Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- 0 vs. Q2 2022
- Shares held
- 13.7M
- −254.5K (−1.8%) vs. Q2 2022
- Total value
- $118.5M
- +$1.51M (+1.3%) vs. Q2 2022
- New holders
- 11
- 42 more added
- Sold out
- 11
- 23 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,697,253 | $21.4M | 0.00% | −418,112−13.4% | Reduced |
| Advisors Asset Management, Inc. | 943,180 | $17.0M | 0.35% | +59,210+6.7% | Added |
| 1607 Capital Partners, LLC | 995,859 | $7.90M | 0.61% | −14,667−1.5% | Reduced |
| UBS Group AG | 949,732 | $7.53M | 0.00% | +45,406+5.0% | Added |
| Wells Fargo & Company | 867,334 | $6.88M | 0.00% | +41,038+5.0% | Added |
| Allspring Global Investments Holdings, LLC | 780,015 | $6.18M | 0.01% | +89,099+12.9% | Added |
| Shaker Financial Services, LLC | 654,579 | $5.19M | 2.56% | +109,432+20.1% | Added |
| Punch & Associates Investment Management, Inc. | 520,388 | $4.13M | 0.29% | +53,685+11.5% | Added |
| Bank of America Corp | 377,376 | $2.99M | 0.00% | −4,337−1.1% | Reduced |
| Flagship Harbor Advisors, LLC | 361,963 | $2.87M | 0.33% | +9,225+2.6% | Added |
| Mraz, Amerine & Associates, Inc. | 348,429 | $2.76M | 0.74% | +32,456+10.3% | Added |
| 1832 Asset Management L.P. | 302,492 | $2.40M | 0.01% | 00.0% | Unchanged |
| Fca Corp | 281,379 | $2.23M | 0.95% | +3,785+1.4% | Added |
| Raymond James & Associates | 263,278 | $2.09M | 0.00% | +15,016+6.0% | Added |
| Family Firm, Inc. | 245,454 | $1.95M | 0.62% | +2,661+1.1% | Added |
| Bard Associates Inc | 245,001 | $1.94M | 0.88% | −1,600−0.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 223,655 | $1.77M | 0.64% | +1,157+0.5% | Added |
| LPL Financial LLC | 181,186 | $1.44M | 0.00% | +55,187+43.8% | Added |
| Advisor Group Holdings, Inc. | 168,625 | $1.34M | 0.00% | +11,576+7.4% | Added |
| Horizon Kinetics Asset Management LLC | 144,150 | $1.14M | 0.02% | −876−0.6% | Reduced |
| Royal Bank of Canada | 138,443 | $1.10M | 0.00% | +13,719+11.0% | Added |
| Commonwealth Equity Services, LLC | 117,212 | $929.0K | 0.00% | −3,250−2.7% | Reduced |
| City of London Investment Management Co Ltd | 103,048 | $818.0K | 0.07% | −14,788−12.5% | Reduced |
| Captrust Financial Advisors | 100,322 | $796.0K | 0.00% | +100,322 | New |
| Private Advisor Group, LLC | 94,204 | $747.0K | 0.01% | +12,283+15.0% | Added |
| Moors & Cabot, Inc. | 91,157 | $723.0K | 0.06% | +2,171+2.4% | Added |
| Cetera Investment Advisers | 84,197 | $668.0K | 0.01% | +7,598+9.9% | Added |
| Karpus Management, Inc. | 80,325 | $637.0K | 0.02% | −406,058−83.5% | Reduced |
| Brown Advisory Inc | 77,639 | $616.0K | 0.00% | −866−1.1% | Reduced |
| Cohen & Steers, Inc. | 70,884 | $562.0K | 0.00% | +70,884 | New |
| D.A. Davidson & Co. | 63,049 | $500.0K | 0.01% | −685−1.1% | Reduced |
| Twin Focus Capital Partners, LLC | 62,161 | $493.0K | 0.12% | −4,000−6.0% | Reduced |
| Roberts Glore & Co Inc | 56,489 | $448.0K | 0.16% | +166+0.3% | Added |
| WealthShield Partners, LLC | 55,355 | $439.0K | 0.09% | +5,960+12.1% | Added |
| Prospera Financial Services Inc | 54,863 | $435.0K | 0.02% | −1,138−2.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 52,787 | $419.0K | 0.00% | +1,627+3.2% | Added |
| Resolute Financial, LLC | 51,933 | $412.0K | 0.39% | +6,969+15.5% | Added |
| First Trust Advisors LP | 49,530 | $393.0K | 0.00% | −3,154−6.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 49,482 | $392.0K | 0.00% | +952+2.0% | Added |
| Cornerstone Advisors, LLC | 47,255 | $375.0K | 0.02% | +47,255 | New |
| Peapack Gladstone Financial Corp | 46,530 | $369.0K | 0.01% | −406−0.9% | Reduced |
| Janney Montgomery Scott LLC | 42,161 | $334.0K | 0.00% | +10,952+35.1% | Added |
| Kingsview Wealth Management, LLC | 38,020 | $301.0K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 37,930 | $301.0K | 0.00% | +37,930 | New |
| Insight Folios Inc | 34,451 | $273.0K | 0.14% | −13,588−28.3% | Reduced |
