Skip to main content
Livermore
Livermore
ZHEN

Royce Micro-Cap Trust, Inc.

RMT
Exchange
NYSE
SEC CIK
0000912147

No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.

13F holders, Q1 2022

Institutional positions in Royce Micro-Cap Trust, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
89
−8 vs. Q4 2021
Shares held
13.5M
−1.55M (−10.3%) vs. Q4 2021
Total value
$142.3M
−$31.9M (−18.3%) vs. Q4 2021
New holders
6
35 more added
Sold out
14
24 more reduced

1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 89 institutions
Q1 2021: 104 institutionsQ2 2021: 99 institutionsQ3 2021: 95 institutionsQ4 2021: 98 institutionsQ1 2022: 89 institutionsQ2 2022: 90 institutionsQ3 2022: 89 institutionsQ4 2022: 86 institutionsQ1 2023: 87 institutionsQ2 2023: 85 institutionsQ3 2023: 83 institutionsQ4 2023: 88 institutionsQ1 2024: 89 institutionsQ2 2024: 90 institutionsQ3 2024: 99 institutionsQ4 2024: 96 institutionsQ1 2025: 94 institutionsQ2 2025: 98 institutionsQ3 2025: 94 institutionsQ4 2025: 99 institutionsQ1 2026: 107 institutionsQ2 2026: 108 institutions
Value heldQ1 2022: $142.3M
Q1 2021: $179.7MQ2 2021: $205.3MQ3 2021: $179.6MQ4 2021: $174.2MQ1 2022: $142.3MQ2 2022: $117.8MQ3 2022: $118.5MQ4 2022: $111.3MQ1 2023: $110.5MQ2 2023: $111.4MQ3 2023: $106.3MQ4 2023: $131.5MQ1 2024: $134.8MQ2 2024: $138.5MQ3 2024: $147.5MQ4 2024: $159.4MQ1 2025: $138.8MQ2 2025: $161.6MQ3 2025: $187.1MQ4 2025: $202.8MQ1 2026: $226.7MQ2 2026: $305.6M
Institutions holding RMT and their total value by quarter
QuarterHoldersValue
Q2 2026108$305.6M
Q1 2026107$226.7M
Q4 202599$202.8M
Q3 202594$187.1M
Q2 202598$161.6M
Q1 202594$138.8M
Q4 202496$159.4M
Q3 202499$147.5M
Q2 202490$138.5M
Q1 202489$134.8M
Q4 202388$131.5M
Q3 202383$106.3M
Q2 202385$111.4M
Q1 202387$110.5M
Q4 202286$111.3M
Q3 202289$118.5M
Q2 202290$117.8M
Q1 202289$142.3M
Q4 202198$174.2M
Q3 202195$179.6M
Q2 202199$205.3M
Q1 2021104$179.7M

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q4 2021.

