Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- −4 vs. Q2 2021
- Shares held
- 15.7M
- +128.4K (+0.8%) vs. Q2 2021
- Total value
- $179.6M
- −$25.7M (−12.5%) vs. Q2 2021
- New holders
- 4
- 44 more added
- Sold out
- 8
- 32 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,923,861 | $22.0M | 0.00% | −120,760−5.9% | Reduced |
| Wells Fargo & Company | 1,673,393 | $19.1M | 0.00% | +204,546+13.9% | Added |
| Karpus Management, Inc. | 1,482,499 | $16.9M | 0.50% | −220,691−13.0% | Reduced |
| Advisors Asset Management, Inc. | 1,124,001 | $12.8M | 0.20% | +5,372+0.5% | Added |
| UBS Group AG | 823,013 | $9.40M | 0.00% | +55,254+7.2% | Added |
| Parametric Portfolio Associates LLC | 816,543 | $9.32M | 0.01% | +29,692+3.8% | Added |
| 1607 Capital Partners, LLC | 784,967 | $8.96M | 0.45% | +4,861+0.6% | Added |
| Cornerstone Advisors, LLC | 649,015 | $7.41M | 0.43% | +25,896+4.2% | Added |
| Shaker Financial Services, LLC | 490,424 | $5.60M | 2.24% | +117,128+31.4% | Added |
| Punch & Associates Investment Management, Inc. | 389,732 | $4.45M | 0.25% | −5,178−1.3% | Reduced |
| Flagship Harbor Advisors, LLC | 309,056 | $3.83M | 0.41% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 329,975 | $3.77M | 0.09% | −14,497−4.2% | Reduced |
| Bank of America Corp | 318,204 | $3.63M | 0.00% | −52,308−14.1% | Reduced |
| Fca Corp | 306,609 | $3.50M | 1.05% | +849+0.3% | Added |
| 1832 Asset Management L.P. | 294,862 | $3.39M | 0.01% | +5,361+1.9% | Added |
| Matisse Capital | 277,831 | $3.17M | 1.17% | −135,169−32.7% | Reduced |
| Bard Associates Inc | 253,751 | $2.90M | 0.98% | −5,700−2.2% | Reduced |
| Raymond James & Associates | 249,002 | $2.84M | 0.00% | +4,984+2.0% | Added |
| Family Firm, Inc. | 237,961 | $2.81M | 0.74% | +8,013+3.5% | Added |
| Blue Bell Private Wealth Management, LLC | 225,539 | $2.58M | 0.75% | −5,153−2.2% | Reduced |
| Wolverine Asset Management LLC | 163,415 | $1.87M | 0.02% | +62,883+62.6% | Added |
| Quantedge Capital Pte Ltd | 144,630 | $1.65M | 0.80% | +22,149+18.1% | Added |
| Advisor Group Holdings, Inc. | 139,969 | $1.60M | 0.00% | +4,496+3.3% | Added |
| Mraz, Amerine & Associates, Inc. | 124,141 | $1.42M | 0.39% | −391−0.3% | Reduced |
| Frontier Wealth Management LLC | 117,730 | $1.34M | 0.09% | −10,780−8.4% | Reduced |
| LPL Financial LLC | 115,831 | $1.32M | 0.00% | +3,513+3.1% | Added |
| Invesco Ltd. | 105,866 | $1.21M | 0.00% | +1,746+1.7% | Added |
| Royal Bank of Canada | 104,921 | $1.20M | 0.00% | −1,884−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 90,219 | $1.03M | 0.00% | +24,403+37.1% | Added |
| Moors & Cabot, Inc. | 85,651 | $981.0K | 0.06% | −116−0.1% | Reduced |
| Walleye Capital LLC | 78,926 | $901.0K | 0.03% | +6,946+9.6% | Added |
| Prospera Financial Services Inc | 66,276 | $757.0K | 0.04% | +9,620+17.0% | Added |
| Private Advisor Group, LLC | 65,650 | $749.0K | 0.00% | +41,186+168.4% | Added |
| Twin Focus Capital Partners, LLC | 62,161 | $710.0K | 0.17% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 60,647 | $693.0K | 0.01% | +448+0.7% | Added |
| Guggenheim Capital LLC | 57,714 | $659.0K | 0.00% | +13,889+31.7% | Added |
| Bank of Montreal | 50,173 | $657.0K | 0.00% | +50,173 | New |
| True North Advisors, LLC | 56,300 | $642.0K | 0.13% | +26,000+85.8% | Added |
| Shepherd Kaplan Krochuk, LLC | 55,580 | $635.0K | 0.24% | +13,300+31.5% | Added |
| First Trust Advisors LP | 53,774 | $614.0K | 0.00% | +1,313+2.5% | Added |
| Peapack Gladstone Financial Corp | 48,541 | $554.0K | 0.01% | −197−0.4% | Reduced |
| Envestnet Asset Management Inc | 46,706 | $533.0K | 0.00% | −4,948−9.6% | Reduced |
| Rockefeller Capital Management L.P. | 46,300 | $528.0K | 0.00% | −1,940−4.0% | Reduced |
| Roberts Glore & Co Inc | 41,939 | $479.0K | 0.15% | +2,746+7.0% | Added |
| Brown Advisory Inc | 41,365 | $472.0K | 0.00% | −1,580−3.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 41,297 | $472.0K | 0.00% | +563+1.4% | Added |
| Davenport & Co LLC | 37,406 | $427.0K | 0.00% | +11,113+42.3% | Added |
