Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Royce Micro-Cap Trust, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +5 vs. Q3 2021
- Shares held
- 15.0M
- −589.3K (−3.8%) vs. Q3 2021
- Total value
- $174.2M
- −$4.78M (−2.7%) vs. Q3 2021
- New holders
- 16
- 41 more added
- Sold out
- 11
- 24 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 1 | $0 | 0.00% | −119−99.2% | Reduced |
| Bessemer Group Inc | 39 | $0 | 0.00% | +39 | New |
| Fortitude Advisory Group L.L.C. | 11 | $0 | 0.00% | +11 | New |
| Creative Financial Designs Inc | 61 | $1.00K | 0.00% | −94−60.6% | Reduced |
| Bay Harbor Wealth Management, LLC | 717 | $7.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 751 | $9.00K | 0.00% | +18+2.5% | Added |
| AdvisorNet Financial, Inc | 863 | $10.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,071 | $12.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,000 | $12.0K | 0.00% | +25+2.6% | Added |
| North Star Investment Management Corp. | 1,176 | $14.0K | 0.00% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,829 | $21.0K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 2,096 | $24.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,177 | $25.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 2,862 | $33.0K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 3,137 | $36.0K | 0.02% | +79+2.6% | Added |
| Hanson & Doremus Investment Management | 3,185 | $37.0K | 0.01% | +33+1.0% | Added |
| Northwestern Mutual Wealth Management Co | 3,911 | $45.0K | 0.00% | +3,911 | New |
| Carolinas Wealth Consulting LLC | 6,735 | $78.0K | 0.02% | +6,735 | New |
| Patriot Financial Group Insurance Agency, LLC | 7,751 | $90.0K | 0.01% | +93+1.2% | Added |
| Stratos Wealth Partners, LTD. | 10,210 | $118.0K | 0.00% | +10,210 | New |
| Creative Planning | 10,508 | $121.0K | 0.00% | 00.0% | Unchanged |
| First Financial Bank - Trust Division | 10,741 | $124.0K | 0.01% | 00.0% | Unchanged |
| Eidelman Virant Capital | 11,345 | $131.0K | 0.05% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 12,419 | $143.0K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 13,011 | $150.0K | 0.00% | +13,011 | New |
| Diversified Trust Co | 13,073 | $151.0K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 13,335 | $154.0K | 0.00% | −3,030−18.5% | Reduced |
| Kestra Advisory Services, LLC | 13,890 | $160.0K | 0.00% | −2,890−17.2% | Reduced |
| 9258 Wealth Management, LLC | 14,251 | $165.0K | 0.04% | +358+2.6% | Added |
| GWM Advisors LLC | 15,621 | $180.0K | 0.00% | +15,621 | New |
| Dakota Wealth Management | 16,140 | $186.0K | 0.02% | −8,050−33.3% | Reduced |
| Davenport & Co LLC | 16,718 | $193.0K | 0.00% | −20,688−55.3% | Reduced |
| Koshinski Asset Management, Inc. | 18,414 | $212.7K | 0.02% | +414+2.3% | Added |
| Cetera Advisor Networks LLC | 22,003 | $254.0K | 0.00% | +2,768+14.4% | Added |
| Hunter Perkins Capital Management, LLC | 22,351 | $258.0K | 0.05% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 22,322 | $258.0K | 0.01% | +4,822+27.6% | Added |
| Heron Bay Capital Management | 23,502 | $271.0K | 0.13% | +6,832+41.0% | Added |
| Institute for Wealth Management, LLC. | 23,772 | $275.0K | 0.04% | −95−0.4% | Reduced |
| Financial Advocates Investment Management | 25,448 | $294.0K | 0.02% | +639+2.6% | Added |
| BlackRock Inc. | 26,215 | $303.0K | 0.00% | +26,215 | New |
| The PNC Financial Services Group, Inc. | 26,450 | $305.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 30,209 | $349.0K | 0.00% | −318−1.0% | Reduced |
| M&T Bank Corp | 30,996 | $358.0K | 0.00% | 00.0% | Unchanged |
| Resolute Financial, LLC | 31,211 | $360.0K | 0.27% | +31,211 | New |
| Cambridge Investment Research Advisors, Inc. | 31,546 | $364.0K | 0.00% | +8,402+36.3% | Added |
| Avidian Wealth Solutions, LLC | 37,921 | $438.0K | 0.03% | +37,921 | New |
| Kingsview Wealth Management, LLC | 38,020 | $439.0K | 0.02% | +942+2.5% | Added |
| Cetera Investment Advisers | 40,507 | $468.0K | 0.01% | +18,224+81.8% | Added |
| Envestnet Asset Management Inc | 40,612 | $469.0K | 0.00% | −6,094−13.0% | Reduced |
