Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Royce Micro-Cap Trust, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +5 vs. Q3 2021
- Shares held
- 15.0M
- −589.3K (−3.8%) vs. Q3 2021
- Total value
- $174.2M
- −$4.78M (−2.7%) vs. Q3 2021
- New holders
- 16
- 41 more added
- Sold out
- 11
- 24 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,155,075 | $24.9M | 0.00% | +231,214+12.0% | Added |
| Advisors Asset Management, Inc. | 1,106,430 | $12.8M | 0.18% | −17,571−1.6% | Reduced |
| Wells Fargo & Company | 939,219 | $10.8M | 0.00% | −734,174−43.9% | Reduced |
| UBS Group AG | 844,008 | $9.75M | 0.00% | +20,995+2.6% | Added |
| 1607 Capital Partners, LLC | 836,317 | $9.66M | 0.51% | +51,350+6.5% | Added |
| Parametric Portfolio Associates LLC | 833,421 | $9.63M | 0.00% | +16,878+2.1% | Added |
| Karpus Management, Inc. | 742,336 | $8.57M | 0.25% | −740,163−49.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 641,011 | $7.40M | 0.01% | +641,011 | New |
| Cornerstone Advisors, LLC | 601,315 | $6.95M | 0.38% | −47,700−7.3% | Reduced |
| Punch & Associates Investment Management, Inc. | 468,862 | $5.42M | 0.28% | +79,130+20.3% | Added |
| Shaker Financial Services, LLC | 410,078 | $4.74M | 1.67% | −80,346−16.4% | Reduced |
| Bank of America Corp | 330,462 | $3.82M | 0.00% | +12,258+3.9% | Added |
| Flagship Harbor Advisors, LLC | 327,467 | $3.78M | 0.36% | +18,411+6.0% | Added |
| 1832 Asset Management L.P. | 302,492 | $3.56M | 0.01% | +7,630+2.6% | Added |
| Raymond James & Associates | 286,936 | $3.31M | 0.00% | +37,934+15.2% | Added |
| Fca Corp | 270,542 | $3.13M | 1.06% | −36,067−11.8% | Reduced |
| Bard Associates Inc | 253,151 | $2.92M | 0.96% | −600−0.2% | Reduced |
| Family Firm, Inc. | 243,169 | $2.81M | 0.73% | +5,208+2.2% | Added |
| Blue Bell Private Wealth Management, LLC | 241,824 | $2.79M | 0.73% | +16,285+7.2% | Added |
| Horizon Kinetics Asset Management LLC | 213,270 | $2.46M | 0.05% | −116,705−35.4% | Reduced |
| Quantedge Capital Pte Ltd | 159,196 | $1.84M | 0.78% | +14,566+10.1% | Added |
| Advisor Group Holdings, Inc. | 143,583 | $1.66M | 0.00% | +3,614+2.6% | Added |
| Mraz, Amerine & Associates, Inc. | 122,841 | $1.42M | 0.36% | −1,300−1.0% | Reduced |
| LPL Financial LLC | 121,930 | $1.41M | 0.00% | +6,099+5.3% | Added |
| City of London Investment Management Co Ltd | 117,836 | $1.36M | 0.08% | +117,836 | New |
| Frontier Wealth Management LLC | 108,569 | $1.25M | 0.08% | −9,161−7.8% | Reduced |
| Royal Bank of Canada | 106,966 | $1.24M | 0.00% | +2,045+1.9% | Added |
| Commonwealth Equity Services, LLC | 103,749 | $1.20M | 0.00% | +13,530+15.0% | Added |
| Invesco Ltd. | 91,721 | $1.06M | 0.00% | −14,145−13.4% | Reduced |
| Wolverine Asset Management LLC | 91,420 | $1.05M | 0.01% | −71,995−44.1% | Reduced |
| Walleye Capital LLC | 91,212 | $1.05M | 0.03% | +12,286+15.6% | Added |
| Moors & Cabot, Inc. | 87,854 | $1.01M | 0.06% | +2,203+2.6% | Added |
| Rivernorth Capital Management, LLC | 87,511 | $1.01M | 0.04% | +87,511 | New |
| Insight Folios Inc | 47,535 | $988.0K | 0.46% | +12,603+36.1% | Added |
| First Republic Investment Management, Inc. | 68,707 | $794.0K | 0.00% | +68,707 | New |
| Twin Focus Capital Partners, LLC | 66,161 | $764.0K | 0.15% | +4,000+6.4% | Added |
| Prospera Financial Services Inc | 65,520 | $757.0K | 0.03% | −756−1.1% | Reduced |
| Guggenheim Capital LLC | 62,838 | $725.0K | 0.00% | +5,124+8.9% | Added |
| D.A. Davidson & Co. | 61,277 | $708.0K | 0.01% | +630+1.0% | Added |
| Private Advisor Group, LLC | 56,520 | $653.0K | 0.00% | −9,130−13.9% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 56,530 | $653.0K | 0.24% | +950+1.7% | Added |
| Rockefeller Capital Management L.P. | 54,385 | $628.0K | 0.00% | +8,085+17.5% | Added |
| First Trust Advisors LP | 54,084 | $625.0K | 0.00% | +310+0.6% | Added |
| Peapack Gladstone Financial Corp | 48,270 | $558.0K | 0.01% | −271−0.6% | Reduced |
| Landscape Capital Management, L.L.C. | 47,309 | $546.0K | 0.08% | +47,309 | New |
| Bulldog Investors, LLP | 43,298 | $500.0K | 0.13% | +43,298 | New |