| Kingsview Wealth Management, LLC | 37,078 | $423.0K | 0.02% | +1,246+3.5% | Added |
| Insight Folios Inc | 34,932 | $399.0K | 0.22% | +34,932 | New |
| Harborview Advisors, LLC | 33,529 | $383.0K | 0.21% | +2,110+6.7% | Added |
| M&T Bank Corp | 30,996 | $354.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 30,527 | $349.0K | 0.00% | −775−2.5% | Reduced |
| The PNC Financial Services Group, Inc. | 26,450 | $302.0K | 0.00% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 24,809 | $283.0K | 0.02% | −11,653−32.0% | Reduced |
| Dakota Wealth Management | 24,190 | $276.0K | 0.03% | −8,280−25.5% | Reduced |
| Institute for Wealth Management, LLC. | 23,867 | $273.0K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 23,144 | $264.0K | 0.00% | +43+0.2% | Added |
| Hunter Perkins Capital Management, LLC | 22,351 | $255.0K | 0.05% | 00.0% | Unchanged |
| Cetera Investment Advisers | 22,283 | $254.0K | 0.00% | +9,943+80.6% | Added |
| Mid Atlantic Financial Management Inc | 20,700 | $236.0K | 0.02% | +10,600+105.0% | Added |
| Cetera Advisor Networks LLC | 19,235 | $220.0K | 0.00% | −550−2.8% | Reduced |
| Koshinski Asset Management, Inc. | 18,000 | $205.6K | 0.02% | −4,055−18.4% | Reduced |
| Raymond James Trust N.A. | 17,500 | $200.0K | 0.01% | −527−2.9% | Reduced |
| Kestra Advisory Services, LLC | 16,780 | $192.0K | 0.00% | +34+0.2% | Added |
| Heron Bay Capital Management | 16,670 | $190.0K | 0.10% | −11,498−40.8% | Reduced |
| Walleye Trading LLC | 16,365 | $187.0K | 0.00% | −4,727−22.4% | Reduced |
| 9258 Wealth Management, LLC | 13,893 | $159.0K | 0.04% | +253+1.9% | Added |
| Diversified Trust Co | 13,073 | $149.0K | 0.01% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 12,723 | $145.0K | 0.12% | −293−2.3% | Reduced |
| North Star Asset Management Inc | 12,505 | $143.0K | 0.01% | −1,200−8.8% | Reduced |
| Soltis Investment Advisors LLC | 12,419 | $142.0K | 0.02% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 12,000 | $137.0K | 0.06% | +8,500+242.9% | Added |
| Eidelman Virant Capital | 11,345 | $131.0K | 0.05% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,306 | $130.0K | 0.00% | +125+1.1% | Added |
| First Financial Bank - Trust Division | 10,741 | $123.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 10,508 | $120.0K | 0.00% | −42−0.4% | Reduced |
| Mercer Global Advisors Inc | 10,535 | $120.0K | 0.00% | +10,535 | New |
| Patriot Financial Group Insurance Agency, LLC | 7,658 | $87.0K | 0.02% | +66+0.9% | Added |
| Tucker Asset Management LLC | 3,203 | $37.8K | 0.01% | +3,203 | New |
| Hanson & Doremus Investment Management | 3,152 | $36.0K | 0.01% | −380−10.8% | Reduced |
| Sittner & Nelson, LLC | 3,058 | $35.0K | 0.02% | +55+1.8% | Added |
| FourThought Financial, LLC | 2,862 | $32.0K | 0.00% | −795−21.7% | Reduced |
| Ancora Advisors, LLC | 2,177 | $25.0K | 0.00% | +1,000+85.0% | Added |
| Sandy Spring Bank | 2,096 | $24.0K | 0.00% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,829 | $21.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,176 | $13.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,071 | $12.0K | 0.00% | +19+1.8% | Added |
| Kistler-Tiffany Companies, LLC | 975 | $11.0K | 0.00% | +17+1.8% | Added |
| AdvisorNet Financial, Inc | 863 | $10.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 733 | $8.00K | 0.00% | +13+1.8% | Added |
| Bay Harbor Wealth Management, LLC | 717 | $8.00K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 600 | $7.00K | 0.01% | −1,700−73.9% | Reduced |
| Creative Financial Designs Inc | 155 | $2.00K | 0.00% | −1,270−89.1% | Reduced |
| Geneos Wealth Management Inc. | 224 | $2.00K | 0.00% | +3+1.4% | Added |
| Citigroup Inc | 120 | $1.00K | 0.00% | −33,862−99.6% | Reduced |
| CNH Partners LLC | 0 | $0 | 0.00% | −19,736−100.0% | Sold out |
| Pecaut & Co. | 0 | $0 | 0.00% | −13,875−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −10,869−100.0% | Sold out |
| Pinnacle Bancorp, Inc. | 0 | $0 | 0.00% | −2,525−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −1,206−100.0% | Sold out |