Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- −4 vs. Q2 2021
- Shares held
- 15.7M
- +128.4K (+0.8%) vs. Q2 2021
- Total value
- $179.6M
- −$25.7M (−12.5%) vs. Q2 2021
- New holders
- 4
- 44 more added
- Sold out
- 8
- 32 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 120 | $1.00K | 0.00% | −33,862−99.6% | Reduced |
| Creative Financial Designs Inc | 155 | $2.00K | 0.00% | −1,270−89.1% | Reduced |
| Geneos Wealth Management Inc. | 224 | $2.00K | 0.00% | +3+1.4% | Added |
| Robinson Capital Management, LLC | 600 | $7.00K | 0.01% | −1,700−73.9% | Reduced |
| Harbour Investments, Inc. | 733 | $8.00K | 0.00% | +13+1.8% | Added |
| Bay Harbor Wealth Management, LLC | 717 | $8.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 863 | $10.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 975 | $11.0K | 0.00% | +17+1.8% | Added |
| Steward Partners Investment Advisory, LLC | 1,071 | $12.0K | 0.00% | +19+1.8% | Added |
| North Star Investment Management Corp. | 1,176 | $13.0K | 0.00% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,829 | $21.0K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 2,096 | $24.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,177 | $25.0K | 0.00% | +1,000+85.0% | Added |
| FourThought Financial, LLC | 2,862 | $32.0K | 0.00% | −795−21.7% | Reduced |
| Sittner & Nelson, LLC | 3,058 | $35.0K | 0.02% | +55+1.8% | Added |
| Hanson & Doremus Investment Management | 3,152 | $36.0K | 0.01% | −380−10.8% | Reduced |
| Tucker Asset Management LLC | 3,203 | $37.8K | 0.01% | +3,203 | New |
| Patriot Financial Group Insurance Agency, LLC | 7,658 | $87.0K | 0.02% | +66+0.9% | Added |
| Creative Planning | 10,508 | $120.0K | 0.00% | −42−0.4% | Reduced |
| Mercer Global Advisors Inc | 10,535 | $120.0K | 0.00% | +10,535 | New |
| First Financial Bank - Trust Division | 10,741 | $123.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,306 | $130.0K | 0.00% | +125+1.1% | Added |
| Eidelman Virant Capital | 11,345 | $131.0K | 0.05% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 12,000 | $137.0K | 0.06% | +8,500+242.9% | Added |
| Soltis Investment Advisors LLC | 12,419 | $142.0K | 0.02% | 00.0% | Unchanged |
| North Star Asset Management Inc | 12,505 | $143.0K | 0.01% | −1,200−8.8% | Reduced |
| BEAM Asset Management, LLC | 12,723 | $145.0K | 0.12% | −293−2.3% | Reduced |
| Diversified Trust Co | 13,073 | $149.0K | 0.01% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 13,893 | $159.0K | 0.04% | +253+1.9% | Added |
| Walleye Trading LLC | 16,365 | $187.0K | 0.00% | −4,727−22.4% | Reduced |
| Heron Bay Capital Management | 16,670 | $190.0K | 0.10% | −11,498−40.8% | Reduced |
| Kestra Advisory Services, LLC | 16,780 | $192.0K | 0.00% | +34+0.2% | Added |
| Raymond James Trust N.A. | 17,500 | $200.0K | 0.01% | −527−2.9% | Reduced |
| Koshinski Asset Management, Inc. | 18,000 | $205.6K | 0.02% | −4,055−18.4% | Reduced |
| Cetera Advisor Networks LLC | 19,235 | $220.0K | 0.00% | −550−2.8% | Reduced |
| Mid Atlantic Financial Management Inc | 20,700 | $236.0K | 0.02% | +10,600+105.0% | Added |
