Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Royce Micro-Cap Trust, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- −8 vs. Q4 2021
- Shares held
- 13.5M
- −1.55M (−10.3%) vs. Q4 2021
- Total value
- $142.3M
- −$31.9M (−18.3%) vs. Q4 2021
- New holders
- 6
- 35 more added
- Sold out
- 14
- 24 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,782,283 | $29.3M | 0.00% | +627,208+29.1% | Added |
| UBS Group AG | 884,737 | $9.31M | 0.00% | +40,729+4.8% | Added |
| Wells Fargo & Company | 876,579 | $9.22M | 0.00% | −62,640−6.7% | Reduced |
| Parametric Portfolio Associates LLC | 846,014 | $8.90M | 0.00% | +12,593+1.5% | Added |
| 1607 Capital Partners, LLC | 830,396 | $8.74M | 0.51% | −5,921−0.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 690,916 | $7.27M | 0.01% | +49,905+7.8% | Added |
| Karpus Management, Inc. | 553,830 | $5.83M | 0.18% | −188,506−25.4% | Reduced |
| Shaker Financial Services, LLC | 500,002 | $5.26M | 1.98% | +89,924+21.9% | Added |
| Punch & Associates Investment Management, Inc. | 469,085 | $4.93M | 0.28% | +2230.0% | Added |
| Bank of America Corp | 359,028 | $3.78M | 0.00% | +28,566+8.6% | Added |
| Raymond James & Associates | 341,595 | $3.59M | 0.00% | +54,659+19.0% | Added |
| Flagship Harbor Advisors, LLC | 338,174 | $3.56M | 0.34% | +10,707+3.3% | Added |
| 1832 Asset Management L.P. | 302,492 | $3.14M | 0.01% | 00.0% | Unchanged |
| Fca Corp | 271,747 | $2.86M | 1.00% | +1,205+0.4% | Added |
| Bard Associates Inc | 248,051 | $2.61M | 0.92% | −5,100−2.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 236,401 | $2.49M | 0.71% | −5,423−2.2% | Reduced |
| Family Firm, Inc. | 231,657 | $2.44M | 0.64% | −11,512−4.7% | Reduced |
| Horizon Kinetics Asset Management LLC | 204,831 | $2.15M | 0.04% | −8,439−4.0% | Reduced |
| Mraz, Amerine & Associates, Inc. | 178,478 | $1.88M | 0.45% | +55,637+45.3% | Added |
| Advisor Group Holdings, Inc. | 138,766 | $1.46M | 0.00% | −4,817−3.4% | Reduced |
| LPL Financial LLC | 123,825 | $1.30M | 0.00% | +1,895+1.6% | Added |
| Royal Bank of Canada | 121,402 | $1.28M | 0.00% | +14,436+13.5% | Added |
| City of London Investment Management Co Ltd | 117,836 | $1.24M | 0.08% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 111,238 | $1.17M | 0.00% | +7,489+7.2% | Added |
| Insight Folios Inc | 55,816 | $1.05M | 0.47% | +8,281+17.4% | Added |
| Rivernorth Capital Management, LLC | 91,910 | $967.0K | 0.04% | +4,399+5.0% | Added |
| Moors & Cabot, Inc. | 86,602 | $911.0K | 0.06% | −1,252−1.4% | Reduced |
| Quantedge Capital Pte Ltd | 77,596 | $816.0K | 0.24% | −81,600−51.3% | Reduced |
| Private Advisor Group, LLC | 70,248 | $739.0K | 0.01% | +13,728+24.3% | Added |
| Twin Focus Capital Partners, LLC | 66,161 | $696.0K | 0.14% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 64,745 | $681.0K | 0.03% | −775−1.2% | Reduced |
| D.A. Davidson & Co. | 62,853 | $661.0K | 0.01% | +1,576+2.6% | Added |
| Shepherd Kaplan Krochuk, LLC | 56,530 | $595.0K | 0.23% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 54,460 | $572.0K | 0.00% | +75+0.1% | Added |
| First Trust Advisors LP | 53,066 | $558.0K | 0.00% | −1,018−1.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 51,682 | $544.0K | 0.00% | +20,136+63.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 48,890 | $514.0K | 0.00% | +6,664+15.8% | Added |
| Roberts Glore & Co Inc | 47,510 | $500.0K | 0.14% | +4,500+10.5% | Added |
| Peapack Gladstone Financial Corp | 47,035 | $495.0K | 0.01% | −1,235−2.6% | Reduced |
| Invesco Ltd. | 43,881 | $462.0K | 0.00% | −47,840−52.2% | Reduced |
| Bulldog Investors, LLP | 43,506 | $458.0K | 0.12% | +208+0.5% | Added |
| Resolute Financial, LLC | 41,766 | $439.0K | 0.36% | +10,555+33.8% | Added |
| Brown Advisory Inc | 41,365 | $435.0K | 0.00% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 39,368 | $414.0K | 0.07% | +39,368 | New |
| Cetera Investment Advisers | 39,076 | $411.0K | 0.01% | −1,431−3.5% | Reduced |
| Kingsview Wealth Management, LLC | 38,020 | $400.0K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 35,891 | $378.0K | 0.00% | −26,947−42.9% | Reduced |
| Stifel Financial Corp | 31,275 | $329.0K | 0.00% | +1,066+3.5% | Added |
| M&T Bank Corp | 30,996 | $326.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 30,326 | $319.0K | 0.00% | +17,315+133.1% | Added |
| Avidian Wealth Solutions, LLC | 29,173 | $307.0K | 0.02% | −8,748−23.1% | Reduced |
| Financial Advocates Investment Management | 26,004 | $274.0K | 0.02% | +556+2.2% | Added |
| GWM Advisors LLC | 25,223 | $265.0K | 0.00% | +9,602+61.5% | Added |
| Institute for Wealth Management, LLC. | 23,772 | $250.0K | 0.04% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 22,322 | $235.0K | 0.01% | 00.0% | Unchanged |
| Hunter Perkins Capital Management, LLC | 22,351 | $235.0K | 0.05% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 20,160 | $212.0K | 0.00% | −1,843−8.4% | Reduced |
| Heron Bay Capital Management | 18,883 | $199.0K | 0.10% | −4,619−19.7% | Reduced |
| Koshinski Asset Management, Inc. | 18,414 | $193.7K | 0.02% | 00.0% | Unchanged |
| Davenport & Co LLC | 15,113 | $159.0K | 0.00% | −1,605−9.6% | Reduced |
| Dakota Wealth Management | 15,155 | $159.0K | 0.01% | −985−6.1% | Reduced |
| 9258 Wealth Management, LLC | 14,563 | $153.0K | 0.04% | +312+2.2% | Added |
| Kestra Advisory Services, LLC | 13,890 | $146.0K | 0.00% | 00.0% | Unchanged |
| Diversified Trust Co | 13,073 | $138.0K | 0.00% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 12,419 | $131.0K | 0.02% | 00.0% | Unchanged |
| First Financial Bank - Trust Division | 10,741 | $113.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 10,508 | $111.0K | 0.00% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 10,527 | $111.0K | 0.01% | +10,527 | New |
| Stratos Wealth Partners, LTD. | 10,210 | $107.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 9,342 | $98.0K | 0.02% | +2,607+38.7% | Added |
| Money Concepts Capital Corp | 5,855 | $62.0K | 0.00% | +5,855 | New |
| Patriot Financial Group Insurance Agency, LLC | 5,687 | $60.0K | 0.01% | −2,064−26.6% | Reduced |
| The PNC Financial Services Group, Inc. | 5,000 | $53.0K | 0.00% | −21,450−81.1% | Reduced |
| Hanson & Doremus Investment Management | 3,213 | $34.0K | 0.01% | +28+0.9% | Added |
| Sittner & Nelson, LLC | 3,205 | $34.0K | 0.02% | +68+2.2% | Added |
| Steward Partners Investment Advisory, LLC | 2,427 | $26.0K | 0.00% | +1,356+126.6% | Added |
| Ancora Advisors, LLC | 2,177 | $23.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 2,062 | $22.0K | 0.00% | −800−28.0% | Reduced |
| Sandy Spring Bank | 2,096 | $22.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,225 | $20.0K | 0.00% | +2,225 | New |
| Graves-Light Private Wealth Management, Inc. | 1,829 | $19.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,176 | $12.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,021 | $11.0K | 0.00% | +21+2.1% | Added |
| Bay Harbor Wealth Management, LLC | 717 | $8.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 160 | $2.00K | 0.00% | +99+162.3% | Added |
| IFP Advisors, Inc | 108 | $1.00K | 0.00% | +108 | New |
| Citigroup Inc | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 76 | $0 | 0.00% | +76 | New |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −1,106,430−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −601,315−100.0% | Sold out |
| Frontier Wealth Management LLC | 0 | $0 | 0.00% | −108,569−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −91,420−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −91,212−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −68,707−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −47,309−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −40,612−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −26,215−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −13,335−100.0% | Sold out |
| Eidelman Virant Capital | 0 | $0 | 0.00% | −11,345−100.0% | Sold out |