Institutions holding RMT in Q1 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Citigroup Inc1$00.00%00.0%Unchanged
Fortitude Advisory Group L.L.C.11$00.00%00.0%Unchanged
Geneos Wealth Management Inc.76$00.00%+76New
IFP Advisors, Inc108$1.00K0.00%+108New
Creative Financial Designs Inc160$2.00K0.00%+99+162.3%Added
Bay Harbor Wealth Management, LLC717$8.00K0.00%00.0%Unchanged
Kistler-Tiffany Companies, LLC1,021$11.0K0.00%+21+2.1%Added
North Star Investment Management Corp.1,176$12.0K0.00%00.0%Unchanged
Graves-Light Private Wealth Management, Inc.1,829$19.0K0.00%00.0%Unchanged
Global Retirement Partners, LLC2,225$20.0K0.00%+2,225New
FourThought Financial, LLC2,062$22.0K0.00%−800−28.0%Reduced
Sandy Spring Bank2,096$22.0K0.00%00.0%Unchanged
Ancora Advisors, LLC2,177$23.0K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC2,427$26.0K0.00%+1,356+126.6%Added
Hanson & Doremus Investment Management3,213$34.0K0.01%+28+0.9%Added
Sittner & Nelson, LLC3,205$34.0K0.02%+68+2.2%Added
The PNC Financial Services Group, Inc.5,000$53.0K0.00%−21,450−81.1%Reduced
Patriot Financial Group Insurance Agency, LLC5,687$60.0K0.01%−2,064−26.6%Reduced
Money Concepts Capital Corp5,855$62.0K0.00%+5,855New
Carolinas Wealth Consulting LLC9,342$98.0K0.02%+2,607+38.7%Added
Stratos Wealth Partners, LTD.10,210$107.0K0.00%00.0%Unchanged
Creative Planning10,508$111.0K0.00%00.0%Unchanged
Wealthcare Advisory Partners LLC10,527$111.0K0.01%+10,527New
First Financial Bank - Trust Division10,741$113.0K0.01%00.0%Unchanged
Soltis Investment Advisors LLC12,419$131.0K0.02%00.0%Unchanged
Diversified Trust Co13,073$138.0K0.00%00.0%Unchanged
Kestra Advisory Services, LLC13,890$146.0K0.00%00.0%Unchanged
9258 Wealth Management, LLC14,563$153.0K0.04%+312+2.2%Added
Davenport & Co LLC15,113$159.0K0.00%−1,605−9.6%Reduced
Dakota Wealth Management15,155$159.0K0.01%−985−6.1%Reduced
Koshinski Asset Management, Inc.18,414$193.7K0.02%00.0%Unchanged
Heron Bay Capital Management18,883$199.0K0.10%−4,619−19.7%Reduced
Cetera Advisor Networks LLC20,160$212.0K0.00%−1,843−8.4%Reduced
Raymond James Trust N.A.22,322$235.0K0.01%00.0%Unchanged
Hunter Perkins Capital Management, LLC22,351$235.0K0.05%00.0%Unchanged
Institute for Wealth Management, LLC.23,772$250.0K0.04%00.0%Unchanged
GWM Advisors LLC25,223$265.0K0.00%+9,602+61.5%Added
Financial Advocates Investment Management26,004$274.0K0.02%+556+2.2%Added
Avidian Wealth Solutions, LLC29,173$307.0K0.02%−8,748−23.1%Reduced
Janney Montgomery Scott LLC30,326$319.0K0.00%+17,315+133.1%Added
M&T Bank Corp30,996$326.0K0.00%00.0%Unchanged
Stifel Financial Corp31,275$329.0K0.00%+1,066+3.5%Added
Guggenheim Capital LLC35,891$378.0K0.00%−26,947−42.9%Reduced
Kingsview Wealth Management, LLC38,020$400.0K0.02%00.0%Unchanged
Cetera Investment Advisers39,076$411.0K0.01%−1,431−3.5%Reduced
WealthShield Partners, LLC39,368$414.0K0.07%+39,368New
Brown Advisory Inc41,365$435.0K0.00%00.0%Unchanged
Resolute Financial, LLC41,766$439.0K0.36%+10,555+33.8%Added
Bulldog Investors, LLP43,506$458.0K0.12%+208+0.5%Added
Invesco Ltd.43,881$462.0K0.00%−47,840−52.2%Reduced
Peapack Gladstone Financial Corp47,035$495.0K0.01%−1,235−2.6%Reduced
Roberts Glore & Co Inc47,510$500.0K0.14%+4,500+10.5%Added
Raymond James Financial Services Advisors, Inc.48,890$514.0K0.00%+6,664+15.8%Added
Cambridge Investment Research Advisors, Inc.51,682$544.0K0.00%+20,136+63.8%Added
First Trust Advisors LP53,066$558.0K0.00%−1,018−1.9%Reduced
Rockefeller Capital Management L.P.54,460$572.0K0.00%+75+0.1%Added
Shepherd Kaplan Krochuk, LLC56,530$595.0K0.23%00.0%Unchanged
D.A. Davidson & Co.62,853$661.0K0.01%+1,576+2.6%Added
Prospera Financial Services Inc64,745$681.0K0.03%−775−1.2%Reduced
Twin Focus Capital Partners, LLC66,161$696.0K0.14%00.0%Unchanged
Private Advisor Group, LLC70,248$739.0K0.01%+13,728+24.3%Added
Quantedge Capital Pte Ltd77,596$816.0K0.24%−81,600−51.3%Reduced
Moors & Cabot, Inc.86,602$911.0K0.06%−1,252−1.4%Reduced
Rivernorth Capital Management, LLC91,910$967.0K0.04%+4,399+5.0%Added
Insight Folios Inc55,816$1.05M0.47%+8,281+17.4%Added
Commonwealth Equity Services, LLC111,238$1.17M0.00%+7,489+7.2%Added
City of London Investment Management Co Ltd117,836$1.24M0.08%00.0%Unchanged
Royal Bank of Canada121,402$1.28M0.00%+14,436+13.5%Added
LPL Financial LLC123,825$1.30M0.00%+1,895+1.6%Added
Advisor Group Holdings, Inc.138,766$1.46M0.00%−4,817−3.4%Reduced
Mraz, Amerine & Associates, Inc.178,478$1.88M0.45%+55,637+45.3%Added
Horizon Kinetics Asset Management LLC204,831$2.15M0.04%−8,439−4.0%Reduced
Family Firm, Inc.231,657$2.44M0.64%−11,512−4.7%Reduced
Blue Bell Private Wealth Management, LLC236,401$2.49M0.71%−5,423−2.2%Reduced
Bard Associates Inc248,051$2.61M0.92%−5,100−2.0%Reduced
Fca Corp271,747$2.86M1.00%+1,205+0.4%Added
1832 Asset Management L.P.302,492$3.14M0.01%00.0%Unchanged
Flagship Harbor Advisors, LLC338,174$3.56M0.34%+10,707+3.3%Added
Raymond James & Associates341,595$3.59M0.00%+54,659+19.0%Added
Bank of America Corp359,028$3.78M0.00%+28,566+8.6%Added
Punch & Associates Investment Management, Inc.469,085$4.93M0.28%+2230.0%Added
Shaker Financial Services, LLC500,002$5.26M1.98%+89,924+21.9%Added
Karpus Management, Inc.553,830$5.83M0.18%−188,506−25.4%Reduced
Allspring Global Investments Holdings, LLC690,916$7.27M0.01%+49,905+7.8%Added
1607 Capital Partners, LLC830,396$8.74M0.51%−5,921−0.7%Reduced
Parametric Portfolio Associates LLC846,014$8.90M0.00%+12,593+1.5%Added
Wells Fargo & Company876,579$9.22M0.00%−62,640−6.7%Reduced
UBS Group AG884,737$9.31M0.00%+40,729+4.8%Added
Morgan Stanley2,782,283$29.3M0.00%+627,208+29.1%Added
Advisors Asset Management, Inc.0$00.00%−1,106,430−100.0%Sold out
Cornerstone Advisors, LLC0$00.00%−601,315−100.0%Sold out
Frontier Wealth Management LLC0$00.00%−108,569−100.0%Sold out
Wolverine Asset Management LLC0$00.00%−91,420−100.0%Sold out
Walleye Capital LLC0$00.00%−91,212−100.0%Sold out
First Republic Investment Management, Inc.0$00.00%−68,707−100.0%Sold out
Landscape Capital Management, L.L.C.0$00.00%−47,309−100.0%Sold out
Envestnet Asset Management Inc0$00.00%−40,612−100.0%Sold out
BlackRock Inc.0$00.00%−26,215−100.0%Sold out
Walleye Trading LLC0$00.00%−13,335−100.0%Sold out
Eidelman Virant Capital0$00.00%−11,345−100.0%Sold out