Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 99
- +9 vs. Q2 2024
- Shares held
- 15.4M
- +334.7K (+2.2%) vs. Q2 2024
- Total value
- $147.5M
- +$8.95M (+6.5%) vs. Q2 2024
- New holders
- 12
- 40 more added
- Sold out
- 3
- 25 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,289,809 | $22.0M | 0.00% | +287,846+14.4% | Added |
| Allspring Global Investments Holdings, LLC | 1,140,342 | $11.0M | 0.02% | +19,049+1.7% | Added |
| Punch & Associates Investment Management, Inc. | 1,086,464 | $10.4M | 0.58% | −16,150−1.5% | Reduced |
| Alexander Randolph Advisory, Inc. | 997,924 | $9.59M | 8.49% | +1,059+0.1% | Added |
| UBS Group AG | 996,226 | $9.57M | 0.00% | +10,696+1.1% | Added |
| Advisors Asset Management, Inc. | 655,095 | $6.30M | 0.12% | −146,536−18.3% | Reduced |
| Shaker Financial Services, LLC | 619,270 | $5.95M | 2.24% | +44,980+7.8% | Added |
| Wells Fargo & Company | 581,698 | $5.59M | 0.00% | +67,206+13.1% | Added |
| Flagship Harbor Advisors, LLC | 507,141 | $4.87M | 0.27% | +118,150+30.4% | Added |
| Bank of America Corp | 480,851 | $4.62M | 0.00% | +22,311+4.9% | Added |
| Mraz, Amerine & Associates, Inc. | 394,480 | $3.79M | 0.69% | −7,622−1.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 378,145 | $3.63M | 0.69% | +59,473+18.7% | Added |
| LPL Financial LLC | 317,461 | $3.05M | 0.00% | +19,237+6.5% | Added |
| Cetera Investment Advisers | 306,066 | $2.94M | 0.01% | +14,991+5.2% | Added |
| Fca Corp | 304,309 | $2.92M | 0.90% | +7,508+2.5% | Added |
| Raymond James & Associates | 283,251 | $2.72M | 0.00% | −171−0.1% | Reduced |
| Family Firm, Inc. | 298,194 | $2.41M | 0.53% | +35,662+13.6% | Added |
| Clearstead Advisors, LLC | 220,795 | $2.12M | 0.03% | −36,069−14.0% | Reduced |
| CNH Partners LLC | 196,866 | $1.89M | 0.04% | −50,331−20.4% | Reduced |
| Wolverine Asset Management LLC | 187,725 | $1.80M | 0.03% | +59,299+46.2% | Added |
| Bard Associates Inc | 179,501 | $1.73M | 0.59% | −3,000−1.6% | Reduced |
| Royal Bank of Canada | 166,754 | $1.60M | 0.00% | +3,968+2.4% | Added |
| 1607 Capital Partners, LLC | 166,285 | $1.60M | 0.15% | −149,716−47.4% | Reduced |
| Commonwealth Equity Services, LLC | 143,674 | $1.38M | 0.00% | +995+0.7% | Added |
| Horizon Kinetics Asset Management LLC | 137,570 | $1.32M | 0.02% | −930−0.7% | Reduced |
| Sanctuary Advisors, LLC | 125,089 | $1.27M | 0.01% | +860+0.7% | Added |
| Advisor Group Holdings, Inc. | 112,387 | $1.08M | 0.00% | +4,573+4.2% | Added |
| Captrust Financial Advisors | 106,063 | $1.02M | 0.00% | +5,071+5.0% | Added |
| Moors & Cabot, Inc. | 105,376 | $1.01M | 0.05% | −1,823−1.7% | Reduced |
| Sapient Capital LLC | 96,184 | $924.3K | 0.02% | +889+0.9% | Added |
| Landscape Capital Management, L.L.C. | 95,858 | $921.2K | 0.09% | −34,042−26.2% | Reduced |
| NWF Advisory Services Inc. | 91,733 | $881.6K | 0.13% | +2,801+3.1% | Added |
| Roberts Glore & Co Inc | 87,254 | $838.5K | 0.24% | +762+0.9% | Added |
| Brown Advisory Inc | 83,699 | $804.3K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 81,981 | $787.8K | 0.01% | +23,457+40.1% | Added |
| Private Advisor Group, LLC | 81,439 | $782.6K | 0.00% | −2,956−3.5% | Reduced |
| Diversify Advisory Services, LLC | 68,980 | $666.3K | 0.04% | +383+0.6% | Added |
| Twin Focus Capital Partners, LLC | 62,161 | $597.4K | 0.09% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 58,294 | $560.2K | 0.00% | +3,109+5.6% | Added |
| Stifel Financial Corp | 55,150 | $530.0K | 0.00% | −4,908−8.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,507 | $524.0K | 0.00% | −145−0.3% | Reduced |
| Saba Capital Management, L.P. | 47,241 | $454.0K | 0.01% | +492+1.1% | Added |
| CWM, LLC | 47,000 | $452.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 44,197 | $424.7K | 0.13% | −600−1.3% | Reduced |
| Hara Capital LLC | 42,560 | $409.0K | 0.25% | +4,800+12.7% | Added |
| First Trust Advisors LP | 42,408 | $407.5K | 0.00% | +1,021+2.5% | Added |
| Walleye Capital LLC | 42,151 | $405.1K | 0.00% | +2,713+6.9% | Added |
| WealthShield Partners, LLC | 40,790 | $392.0K | 0.05% | +544+1.4% | Added |
| Apollon Wealth Management, LLC | 40,603 | $390.2K | 0.01% | −3,032−6.9% | Reduced |
| D.A. Davidson & Co. | 36,372 | $349.5K | 0.00% | −3,479−8.7% | Reduced |
| Kingsview Wealth Management, LLC | 33,354 | $320.5K | 0.01% | −150−0.4% | Reduced |
| Logan Stone Capital, LLC | 32,624 | $313.5K | 0.08% | −4,910−13.1% | Reduced |
| Cohen & Steers, Inc. | 30,884 | $297.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 29,444 | $283.0K | 0.00% | +596+2.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 28,304 | $272.0K | 0.00% | −6,942−19.7% | Reduced |
| Prairie Sky Financial Group LLC | 26,676 | $256.4K | 0.15% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 24,135 | $232.0K | 0.00% | +24,135 | New |
| ARK & TLK Investments, LLC | 22,817 | $219.3K | 0.08% | 00.0% | Unchanged |
| Uhlmann Price Securities, LLC | 21,106 | $202.8K | 0.16% | +21,106 | New |
| Institute for Wealth Management, LLC. | 20,700 | $198.9K | 0.03% | 00.0% | Unchanged |
| Heritage Wealth Management, Inc. | 19,259 | $185.1K | 0.06% | +19,259 | New |
| Karpus Management, Inc. | 17,812 | $171.2K | 0.00% | −10,188−36.4% | Reduced |
| Raymond James Trust N.A. | 17,322 | $166.5K | 0.00% | 00.0% | Unchanged |
| Diversified Trust Co | 16,702 | $160.5K | 0.00% | +308+1.9% | Added |
| Atria Wealth Solutions, Inc. | 15,976 | $153.5K | 0.00% | −8,495−34.7% | Reduced |
| Peapack Gladstone Financial Corp | 15,864 | $152.0K | 0.00% | −3,233−16.9% | Reduced |
| Financial Advocates Investment Management | 15,161 | $145.7K | 0.01% | +278+1.9% | Added |
| CIBC Private Wealth Group, LLC | 15,044 | $144.6K | 0.00% | +277+1.9% | Added |
| Calamos Advisors LLC | 14,766 | $141.9K | 0.00% | +14,766 | New |
| Kestra Advisory Services, LLC | 13,890 | $133.5K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 13,704 | $131.7K | 0.01% | +2,916+27.0% | Added |
| Stratos Wealth Partners, LTD. | 13,318 | $128.0K | 0.00% | +32+0.2% | Added |
| Hunter Perkins Capital Management, LLC | 13,093 | $126.0K | 0.03% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 11,919 | $114.5K | 0.01% | −10−0.1% | Reduced |
| Vanguard Group Inc | 10,828 | $104.1K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 10,788 | $103.7K | 0.01% | +10,788 | New |
| Mercer Global Advisors Inc | 10,876 | $103.7K | 0.00% | +108+1.0% | Added |
| First Financial Bank - Trust Division | 10,741 | $103.2K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,644 | $102.0K | 0.00% | +10,644 | New |
| Ehrlich Financial Group | 10,476 | $100.7K | 0.07% | 00.0% | Unchanged |
| Alpha Financial Partners, LLC | 10,476 | $100.7K | 0.07% | +10,476 | New |
| Steward Partners Investment Advisory, LLC | 10,031 | $96.4K | 0.00% | +141+1.4% | Added |
| Carolinas Wealth Consulting LLC | 9,342 | $89.8K | 0.02% | 00.0% | Unchanged |
| TD Capital Management LLC | 4,496 | $43.2K | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 4,031 | $38.7K | 0.00% | +4,031 | New |
| Sittner & Nelson, LLC | 4,008 | $38.5K | 0.02% | +74+1.9% | Added |
| Barrett & Company, Inc. | 3,250 | $31.2K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,256 | $21.7K | 0.00% | +2,256 | New |
| Sandy Spring Bank | 2,096 | $20.1K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,302 | $12.5K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,176 | $11.3K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,036 | $9.97K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 300 | $2.88K | 0.00% | +300 | New |
| Clear Street LLC | 88 | $846 | 0.00% | +88 | New |
| Comerica Bank | 77 | $742 | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 61 | $586 | 0.00% | −113−64.9% | Reduced |
| Assetmark, Inc | 16 | $154 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $19 | 0.00% | +2 | New |
| International Assets Investment Management, LLC | 25,527 | – | – | +22,920+879.2% | Added |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −138,590−100.0% | Sold out |