Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2021
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +5 vs. Q3 2021
- Shares held
- 6.09M
- −413.4K (−6.4%) vs. Q3 2021
- Total value
- $94.0M
- −$5.92M (−5.9%) vs. Q3 2021
- New holders
- 8
- 9 more added
- Sold out
- 3
- 17 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC | 3,276,437 | $50.6M | 3.59% | −132,847−3.9% | Reduced |
| Rivernorth Capital Management, LLC | 892,250 | $13.8M | 0.56% | −59,795−6.3% | Reduced |
| Epiq Partners, LLC | 411,179 | $6.35M | 3.39% | −30,040−6.8% | Reduced |
| CSS LLC | 289,929 | $4.48M | 0.20% | +3,533+1.2% | Added |
| Blue Bell Private Wealth Management, LLC | 263,094 | $4.07M | 1.07% | −14,186−5.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 218,316 | $3.37M | 1.22% | +6,965+3.3% | Added |
| Ancora Advisors, LLC | 84,756 | $1.31M | 0.03% | −1,000−1.2% | Reduced |
| Scotia Capital Inc. | 74,643 | $1.15M | 0.01% | +4,738+6.8% | Added |
| Robinson Capital Management, LLC | 72,635 | $1.12M | 0.69% | −4,750−6.1% | Reduced |
| Sarissa Consulting LLC | 71,347 | $1.10M | 1.41% | +71,347 | New |
| First Manhattan Co | 50,010 | $772.0K | 0.00% | +3,000+6.4% | Added |
| Advisor Group Holdings, Inc. | 37,634 | $582.0K | 0.00% | −982−2.5% | Reduced |
| Wells Fargo & Company | 33,274 | $514.0K | 0.00% | −212−0.6% | Reduced |
| Raymond James & Associates | 33,230 | $513.0K | 0.00% | −16,998−33.8% | Reduced |
| Morgan Stanley | 32,012 | $495.0K | 0.00% | −14,193−30.7% | Reduced |
| Private Advisor Group, LLC | 25,128 | $388.0K | 0.00% | −25,128−50.0% | Reduced |
| Winning Points Advisors, LLC | 27,336 | $376.0K | 0.27% | +27,336 | New |
| Meixler Investment Management, Ltd. | 21,652 | $335.0K | 0.34% | +21,652 | New |
| Calton & Associates, Inc. | 21,407 | $330.0K | 0.09% | −618−2.8% | Reduced |
| SkyView Investment Advisors, LLC | 20,770 | $321.0K | 0.07% | −29,032−58.3% | Reduced |
| Guggenheim Capital LLC | 17,735 | $274.0K | 0.00% | −350−1.9% | Reduced |
| Sowell Financial Services LLC | 17,369 | $268.0K | 0.02% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 12,363 | $191.0K | 0.01% | +249+2.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 11,948 | $185.0K | 0.01% | +23+0.2% | Added |
| Dynamic Advisor Solutions LLC | 11,185 | $173.0K | 0.01% | −220−1.9% | Reduced |
| Wealth Dimensions Group, Ltd. | 10,736 | $166.0K | 0.08% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 10,457 | $162.0K | 0.06% | +10,457 | New |
| Steward Partners Investment Advisory, LLC | 8,576 | $132.0K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 6,970 | $108.0K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 6,689 | $103.0K | 0.00% | −922−12.1% | Reduced |
| Royal Bank of Canada | 2,736 | $42.0K | 0.00% | +265+10.7% | Added |
| Geneos Wealth Management Inc. | 2,715 | $41.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,530 | $39.0K | 0.01% | +30+1.2% | Added |
| Wagner Wealth Management, LLC | 2,311 | $36.0K | 0.03% | −129−5.3% | Reduced |
| Winmill & Co. Inc | 2,000 | $31.0K | 0.01% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,250 | $19.0K | 0.00% | +1,250 | New |
| JNBA Financial Advisors | 1,106 | $17.0K | 0.00% | +62+5.9% | Added |
| Crescent Capital Consulting, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 900 | $14.0K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 500 | $8.00K | 0.00% | +500 | New |
| TFC Financial Management | 164 | $3.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 75 | $1.00K | 0.00% | +75 | New |
| CVA Family Office, LLC | 30 | $0 | 0.00% | +30 | New |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −205,495−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,064−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |