Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −1 vs. Q2 2025
- Shares held
- 18.0M
- +851.2K (+5.0%) vs. Q2 2025
- Total value
- $187.1M
- +$28.4M (+17.9%) vs. Q2 2025
- New holders
- 10
- 30 more added
- Sold out
- 11
- 32 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assetmark, Inc | 16 | $166 | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 61 | $634 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 77 | $803 | 0.00% | −2−2.5% | Reduced |
| Allworth Financial LP | 100 | $1.04K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 227 | $2.35K | 0.00% | +227 | New |
| Highline Wealth Partners LLC | 290 | $3.01K | 0.00% | +290 | New |
| EverSource Wealth Advisors, LLC | 1,302 | $13.5K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 1,500 | $15.6K | 0.00% | −2,000−57.1% | Reduced |
| Atlantic Union Bankshares Corp | 2,096 | $21.8K | 0.00% | 00.0% | Unchanged |
| CX Institutional | 3,222 | $33.0K | 0.00% | +3,222 | New |
| Barrett & Company, Inc. | 3,250 | $33.8K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,472 | $36.1K | 0.00% | +3,472 | New |
| NBT Bank N A | 4,031 | $41.9K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 4,345 | $45.1K | 0.02% | +73+1.7% | Added |
| TD Capital Management LLC | 4,496 | $46.7K | 0.00% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 10,279 | $107.0K | 0.00% | 00.0% | Unchanged |
| Ehrlich Financial Group | 10,620 | $110.3K | 0.07% | +66+0.6% | Added |
| Vanguard Group Inc | 11,051 | $114.8K | 0.00% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 11,919 | $123.8K | 0.01% | 00.0% | Unchanged |
| Heritage Wealth Management, Inc. | 12,345 | $128.3K | 0.04% | 00.0% | Unchanged |
| Jane Street Group, LLC | 12,643 | $131.4K | 0.00% | +12,643 | New |
| Cetera Investment Advisers | 12,702 | $132.0K | 0.00% | +12,702 | New |
| Verus Capital Partners, LLC | 13,150 | $136.6K | 0.01% | +1,557+13.4% | Added |
| HRT Financial LP | 13,570 | $140.0K | 0.00% | +13,570 | New |
| Stephens Inc | 13,488 | $140.1K | 0.00% | +228+1.7% | Added |
| JFS Wealth Advisors, LLC | 13,896 | $144.4K | 0.01% | 00.0% | Unchanged |
| Summit Financial, LLC | 14,440 | $150.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,956 | $165.8K | 0.00% | +269+1.7% | Added |
| Diversified Trust Co | 19,269 | $200.2K | 0.00% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 19,948 | $207.3K | 0.02% | 00.0% | Unchanged |
| Private Capital Management, LLC | 21,415 | $222.5K | 0.02% | +9,581+81.0% | Added |
| Steward Partners Investment Advisory, LLC | 22,835 | $237.3K | 0.00% | +247+1.1% | Added |
| DKM Wealth Management, Inc. | 23,002 | $239.0K | 0.19% | 00.0% | Unchanged |
| Walleye Capital LLC | 24,849 | $258.2K | 0.00% | −9,215−27.1% | Reduced |
| HighTower Advisors, LLC | 25,137 | $261.2K | 0.00% | −2,096−7.7% | Reduced |
| D.A. Davidson & Co. | 26,228 | $272.5K | 0.00% | +2,602+11.0% | Added |
| Janney Montgomery Scott LLC | 26,981 | $280.0K | 0.00% | +341+1.3% | Added |
| Traub Capital Management LLC | 27,655 | $287.3K | 0.28% | −5,384−16.3% | Reduced |
| Comprehensive Money Management Services LLC | 28,910 | $300.4K | 0.21% | +9,605+49.8% | Added |
| Commerce Bank | 29,712 | $308.7K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 31,413 | $326.4K | 0.00% | −358−1.1% | Reduced |
| Landscape Capital Management, L.L.C. | 31,796 | $330.4K | 0.02% | −49,092−60.7% | Reduced |
| Readystate Asset Management LP | 35,863 | $372.6K | 0.02% | −95,848−72.8% | Reduced |
| WealthShield Partners, LLC | 36,620 | $380.5K | 0.04% | +567+1.6% | Added |
| Spirepoint Private Client, LLC | 38,468 | $399.7K | 0.04% | +38,468 | New |
| Cambridge Investment Research Advisors, Inc. | 38,924 | $404.0K | 0.00% | +513+1.3% | Added |
| Hara Capital LLC | 39,360 | $408.9K | 0.24% | −2,650−6.3% | Reduced |
| PMG Family Office LLC | 40,457 | $420.3K | 0.47% | +40,457 | New |
| GWM Advisors LLC | 43,592 | $452.9K | 0.00% | +12,915+42.1% | Added |
| Sapient Capital LLC | 46,672 | $484.5K | 0.01% | +792+1.7% | Added |
