Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Royce Micro-Cap Trust, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +10 vs. Q4 2025
- Shares held
- 20.0M
- +607.3K (+3.1%) vs. Q4 2025
- Total value
- $226.7M
- +$24.2M (+11.9%) vs. Q4 2025
- New holders
- 17
- 34 more added
- Sold out
- 7
- 30 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,965,400 | $33.5M | 1.07% | +350,491+13.4% | Added |
| Morgan Stanley | 2,631,830 | $29.8M | 0.00% | −20,582−0.8% | Reduced |
| LPL Financial LLC | 1,082,556 | $12.2M | 0.00% | +60,316+5.9% | Added |
| Modern Wealth Management, LLC | 1,026,680 | $11.8M | 0.20% | −24,875−2.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 1,014,463 | $11.5M | 0.02% | +11,524+1.1% | Added |
| Alexander Randolph Advisory, Inc. | 980,555 | $11.1M | 9.56% | +12,006+1.2% | Added |
| Rivernorth Capital Management, LLC | 898,550 | $10.2M | 0.51% | +5,424+0.6% | Added |
| UBS Group AG | 865,397 | $9.79M | 0.00% | −23,403−2.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 631,683 | $7.14M | 1.03% | +70,895+12.6% | Added |
| Wells Fargo & Company | 594,726 | $6.73M | 0.00% | +78,700+15.3% | Added |
| Bank of America Corp | 573,183 | $6.48M | 0.00% | +10,748+1.9% | Added |
| Punch & Associates Investment Management, Inc. | 545,665 | $6.17M | 0.36% | −70,323−11.4% | Reduced |
| Flagship Harbor Advisors, LLC | 528,385 | $5.98M | 0.26% | +609+0.1% | Added |
| Shaker Financial Services, LLC | 396,368 | $4.48M | 1.56% | −433,314−52.2% | Reduced |
| Mraz, Amerine & Associates, Inc. | 350,908 | $3.97M | 0.59% | −4,470−1.3% | Reduced |
| Raymond James Financial Inc | 330,128 | $3.73M | 0.00% | +7,862+2.4% | Added |
| Fca Corp | 313,186 | $3.54M | 1.00% | +5,335+1.7% | Added |
| Lazard Asset Management LLC | 300,000 | $3.39M | 0.01% | +300,000 | New |
| Altium Capital Management LP | 243,050 | $2.75M | 6.54% | +155,972+179.1% | Added |
| Royal Bank of Canada | 212,414 | $2.40M | 0.00% | −27,754−11.6% | Reduced |
| Waterfront Wealth Inc. | 208,749 | $2.36M | 0.43% | +208,749 | New |
| Clearstead Advisors, LLC | 203,173 | $2.30M | 0.02% | −5,384−2.6% | Reduced |
| Advisor Group Holdings, Inc. | 169,394 | $1.92M | 0.00% | +53,291+45.9% | Added |
| Horizon Kinetics Asset Management LLC | 132,808 | $1.50M | 0.02% | −1,419−1.1% | Reduced |
| Commonwealth Equity Services, LLC | 124,998 | $1.41M | 0.00% | −3,547−2.8% | Reduced |
| Beacon Pointe Advisors, LLC | 124,720 | $1.41M | 0.01% | −70,458−36.1% | Reduced |
| Evolve Private Wealth, LLC | 116,669 | $1.32M | 0.07% | −179−0.2% | Reduced |
| Moors & Cabot, Inc. | 116,467 | $1.32M | 0.06% | −2,070−1.7% | Reduced |
| Stifel Financial Corp | 108,998 | $1.23M | 0.00% | +44,226+68.3% | Added |
| TrueMark Investments, LLC | 106,443 | $1.20M | 0.23% | +5,424+5.4% | Added |
| Private Advisor Group, LLC | 104,993 | $1.19M | 0.01% | −7,845−7.0% | Reduced |
| Advisors Asset Management, Inc. | 100,827 | $1.14M | 0.02% | +100,827 | New |
| Captrust Financial Advisors | 98,329 | $1.11M | 0.00% | −7,043−6.7% | Reduced |
| Bard Associates Inc | 89,355 | $1.01M | 0.25% | −108−0.1% | Reduced |
| Uhlmann Price Securities, LLC | 87,400 | $988.5K | 0.07% | +2,069+2.4% | Added |
| Brown Advisory Inc | 74,836 | $846.4K | 0.00% | +117+0.2% | Added |
| Diversify Wealth Management, LLC | 64,652 | $840.5K | 0.01% | +64,652 | New |
| Roberts Glore & Co Inc | 68,121 | $770.4K | 0.21% | +114+0.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 63,596 | $719.3K | 0.02% | +432+0.7% | Added |
| Karpus Management, Inc. | 63,003 | $712.6K | 0.02% | +63,003 | New |
| Twin Focus Capital Partners, LLC | 62,161 | $703.0K | 0.08% | 00.0% | Unchanged |
| First Trust Advisors LP | 57,454 | $649.8K | 0.00% | +5,183+9.9% | Added |
| NWF Advisory Services Inc. | 50,628 | $572.6K | 0.06% | −7,723−13.2% | Reduced |
| Cetera Investment Advisers | 50,036 | $565.9K | 0.00% | +37,116+287.3% | Added |
| Sapient Capital LLC | 48,559 | $549.2K | 0.01% | +819+1.7% | Added |
| Envestnet Asset Management Inc | 48,071 | $543.7K | 0.00% | +48,071 | New |
| Spirepoint Private Client, LLC | 47,862 | $541.3K | 0.05% | +6,545+15.8% | Added |
