Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −1 vs. Q2 2025
- Shares held
- 18.0M
- +851.2K (+5.0%) vs. Q2 2025
- Total value
- $187.1M
- +$28.4M (+17.9%) vs. Q2 2025
- New holders
- 10
- 30 more added
- Sold out
- 11
- 32 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,581,973 | $26.8M | 0.00% | −351,933−12.0% | Reduced |
| Saba Capital Management, L.P. | 1,408,081 | $14.6M | 0.48% | +1,136,467+418.4% | Added |
| Modern Wealth Management, LLC | 1,081,258 | $11.2M | 0.22% | −14,311−1.3% | Reduced |
| UBS Group AG | 1,043,876 | $10.8M | 0.00% | +12,378+1.2% | Added |
| Allspring Global Investments Holdings, LLC | 963,753 | $10.0M | 0.02% | +130,855+15.7% | Added |
| Alexander Randolph Advisory, Inc. | 950,196 | $9.87M | 8.14% | −13,710−1.4% | Reduced |
| Shaker Financial Services, LLC | 909,058 | $9.45M | 3.24% | −112,665−11.0% | Reduced |
| Rivernorth Capital Management, LLC | 837,781 | $8.70M | 0.50% | +615,932+277.6% | Added |
| LPL Financial LLC | 809,918 | $8.42M | 0.00% | +62,252+8.3% | Added |
| Punch & Associates Investment Management, Inc. | 616,718 | $6.41M | 0.37% | 00.0% | Unchanged |
| Wells Fargo & Company | 615,365 | $6.39M | 0.00% | −85,675−12.2% | Reduced |
| Bank of America Corp | 530,796 | $5.51M | 0.00% | −3,170−0.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 519,350 | $5.40M | 0.82% | +45,803+9.7% | Added |
| Flagship Harbor Advisors, LLC | 516,558 | $5.37M | 0.23% | −300−0.1% | Reduced |
| Mraz, Amerine & Associates, Inc. | 357,316 | $3.71M | 0.58% | −6,110−1.7% | Reduced |
| Wolverine Asset Management LLC | 356,932 | $3.71M | 0.05% | −135,714−27.5% | Reduced |
| Raymond James Financial Inc | 324,056 | $3.37M | 0.00% | −2,017−0.6% | Reduced |
| Fca Corp | 312,547 | $3.25M | 0.90% | +6,089+2.0% | Added |
| Royal Bank of Canada | 216,786 | $2.25M | 0.00% | +1,718+0.8% | Added |
| Clearstead Advisors, LLC | 214,832 | $2.23M | 0.03% | −8,745−3.9% | Reduced |
| Horizon Kinetics Asset Management LLC | 134,227 | $1.39M | 0.02% | −2,613−1.9% | Reduced |
| Advisor Group Holdings, Inc. | 124,574 | $1.28M | 0.00% | −4,382−3.4% | Reduced |
| Commonwealth Equity Services, LLC | 120,124 | $1.25M | 0.00% | −11,810−9.0% | Reduced |
| Bard Associates Inc | 119,929 | $1.25M | 0.33% | −33,972−22.1% | Reduced |
| Moors & Cabot, Inc. | 115,452 | $1.20M | 0.05% | +2,629+2.3% | Added |
| Captrust Financial Advisors | 107,028 | $1.11M | 0.00% | +1,713+1.6% | Added |
| Private Advisor Group, LLC | 99,815 | $1.04M | 0.01% | −1,282−1.3% | Reduced |
| TrueMark Investments, LLC | 98,533 | $1.02M | 0.18% | +98,533 | New |
| Uhlmann Price Securities, LLC | 83,415 | $866.7K | 0.53% | +13,166+18.7% | Added |
| Jaffetilchin Investment Partners, LLC | 79,526 | $826.3K | 0.05% | +60,344+314.6% | Added |
| Brown Advisory Inc | 74,719 | $776.3K | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 72,742 | $755.8K | 0.00% | +3,540+5.1% | Added |
| Polar Asset Management Partners Inc. | 71,294 | $740.7K | 0.02% | −167,074−70.1% | Reduced |
| Roberts Glore & Co Inc | 70,186 | $729.2K | 0.20% | −18,859−21.2% | Reduced |
| Stifel Financial Corp | 69,394 | $721.0K | 0.00% | +1,196+1.8% | Added |
| Diversify Advisory Services, LLC | 65,302 | $686.3K | 0.02% | +1,231+1.9% | Added |
| NWF Advisory Services Inc. | 65,565 | $681.2K | 0.07% | −3,461−5.0% | Reduced |
| Quantedge Capital Pte Ltd | 63,297 | $657.7K | 0.36% | −25,400−28.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 63,194 | $656.6K | 0.02% | −102−0.2% | Reduced |
| Twin Focus Capital Partners, LLC | 62,161 | $645.9K | 0.08% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 59,673 | $620.0K | 0.00% | −23,296−28.1% | Reduced |
| First Trust Advisors LP | 50,943 | $529.3K | 0.00% | +5,270+11.5% | Added |
| 1607 Capital Partners, LLC | 49,327 | $512.5K | 0.04% | −3,200−6.1% | Reduced |
| CWM, LLC | 47,000 | $488.0K | 0.00% | 00.0% | Unchanged |
| Sapient Capital LLC | 46,672 | $484.5K | 0.01% | +792+1.7% | Added |
| GWM Advisors LLC | 43,592 | $452.9K | 0.00% | +12,915+42.1% | Added |
| PMG Family Office LLC | 40,457 | $420.3K | 0.47% | +40,457 | New |
| Hara Capital LLC | 39,360 | $408.9K | 0.24% | −2,650−6.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,924 | $404.0K | 0.00% | +513+1.3% | Added |
| Spirepoint Private Client, LLC | 38,468 | $399.7K | 0.04% | +38,468 | New |
| WealthShield Partners, LLC | 36,620 | $380.5K | 0.04% | +567+1.6% | Added |
| Readystate Asset Management LP | 35,863 | $372.6K | 0.02% | −95,848−72.8% | Reduced |
| Landscape Capital Management, L.L.C. | 31,796 | $330.4K | 0.02% | −49,092−60.7% | Reduced |
| Kingsview Wealth Management, LLC | 31,413 | $326.4K | 0.00% | −358−1.1% | Reduced |
| Commerce Bank | 29,712 | $308.7K | 0.00% | 00.0% | Unchanged |
| Comprehensive Money Management Services LLC | 28,910 | $300.4K | 0.21% | +9,605+49.8% | Added |
| Traub Capital Management LLC | 27,655 | $287.3K | 0.28% | −5,384−16.3% | Reduced |
| Janney Montgomery Scott LLC | 26,981 | $280.0K | 0.00% | +341+1.3% | Added |
| D.A. Davidson & Co. | 26,228 | $272.5K | 0.00% | +2,602+11.0% | Added |
| HighTower Advisors, LLC | 25,137 | $261.2K | 0.00% | −2,096−7.7% | Reduced |
| Walleye Capital LLC | 24,849 | $258.2K | 0.00% | −9,215−27.1% | Reduced |
| DKM Wealth Management, Inc. | 23,002 | $239.0K | 0.19% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 22,835 | $237.3K | 0.00% | +247+1.1% | Added |
| Private Capital Management, LLC | 21,415 | $222.5K | 0.02% | +9,581+81.0% | Added |
| Institute for Wealth Management, LLC. | 19,948 | $207.3K | 0.02% | 00.0% | Unchanged |
| Diversified Trust Co | 19,269 | $200.2K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,956 | $165.8K | 0.00% | +269+1.7% | Added |
| Summit Financial, LLC | 14,440 | $150.0K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 13,896 | $144.4K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 13,488 | $140.1K | 0.00% | +228+1.7% | Added |
| HRT Financial LP | 13,570 | $140.0K | 0.00% | +13,570 | New |
| Verus Capital Partners, LLC | 13,150 | $136.6K | 0.01% | +1,557+13.4% | Added |
| Cetera Investment Advisers | 12,702 | $132.0K | 0.00% | +12,702 | New |
| Jane Street Group, LLC | 12,643 | $131.4K | 0.00% | +12,643 | New |
| Heritage Wealth Management, Inc. | 12,345 | $128.3K | 0.04% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 11,919 | $123.8K | 0.01% | 00.0% | Unchanged |
| Vanguard Group Inc | 11,051 | $114.8K | 0.00% | 00.0% | Unchanged |
| Ehrlich Financial Group | 10,620 | $110.3K | 0.07% | +66+0.6% | Added |
| Peapack Gladstone Financial Corp | 10,279 | $107.0K | 0.00% | 00.0% | Unchanged |
| TD Capital Management LLC | 4,496 | $46.7K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 4,345 | $45.1K | 0.02% | +73+1.7% | Added |
| NBT Bank N A | 4,031 | $41.9K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,472 | $36.1K | 0.00% | +3,472 | New |
| Barrett & Company, Inc. | 3,250 | $33.8K | 0.01% | 00.0% | Unchanged |
| CX Institutional | 3,222 | $33.0K | 0.00% | +3,222 | New |
| Atlantic Union Bankshares Corp | 2,096 | $21.8K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 1,500 | $15.6K | 0.00% | −2,000−57.1% | Reduced |
| EverSource Wealth Advisors, LLC | 1,302 | $13.5K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 290 | $3.01K | 0.00% | +290 | New |
| Jones Financial Companies LLLP | 227 | $2.35K | 0.00% | +227 | New |
| Allworth Financial LP | 100 | $1.04K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 77 | $803 | 0.00% | −2−2.5% | Reduced |
| Creative Financial Designs Inc | 61 | $634 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 16 | $166 | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −125,915−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −74,162−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −29,271−100.0% | Sold out |
| ARK & TLK Investments, LLC | 0 | $0 | 0.00% | −22,817−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,133−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −18,929−100.0% | Sold out |