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −13,374−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,609−100.0% | Sold out |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −10,125−100.0% | Sold out |
| Crewe Advisors LLC | 0 | $0 | 0.00% | −6,970−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |