Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q4 2021
Institutional positions in Special Opportunities Fund, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +5 vs. Q3 2021
- Shares held
- 6.09M
- −413.4K (−6.4%) vs. Q3 2021
- Total value
- $94.0M
- −$5.92M (−5.9%) vs. Q3 2021
- New holders
- 8
- 9 more added
- Sold out
- 3
- 17 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 30 | $0 | 0.00% | +30 | New |
| CWM, LLC | 75 | $1.00K | 0.00% | +75 | New |
| TFC Financial Management | 164 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 500 | $8.00K | 0.00% | +500 | New |
| Bank of America Corp | 900 | $14.0K | 0.00% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 1,106 | $17.0K | 0.00% | +62+5.9% | Added |
| Gemmer Asset Management LLC | 1,250 | $19.0K | 0.00% | +1,250 | New |
| Winmill & Co. Inc | 2,000 | $31.0K | 0.01% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 2,311 | $36.0K | 0.03% | −129−5.3% | Reduced |
| Lindbrook Capital, LLC | 2,530 | $39.0K | 0.01% | +30+1.2% | Added |
| Geneos Wealth Management Inc. | 2,715 | $41.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,736 | $42.0K | 0.00% | +265+10.7% | Added |
| UBS Group AG | 6,689 | $103.0K | 0.00% | −922−12.1% | Reduced |
| Crewe Advisors LLC | 6,970 | $108.0K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,576 | $132.0K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 10,457 | $162.0K | 0.06% | +10,457 | New |
| Wealth Dimensions Group, Ltd. | 10,736 | $166.0K | 0.08% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 11,185 | $173.0K | 0.01% | −220−1.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 11,948 | $185.0K | 0.01% | +23+0.2% | Added |
| Harbour Investments, Inc. | 12,363 | $191.0K | 0.01% | +249+2.1% | Added |
| Sowell Financial Services LLC | 17,369 | $268.0K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 17,735 | $274.0K | 0.00% | −350−1.9% | Reduced |
| SkyView Investment Advisors, LLC | 20,770 | $321.0K | 0.07% | −29,032−58.3% | Reduced |
| Calton & Associates, Inc. | 21,407 | $330.0K | 0.09% | −618−2.8% | Reduced |
| Meixler Investment Management, Ltd. | 21,652 | $335.0K | 0.34% | +21,652 | New |
| Winning Points Advisors, LLC | 27,336 | $376.0K | 0.27% | +27,336 | New |
| Private Advisor Group, LLC | 25,128 | $388.0K | 0.00% | −25,128−50.0% | Reduced |
| Morgan Stanley | 32,012 | $495.0K | 0.00% | −14,193−30.7% | Reduced |
| Raymond James & Associates | 33,230 | $513.0K | 0.00% | −16,998−33.8% | Reduced |
| Wells Fargo & Company | 33,274 | $514.0K | 0.00% | −212−0.6% | Reduced |
| Advisor Group Holdings, Inc. | 37,634 | $582.0K | 0.00% | −982−2.5% | Reduced |
| First Manhattan Co | 50,010 | $772.0K | 0.00% | +3,000+6.4% | Added |
| Sarissa Consulting LLC | 71,347 | $1.10M | 1.41% | +71,347 | New |
| Robinson Capital Management, LLC | 72,635 | $1.12M | 0.69% | −4,750−6.1% | Reduced |
| Scotia Capital Inc. | 74,643 | $1.15M | 0.01% | +4,738+6.8% | Added |
| Ancora Advisors, LLC | 84,756 | $1.31M | 0.03% | −1,000−1.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 218,316 | $3.37M | 1.22% | +6,965+3.3% | Added |
| Blue Bell Private Wealth Management, LLC | 263,094 | $4.07M | 1.07% | −14,186−5.1% | Reduced |
| CSS LLC | 289,929 | $4.48M | 0.20% | +3,533+1.2% | Added |
| Epiq Partners, LLC | 411,179 | $6.35M | 3.39% | −30,040−6.8% | Reduced |
| Rivernorth Capital Management, LLC | 892,250 | $13.8M | 0.56% | −59,795−6.3% | Reduced |
| Relative Value Partners Group, LLC | 3,276,437 | $50.6M | 3.59% | −132,847−3.9% | Reduced |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −205,495−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,064−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |