Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- 0 vs. Q2 2022
- Shares held
- 13.7M
- −254.5K (−1.8%) vs. Q2 2022
- Total value
- $118.5M
- +$1.51M (+1.3%) vs. Q2 2022
- New holders
- 11
- 42 more added
- Sold out
- 11
- 23 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 79 | $0 | 0.00% | +1+1.3% | Added |
| Fifth Third Bancorp | 58 | $0 | 0.00% | +58 | New |
| Creative Financial Designs Inc | 165 | $1.00K | 0.00% | +2+1.2% | Added |
| IFP Advisors, Inc | 105 | $1.00K | 0.00% | −3−2.8% | Reduced |
| FMR LLC | 83 | $1.00K | 0.00% | +82+8,200.0% | Added |
| EverSource Wealth Advisors, LLC | 64 | $1.00K | 0.00% | +64 | New |
| Gradient Investments LLC | 442 | $4.00K | 0.00% | +442 | New |
| North Star Investment Management Corp. | 1,176 | $9.00K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,074 | $9.00K | 0.00% | +25+2.4% | Added |
| US Bancorp | 1,316 | $10.0K | 0.00% | +31+2.4% | Added |
| Sandy Spring Bank | 2,096 | $17.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 2,114 | $17.0K | 0.00% | +52+2.5% | Added |
| Ancora Advisors, LLC | 2,236 | $18.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,496 | $20.0K | 0.00% | +33+1.3% | Added |
| Global Retirement Partners, LLC | 2,341 | $21.0K | 0.00% | +55+2.4% | Added |
| Hanson & Doremus Investment Management | 3,283 | $26.0K | 0.01% | +33+1.0% | Added |
| Sittner & Nelson, LLC | 3,373 | $27.0K | 0.02% | +80+2.4% | Added |
| Barrett & Company, Inc. | 3,250 | $28.2K | 0.02% | +3,250 | New |
| Carolinas Wealth Consulting LLC | 9,342 | $74.0K | 0.02% | 00.0% | Unchanged |
| First Financial Bank - Trust Division | 10,741 | $85.0K | 0.01% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 11,994 | $95.0K | 0.01% | −11,351−48.6% | Reduced |
| Stratos Wealth Partners, LTD. | 12,245 | $97.0K | 0.00% | +417+3.5% | Added |
| Soltis Investment Advisors LLC | 12,419 | $98.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 13,000 | $103.0K | 0.00% | +13,000 | New |
| Kestra Advisory Services, LLC | 13,890 | $110.0K | 0.00% | −1,084−7.2% | Reduced |
| Guggenheim Capital LLC | 14,520 | $115.0K | 0.00% | −56,165−79.5% | Reduced |
| 9258 Wealth Management, LLC | 15,333 | $122.0K | 0.03% | +367+2.5% | Added |
| Wealthcare Advisory Partners LLC | 15,462 | $123.0K | 0.01% | −518−3.2% | Reduced |
| Davenport & Co LLC | 15,475 | $123.0K | 0.00% | +326+2.2% | Added |
| Diversified Trust Co | 16,000 | $127.0K | 0.01% | +2,927+22.4% | Added |
| Wolverine Asset Management LLC | 16,260 | $128.0K | 0.00% | +16,260 | New |
| Hunter Perkins Capital Management, LLC | 17,351 | $138.0K | 0.03% | 00.0% | Unchanged |
| Heron Bay Capital Management | 18,158 | $144.0K | 0.10% | −93−0.5% | Reduced |
| Cetera Advisor Networks LLC | 18,372 | $146.0K | 0.00% | +439+2.4% | Added |
| Koshinski Asset Management, Inc. | 18,818 | $149.0K | 0.02% | +404+2.2% | Added |
| Quantedge Capital Pte Ltd | 18,996 | $151.0K | 0.05% | −12,400−39.5% | Reduced |
| Raymond James Trust N.A. | 23,322 | $185.0K | 0.01% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 23,772 | $189.0K | 0.04% | 00.0% | Unchanged |
| Clough Capital Partners L P | 26,267 | $208.0K | 0.03% | +26,267 | New |
| Financial Advocates Investment Management | 27,373 | $217.0K | 0.02% | +653+2.4% | Added |
| Stifel Financial Corp | 27,947 | $222.0K | 0.00% | −3,697−11.7% | Reduced |
| GWM Advisors LLC | 30,123 | $239.0K | 0.00% | +1,300+4.5% | Added |
| M&T Bank Corp | 30,996 | $246.0K | 0.00% | 00.0% | Unchanged |
| Insight Folios Inc | 34,451 | $273.0K | 0.14% | −13,588−28.3% | Reduced |
| Kingsview Wealth Management, LLC | 38,020 | $301.0K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 37,930 | $301.0K | 0.00% | +37,930 | New |
| Janney Montgomery Scott LLC | 42,161 | $334.0K | 0.00% | +10,952+35.1% | Added |
| Peapack Gladstone Financial Corp | 46,530 | $369.0K | 0.01% | −406−0.9% | Reduced |
| Cornerstone Advisors, LLC | 47,255 | $375.0K | 0.02% | +47,255 | New |
| Raymond James Financial Services Advisors, Inc. | 49,482 | $392.0K | 0.00% | +952+2.0% | Added |
| First Trust Advisors LP | 49,530 | $393.0K | 0.00% | −3,154−6.0% | Reduced |
| Resolute Financial, LLC | 51,933 | $412.0K | 0.39% | +6,969+15.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 52,787 | $419.0K | 0.00% | +1,627+3.2% | Added |
| Prospera Financial Services Inc | 54,863 | $435.0K | 0.02% | −1,138−2.0% | Reduced |
| WealthShield Partners, LLC | 55,355 | $439.0K | 0.09% | +5,960+12.1% | Added |
| Roberts Glore & Co Inc | 56,489 | $448.0K | 0.16% | +166+0.3% | Added |
| Twin Focus Capital Partners, LLC | 62,161 | $493.0K | 0.12% | −4,000−6.0% | Reduced |
| D.A. Davidson & Co. | 63,049 | $500.0K | 0.01% | −685−1.1% | Reduced |
| Cohen & Steers, Inc. | 70,884 | $562.0K | 0.00% | +70,884 | New |
| Brown Advisory Inc | 77,639 | $616.0K | 0.00% | −866−1.1% | Reduced |
| Karpus Management, Inc. | 80,325 | $637.0K | 0.02% | −406,058−83.5% | Reduced |
| Cetera Investment Advisers | 84,197 | $668.0K | 0.01% | +7,598+9.9% | Added |
| Moors & Cabot, Inc. | 91,157 | $723.0K | 0.06% | +2,171+2.4% | Added |
| Private Advisor Group, LLC | 94,204 | $747.0K | 0.01% | +12,283+15.0% | Added |
| Captrust Financial Advisors | 100,322 | $796.0K | 0.00% | +100,322 | New |
| City of London Investment Management Co Ltd | 103,048 | $818.0K | 0.07% | −14,788−12.5% | Reduced |
| Commonwealth Equity Services, LLC | 117,212 | $929.0K | 0.00% | −3,250−2.7% | Reduced |
| Royal Bank of Canada | 138,443 | $1.10M | 0.00% | +13,719+11.0% | Added |
| Horizon Kinetics Asset Management LLC | 144,150 | $1.14M | 0.02% | −876−0.6% | Reduced |
| Advisor Group Holdings, Inc. | 168,625 | $1.34M | 0.00% | +11,576+7.4% | Added |
| LPL Financial LLC | 181,186 | $1.44M | 0.00% | +55,187+43.8% | Added |
| Blue Bell Private Wealth Management, LLC | 223,655 | $1.77M | 0.64% | +1,157+0.5% | Added |
| Bard Associates Inc | 245,001 | $1.94M | 0.88% | −1,600−0.6% | Reduced |
| Family Firm, Inc. | 245,454 | $1.95M | 0.62% | +2,661+1.1% | Added |
| Raymond James & Associates | 263,278 | $2.09M | 0.00% | +15,016+6.0% | Added |
| Fca Corp | 281,379 | $2.23M | 0.95% | +3,785+1.4% | Added |
| 1832 Asset Management L.P. | 302,492 | $2.40M | 0.01% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 348,429 | $2.76M | 0.74% | +32,456+10.3% | Added |
| Flagship Harbor Advisors, LLC | 361,963 | $2.87M | 0.33% | +9,225+2.6% | Added |
| Bank of America Corp | 377,376 | $2.99M | 0.00% | −4,337−1.1% | Reduced |
| Punch & Associates Investment Management, Inc. | 520,388 | $4.13M | 0.29% | +53,685+11.5% | Added |
| Shaker Financial Services, LLC | 654,579 | $5.19M | 2.56% | +109,432+20.1% | Added |
| Allspring Global Investments Holdings, LLC | 780,015 | $6.18M | 0.01% | +89,099+12.9% | Added |
| Wells Fargo & Company | 867,334 | $6.88M | 0.00% | +41,038+5.0% | Added |
| UBS Group AG | 949,732 | $7.53M | 0.00% | +45,406+5.0% | Added |
| 1607 Capital Partners, LLC | 995,859 | $7.90M | 0.61% | −14,667−1.5% | Reduced |
| Advisors Asset Management, Inc. | 943,180 | $17.0M | 0.35% | +59,210+6.7% | Added |
| Morgan Stanley | 2,697,253 | $21.4M | 0.00% | −418,112−13.4% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −56,530−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −43,506−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −25,810−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −19,437−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −15,073−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −14,410−100.0% | Sold out |
| Dakota Wealth Management | 0 | $0 | 0.00% | −14,005−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −3,900−100.0% | Sold out |
| Graves-Light Private Wealth Management, Inc. | 0 | $0 | 0.00% | −1,829−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Bay Harbor Wealth Management, LLC | 0 | $0 | 0.00% | −717−100.0% | Sold out |