| CWM, LLC | 47,000 | $488.0K | 0.00% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 49,327 | $512.5K | 0.04% | −3,200−6.1% | Reduced |
| First Trust Advisors LP | 50,943 | $529.3K | 0.00% | +5,270+11.5% | Added |
| Guggenheim Capital LLC | 59,673 | $620.0K | 0.00% | −23,296−28.1% | Reduced |
| Twin Focus Capital Partners, LLC | 62,161 | $645.9K | 0.08% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 63,194 | $656.6K | 0.02% | −102−0.2% | Reduced |
| Quantedge Capital Pte Ltd | 63,297 | $657.7K | 0.36% | −25,400−28.6% | Reduced |
| NWF Advisory Services Inc. | 65,565 | $681.2K | 0.07% | −3,461−5.0% | Reduced |
| Diversify Advisory Services, LLC | 65,302 | $686.3K | 0.02% | +1,231+1.9% | Added |
| Stifel Financial Corp | 69,394 | $721.0K | 0.00% | +1,196+1.8% | Added |
| Roberts Glore & Co Inc | 70,186 | $729.2K | 0.20% | −18,859−21.2% | Reduced |
| Polar Asset Management Partners Inc. | 71,294 | $740.7K | 0.02% | −167,074−70.1% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 72,742 | $755.8K | 0.00% | +3,540+5.1% | Added |
| Brown Advisory Inc | 74,719 | $776.3K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 79,526 | $826.3K | 0.05% | +60,344+314.6% | Added |
| Uhlmann Price Securities, LLC | 83,415 | $866.7K | 0.53% | +13,166+18.7% | Added |
| TrueMark Investments, LLC | 98,533 | $1.02M | 0.18% | +98,533 | New |
| Private Advisor Group, LLC | 99,815 | $1.04M | 0.01% | −1,282−1.3% | Reduced |
| Captrust Financial Advisors | 107,028 | $1.11M | 0.00% | +1,713+1.6% | Added |
| Moors & Cabot, Inc. | 115,452 | $1.20M | 0.05% | +2,629+2.3% | Added |
| Bard Associates Inc | 119,929 | $1.25M | 0.33% | −33,972−22.1% | Reduced |
| Commonwealth Equity Services, LLC | 120,124 | $1.25M | 0.00% | −11,810−9.0% | Reduced |
| Advisor Group Holdings, Inc. | 124,574 | $1.28M | 0.00% | −4,382−3.4% | Reduced |
| Horizon Kinetics Asset Management LLC | 134,227 | $1.39M | 0.02% | −2,613−1.9% | Reduced |
| Clearstead Advisors, LLC | 214,832 | $2.23M | 0.03% | −8,745−3.9% | Reduced |
| Royal Bank of Canada | 216,786 | $2.25M | 0.00% | +1,718+0.8% | Added |
| Fca Corp | 312,547 | $3.25M | 0.90% | +6,089+2.0% | Added |
| Raymond James Financial Inc | 324,056 | $3.37M | 0.00% | −2,017−0.6% | Reduced |
| Wolverine Asset Management LLC | 356,932 | $3.71M | 0.05% | −135,714−27.5% | Reduced |
| Mraz, Amerine & Associates, Inc. | 357,316 | $3.71M | 0.58% | −6,110−1.7% | Reduced |
| Flagship Harbor Advisors, LLC | 516,558 | $5.37M | 0.23% | −300−0.1% | Reduced |
| Blue Bell Private Wealth Management, LLC | 519,350 | $5.40M | 0.82% | +45,803+9.7% | Added |
| Bank of America Corp | 530,796 | $5.51M | 0.00% | −3,170−0.6% | Reduced |
| Wells Fargo & Company | 615,365 | $6.39M | 0.00% | −85,675−12.2% | Reduced |
| Punch & Associates Investment Management, Inc. | 616,718 | $6.41M | 0.37% | 00.0% | Unchanged |
| LPL Financial LLC | 809,918 | $8.42M | 0.00% | +62,252+8.3% | Added |
| Rivernorth Capital Management, LLC | 837,781 | $8.70M | 0.50% | +615,932+277.6% | Added |
| Shaker Financial Services, LLC | 909,058 | $9.45M | 3.24% | −112,665−11.0% | Reduced |
| Alexander Randolph Advisory, Inc. | 950,196 | $9.87M | 8.14% | −13,710−1.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 963,753 | $10.0M | 0.02% | +130,855+15.7% | Added |
| UBS Group AG | 1,043,876 | $10.8M | 0.00% | +12,378+1.2% | Added |
| Modern Wealth Management, LLC | 1,081,258 | $11.2M | 0.22% | −14,311−1.3% | Reduced |
| Saba Capital Management, L.P. | 1,408,081 | $14.6M | 0.48% | +1,136,467+418.4% | Added |
| Morgan Stanley | 2,581,973 | $26.8M | 0.00% | −351,933−12.0% | Reduced |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −125,915−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −74,162−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −29,271−100.0% | Sold out |
| ARK & TLK Investments, LLC | 0 | $0 | 0.00% | −22,817−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,133−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −18,929−100.0% | Sold out |