| CWM, LLC | 47,000 | $531.6K | 0.00% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 43,329 | $490.1K | 0.00% | −1,117−2.5% | Reduced |
| Comprehensive Money Management Services LLC | 40,465 | $457.7K | 0.30% | +8,450+26.4% | Added |
| PMG Family Office LLC | 39,349 | $445.0K | 0.50% | +120.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 39,192 | $443.0K | 0.00% | −450−1.1% | Reduced |
| Guggenheim Capital LLC | 36,115 | $408.5K | 0.00% | −24,484−40.4% | Reduced |
| WealthShield Partners, LLC | 34,455 | $389.7K | 0.04% | −364−1.0% | Reduced |
| Kingsview Wealth Management, LLC | 31,438 | $355.6K | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 30,556 | $345.6K | 0.00% | −45,426−59.8% | Reduced |
| Commerce Bank | 29,712 | $336.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 29,397 | $332.5K | 0.18% | −24,600−45.6% | Reduced |
| Sax Wealth Advisors, LLC | 31,430 | $327.8K | 0.02% | 00.0% | Unchanged |
| GWM Advisors LLC | 28,264 | $319.7K | 0.00% | −12,774−31.1% | Reduced |
| D.A. Davidson & Co. | 25,862 | $292.5K | 0.00% | +101+0.4% | Added |
| Concurrent Investment Advisors, LLC | 25,123 | $284.1K | 0.00% | +25,123 | New |
| HighTower Advisors, LLC | 24,216 | $273.9K | 0.00% | −3,388−12.3% | Reduced |
| Advisory Advocates, LLC | 23,980 | $271.2K | 0.28% | +800+3.5% | Added |
| Steward Partners Investment Advisory, LLC | 23,515 | $266.0K | 0.00% | −217−0.9% | Reduced |
| DKM Wealth Management, Inc. | 23,002 | $260.1K | 0.19% | 00.0% | Unchanged |
| Private Capital Management, LLC | 21,919 | $247.9K | 0.03% | +219+1.0% | Added |
| Diversified Trust Co | 20,396 | $230.7K | 0.00% | +345+1.7% | Added |
| Institute for Wealth Management, LLC. | 19,948 | $225.6K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 17,485 | $197.8K | 0.00% | +13,639+354.6% | Added |
| Eclectic Associates Inc | 17,205 | $194.6K | 0.03% | +17,205 | New |
| Oppenheimer & Co Inc | 16,598 | $187.7K | 0.00% | +279+1.7% | Added |
| Janney Montgomery Scott LLC | 16,186 | $183.0K | 0.00% | −11,476−41.5% | Reduced |
| Spinnaker Investment Group, LLC | 15,877 | $179.6K | 0.04% | 00.0% | Unchanged |
| Wedmont Private Capital | 13,886 | $167.2K | 0.01% | +13,886 | New |
| Stephens Inc | 14,031 | $158.7K | 0.00% | +236+1.7% | Added |
| JFS Wealth Advisors, LLC | 13,896 | $157.2K | 0.01% | 00.0% | Unchanged |
| Closed-End Fund Advisors, Inc. | 13,807 | $156.2K | 0.16% | 00.0% | Unchanged |
| Verus Capital Partners, LLC | 13,286 | $150.3K | 0.01% | +59+0.4% | Added |
| Susquehanna International Group, LLP | 12,852 | $145.4K | 0.00% | +12,852 | New |
| Soltis Investment Advisors LLC | 11,919 | $134.8K | 0.01% | 00.0% | Unchanged |
| Traub Capital Management LLC | 11,441 | $129.4K | 0.13% | −14,628−56.1% | Reduced |
| Vanguard National Trust Co | 11,051 | $125.0K | 0.01% | +11,051 | New |
| Summit Financial, LLC | 11,040 | $124.9K | 0.00% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 10,279 | $116.0K | 0.00% | 00.0% | Unchanged |
| Hara Capital LLC | 10,060 | $113.8K | 0.06% | −27,900−73.5% | Reduced |
| IKE Capital, LLC | 10,000 | $113.1K | 0.06% | 00.0% | Unchanged |
| TD Capital Management LLC | 4,496 | $50.9K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 4,444 | $50.3K | 0.02% | 00.0% | Unchanged |
| NBT Bank N A | 4,031 | $45.6K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,472 | $39.3K | 0.00% | +3,472 | New |
| Barrett & Company, Inc. | 3,250 | $36.8K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 2,998 | $34.5K | 0.00% | +51+1.7% | Added |
| Wolverine Asset Management LLC | 2,700 | $30.5K | 0.00% | −195,621−98.6% | Reduced |
| Daytona Street Capital LLC | 2,281 | $26.5K | 0.02% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 2,096 | $23.7K | 0.00% | 00.0% | Unchanged |
| Golden State Equity Partners | 1,534 | $17.4K | 0.00% | +1,534 | New |
| EverSource Wealth Advisors, LLC | 1,302 | $14.7K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 1,000 | $11.3K | 0.00% | +1,000 | New |
| Farther Finance Advisors, LLC | 471 | $5.42K | 0.00% | +471 | New |