| M&T Bank Corp | 30,996 | $246.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 30,123 | $239.0K | 0.00% | +1,300+4.5% | Added |
| Stifel Financial Corp | 27,947 | $222.0K | 0.00% | −3,697−11.7% | Reduced |
| Financial Advocates Investment Management | 27,373 | $217.0K | 0.02% | +653+2.4% | Added |
| Clough Capital Partners L P | 26,267 | $208.0K | 0.03% | +26,267 | New |
| Institute for Wealth Management, LLC. | 23,772 | $189.0K | 0.04% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 23,322 | $185.0K | 0.01% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 18,996 | $151.0K | 0.05% | −12,400−39.5% | Reduced |
| Koshinski Asset Management, Inc. | 18,818 | $149.0K | 0.02% | +404+2.2% | Added |
| Cetera Advisor Networks LLC | 18,372 | $146.0K | 0.00% | +439+2.4% | Added |
| Heron Bay Capital Management | 18,158 | $144.0K | 0.10% | −93−0.5% | Reduced |
| Hunter Perkins Capital Management, LLC | 17,351 | $138.0K | 0.03% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 16,260 | $128.0K | 0.00% | +16,260 | New |
| Diversified Trust Co | 16,000 | $127.0K | 0.01% | +2,927+22.4% | Added |
| Wealthcare Advisory Partners LLC | 15,462 | $123.0K | 0.01% | −518−3.2% | Reduced |
| Davenport & Co LLC | 15,475 | $123.0K | 0.00% | +326+2.2% | Added |
| 9258 Wealth Management, LLC | 15,333 | $122.0K | 0.03% | +367+2.5% | Added |
| Guggenheim Capital LLC | 14,520 | $115.0K | 0.00% | −56,165−79.5% | Reduced |
| Kestra Advisory Services, LLC | 13,890 | $110.0K | 0.00% | −1,084−7.2% | Reduced |
| HighTower Advisors, LLC | 13,000 | $103.0K | 0.00% | +13,000 | New |
| Soltis Investment Advisors LLC | 12,419 | $98.0K | 0.01% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 12,245 | $97.0K | 0.00% | +417+3.5% | Added |
| Avidian Wealth Solutions, LLC | 11,994 | $95.0K | 0.01% | −11,351−48.6% | Reduced |
| First Financial Bank - Trust Division | 10,741 | $85.0K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 9,342 | $74.0K | 0.02% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 3,250 | $28.2K | 0.02% | +3,250 | New |
| Sittner & Nelson, LLC | 3,373 | $27.0K | 0.02% | +80+2.4% | Added |
| Hanson & Doremus Investment Management | 3,283 | $26.0K | 0.01% | +33+1.0% | Added |
| Global Retirement Partners, LLC | 2,341 | $21.0K | 0.00% | +55+2.4% | Added |
| Steward Partners Investment Advisory, LLC | 2,496 | $20.0K | 0.00% | +33+1.3% | Added |
| Ancora Advisors, LLC | 2,236 | $18.0K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 2,096 | $17.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 2,114 | $17.0K | 0.00% | +52+2.5% | Added |
| US Bancorp | 1,316 | $10.0K | 0.00% | +31+2.4% | Added |
| North Star Investment Management Corp. | 1,176 | $9.00K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,074 | $9.00K | 0.00% | +25+2.4% | Added |
| Gradient Investments LLC | 442 | $4.00K | 0.00% | +442 | New |
| Creative Financial Designs Inc | 165 | $1.00K | 0.00% | +2+1.2% | Added |
| IFP Advisors, Inc | 105 | $1.00K | 0.00% | −3−2.8% | Reduced |
| FMR LLC | 83 | $1.00K | 0.00% | +82+8,200.0% | Added |
| EverSource Wealth Advisors, LLC | 64 | $1.00K | 0.00% | +64 | New |
| Citigroup Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 79 | $0 | 0.00% | +1+1.3% | Added |
| Fifth Third Bancorp | 58 | $0 | 0.00% | +58 | New |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −56,530−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −43,506−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −25,810−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −19,437−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −15,073−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −14,410−100.0% | Sold out |
| Dakota Wealth Management | 0 | $0 | 0.00% | −14,005−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −3,900−100.0% | Sold out |
| Graves-Light Private Wealth Management, Inc. | 0 | $0 | 0.00% | −1,829−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Bay Harbor Wealth Management, LLC | 0 | $0 | 0.00% | −717−100.0% | Sold out |