| Roberts Glore & Co Inc | 43,010 | $497.0K | 0.13% | +1,071+2.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 42,226 | $488.0K | 0.00% | +929+2.2% | Added |
| Brown Advisory Inc | 41,365 | $478.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 40,612 | $469.0K | 0.00% | −6,094−13.0% | Reduced |
| Cetera Investment Advisers | 40,507 | $468.0K | 0.01% | +18,224+81.8% | Added |
| Kingsview Wealth Management, LLC | 38,020 | $439.0K | 0.02% | +942+2.5% | Added |
| Avidian Wealth Solutions, LLC | 37,921 | $438.0K | 0.03% | +37,921 | New |
| Cambridge Investment Research Advisors, Inc. | 31,546 | $364.0K | 0.00% | +8,402+36.3% | Added |
| Resolute Financial, LLC | 31,211 | $360.0K | 0.27% | +31,211 | New |
| M&T Bank Corp | 30,996 | $358.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 30,209 | $349.0K | 0.00% | −318−1.0% | Reduced |
| The PNC Financial Services Group, Inc. | 26,450 | $305.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 26,215 | $303.0K | 0.00% | +26,215 | New |
| Financial Advocates Investment Management | 25,448 | $294.0K | 0.02% | +639+2.6% | Added |
| Institute for Wealth Management, LLC. | 23,772 | $275.0K | 0.04% | −95−0.4% | Reduced |
| Heron Bay Capital Management | 23,502 | $271.0K | 0.13% | +6,832+41.0% | Added |
| Hunter Perkins Capital Management, LLC | 22,351 | $258.0K | 0.05% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 22,322 | $258.0K | 0.01% | +4,822+27.6% | Added |
| Cetera Advisor Networks LLC | 22,003 | $254.0K | 0.00% | +2,768+14.4% | Added |
| Koshinski Asset Management, Inc. | 18,414 | $212.7K | 0.02% | +414+2.3% | Added |
| Davenport & Co LLC | 16,718 | $193.0K | 0.00% | −20,688−55.3% | Reduced |
| Dakota Wealth Management | 16,140 | $186.0K | 0.02% | −8,050−33.3% | Reduced |
| GWM Advisors LLC | 15,621 | $180.0K | 0.00% | +15,621 | New |
| 9258 Wealth Management, LLC | 14,251 | $165.0K | 0.04% | +358+2.6% | Added |
| Kestra Advisory Services, LLC | 13,890 | $160.0K | 0.00% | −2,890−17.2% | Reduced |
| Walleye Trading LLC | 13,335 | $154.0K | 0.00% | −3,030−18.5% | Reduced |
| Diversified Trust Co | 13,073 | $151.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 13,011 | $150.0K | 0.00% | +13,011 | New |
| Soltis Investment Advisors LLC | 12,419 | $143.0K | 0.02% | 00.0% | Unchanged |
| Eidelman Virant Capital | 11,345 | $131.0K | 0.05% | 00.0% | Unchanged |
| First Financial Bank - Trust Division | 10,741 | $124.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 10,508 | $121.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 10,210 | $118.0K | 0.00% | +10,210 | New |
| Patriot Financial Group Insurance Agency, LLC | 7,751 | $90.0K | 0.01% | +93+1.2% | Added |
| Carolinas Wealth Consulting LLC | 6,735 | $78.0K | 0.02% | +6,735 | New |
| Northwestern Mutual Wealth Management Co | 3,911 | $45.0K | 0.00% | +3,911 | New |
| Hanson & Doremus Investment Management | 3,185 | $37.0K | 0.01% | +33+1.0% | Added |
| Sittner & Nelson, LLC | 3,137 | $36.0K | 0.02% | +79+2.6% | Added |
| FourThought Financial, LLC | 2,862 | $33.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,177 | $25.0K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 2,096 | $24.0K | 0.00% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,829 | $21.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,176 | $14.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,071 | $12.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,000 | $12.0K | 0.00% | +25+2.6% | Added |
| AdvisorNet Financial, Inc | 863 | $10.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 751 | $9.00K | 0.00% | +18+2.5% | Added |
| Bay Harbor Wealth Management, LLC | 717 | $7.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 61 | $1.00K | 0.00% | −94−60.6% | Reduced |
| Citigroup Inc | 1 | $0 | 0.00% | −119−99.2% | Reduced |
| Bessemer Group Inc | 39 | $0 | 0.00% | +39 | New |
| Fortitude Advisory Group L.L.C. | 11 | $0 | 0.00% | +11 | New |
| Matisse Capital | 0 | $0 | 0.00% | −277,831−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −50,173−100.0% | Sold out |