| Brown Advisory Inc | 41,365 | $478.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 42,226 | $488.0K | 0.00% | +929+2.2% | Added |
| Roberts Glore & Co Inc | 43,010 | $497.0K | 0.13% | +1,071+2.6% | Added |
| Bulldog Investors, LLP | 43,298 | $500.0K | 0.13% | +43,298 | New |
| Landscape Capital Management, L.L.C. | 47,309 | $546.0K | 0.08% | +47,309 | New |
| Peapack Gladstone Financial Corp | 48,270 | $558.0K | 0.01% | −271−0.6% | Reduced |
| First Trust Advisors LP | 54,084 | $625.0K | 0.00% | +310+0.6% | Added |
| Rockefeller Capital Management L.P. | 54,385 | $628.0K | 0.00% | +8,085+17.5% | Added |
| Private Advisor Group, LLC | 56,520 | $653.0K | 0.00% | −9,130−13.9% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 56,530 | $653.0K | 0.24% | +950+1.7% | Added |
| D.A. Davidson & Co. | 61,277 | $708.0K | 0.01% | +630+1.0% | Added |
| Guggenheim Capital LLC | 62,838 | $725.0K | 0.00% | +5,124+8.9% | Added |
| Prospera Financial Services Inc | 65,520 | $757.0K | 0.03% | −756−1.1% | Reduced |
| Twin Focus Capital Partners, LLC | 66,161 | $764.0K | 0.15% | +4,000+6.4% | Added |
| First Republic Investment Management, Inc. | 68,707 | $794.0K | 0.00% | +68,707 | New |
| Insight Folios Inc | 47,535 | $988.0K | 0.46% | +12,603+36.1% | Added |
| Rivernorth Capital Management, LLC | 87,511 | $1.01M | 0.04% | +87,511 | New |
| Moors & Cabot, Inc. | 87,854 | $1.01M | 0.06% | +2,203+2.6% | Added |
| Walleye Capital LLC | 91,212 | $1.05M | 0.03% | +12,286+15.6% | Added |
| Wolverine Asset Management LLC | 91,420 | $1.05M | 0.01% | −71,995−44.1% | Reduced |
| Invesco Ltd. | 91,721 | $1.06M | 0.00% | −14,145−13.4% | Reduced |
| Commonwealth Equity Services, LLC | 103,749 | $1.20M | 0.00% | +13,530+15.0% | Added |
| Royal Bank of Canada | 106,966 | $1.24M | 0.00% | +2,045+1.9% | Added |
| Frontier Wealth Management LLC | 108,569 | $1.25M | 0.08% | −9,161−7.8% | Reduced |
| City of London Investment Management Co Ltd | 117,836 | $1.36M | 0.08% | +117,836 | New |
| LPL Financial LLC | 121,930 | $1.41M | 0.00% | +6,099+5.3% | Added |
| Mraz, Amerine & Associates, Inc. | 122,841 | $1.42M | 0.36% | −1,300−1.0% | Reduced |
| Advisor Group Holdings, Inc. | 143,583 | $1.66M | 0.00% | +3,614+2.6% | Added |
| Quantedge Capital Pte Ltd | 159,196 | $1.84M | 0.78% | +14,566+10.1% | Added |
| Horizon Kinetics Asset Management LLC | 213,270 | $2.46M | 0.05% | −116,705−35.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 241,824 | $2.79M | 0.73% | +16,285+7.2% | Added |
| Family Firm, Inc. | 243,169 | $2.81M | 0.73% | +5,208+2.2% | Added |
| Bard Associates Inc | 253,151 | $2.92M | 0.96% | −600−0.2% | Reduced |
| Fca Corp | 270,542 | $3.13M | 1.06% | −36,067−11.8% | Reduced |
| Raymond James & Associates | 286,936 | $3.31M | 0.00% | +37,934+15.2% | Added |
| 1832 Asset Management L.P. | 302,492 | $3.56M | 0.01% | +7,630+2.6% | Added |
| Flagship Harbor Advisors, LLC | 327,467 | $3.78M | 0.36% | +18,411+6.0% | Added |
| Bank of America Corp | 330,462 | $3.82M | 0.00% | +12,258+3.9% | Added |
| Shaker Financial Services, LLC | 410,078 | $4.74M | 1.67% | −80,346−16.4% | Reduced |
| Punch & Associates Investment Management, Inc. | 468,862 | $5.42M | 0.28% | +79,130+20.3% | Added |
| Cornerstone Advisors, LLC | 601,315 | $6.95M | 0.38% | −47,700−7.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 641,011 | $7.40M | 0.01% | +641,011 | New |
| Karpus Management, Inc. | 742,336 | $8.57M | 0.25% | −740,163−49.9% | Reduced |
| Parametric Portfolio Associates LLC | 833,421 | $9.63M | 0.00% | +16,878+2.1% | Added |
| 1607 Capital Partners, LLC | 836,317 | $9.66M | 0.51% | +51,350+6.5% | Added |
| UBS Group AG | 844,008 | $9.75M | 0.00% | +20,995+2.6% | Added |
| Wells Fargo & Company | 939,219 | $10.8M | 0.00% | −734,174−43.9% | Reduced |
| Advisors Asset Management, Inc. | 1,106,430 | $12.8M | 0.18% | −17,571−1.6% | Reduced |
| Morgan Stanley | 2,155,075 | $24.9M | 0.00% | +231,214+12.0% | Added |
| Matisse Capital | 0 | $0 | 0.00% | −277,831−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −50,173−100.0% | Sold out |