| Cetera Investment Advisers | 22,283 | $254.0K | 0.00% | +9,943+80.6% | Added |
| Hunter Perkins Capital Management, LLC | 22,351 | $255.0K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 23,144 | $264.0K | 0.00% | +43+0.2% | Added |
| Institute for Wealth Management, LLC. | 23,867 | $273.0K | 0.05% | 00.0% | Unchanged |
| Dakota Wealth Management | 24,190 | $276.0K | 0.03% | −8,280−25.5% | Reduced |
| Financial Advocates Investment Management | 24,809 | $283.0K | 0.02% | −11,653−32.0% | Reduced |
| The PNC Financial Services Group, Inc. | 26,450 | $302.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 30,527 | $349.0K | 0.00% | −775−2.5% | Reduced |
| M&T Bank Corp | 30,996 | $354.0K | 0.00% | 00.0% | Unchanged |
| Harborview Advisors, LLC | 33,529 | $383.0K | 0.21% | +2,110+6.7% | Added |
| Insight Folios Inc | 34,932 | $399.0K | 0.22% | +34,932 | New |
| Kingsview Wealth Management, LLC | 37,078 | $423.0K | 0.02% | +1,246+3.5% | Added |
| Davenport & Co LLC | 37,406 | $427.0K | 0.00% | +11,113+42.3% | Added |
| Brown Advisory Inc | 41,365 | $472.0K | 0.00% | −1,580−3.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 41,297 | $472.0K | 0.00% | +563+1.4% | Added |
| Roberts Glore & Co Inc | 41,939 | $479.0K | 0.15% | +2,746+7.0% | Added |
| Rockefeller Capital Management L.P. | 46,300 | $528.0K | 0.00% | −1,940−4.0% | Reduced |
| Envestnet Asset Management Inc | 46,706 | $533.0K | 0.00% | −4,948−9.6% | Reduced |
| Peapack Gladstone Financial Corp | 48,541 | $554.0K | 0.01% | −197−0.4% | Reduced |
| First Trust Advisors LP | 53,774 | $614.0K | 0.00% | +1,313+2.5% | Added |
| Shepherd Kaplan Krochuk, LLC | 55,580 | $635.0K | 0.24% | +13,300+31.5% | Added |
| True North Advisors, LLC | 56,300 | $642.0K | 0.13% | +26,000+85.8% | Added |
| Bank of Montreal | 50,173 | $657.0K | 0.00% | +50,173 | New |
| Guggenheim Capital LLC | 57,714 | $659.0K | 0.00% | +13,889+31.7% | Added |
| D.A. Davidson & Co. | 60,647 | $693.0K | 0.01% | +448+0.7% | Added |
| Twin Focus Capital Partners, LLC | 62,161 | $710.0K | 0.17% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 65,650 | $749.0K | 0.00% | +41,186+168.4% | Added |
| Prospera Financial Services Inc | 66,276 | $757.0K | 0.04% | +9,620+17.0% | Added |
| Walleye Capital LLC | 78,926 | $901.0K | 0.03% | +6,946+9.6% | Added |
| Moors & Cabot, Inc. | 85,651 | $981.0K | 0.06% | −116−0.1% | Reduced |
| Commonwealth Equity Services, LLC | 90,219 | $1.03M | 0.00% | +24,403+37.1% | Added |
| Royal Bank of Canada | 104,921 | $1.20M | 0.00% | −1,884−1.8% | Reduced |
| Invesco Ltd. | 105,866 | $1.21M | 0.00% | +1,746+1.7% | Added |
| LPL Financial LLC | 115,831 | $1.32M | 0.00% | +3,513+3.1% | Added |
| Frontier Wealth Management LLC | 117,730 | $1.34M | 0.09% | −10,780−8.4% | Reduced |
| Mraz, Amerine & Associates, Inc. | 124,141 | $1.42M | 0.39% | −391−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 139,969 | $1.60M | 0.00% | +4,496+3.3% | Added |
| Quantedge Capital Pte Ltd | 144,630 | $1.65M | 0.80% | +22,149+18.1% | Added |
| Wolverine Asset Management LLC | 163,415 | $1.87M | 0.02% | +62,883+62.6% | Added |
| Blue Bell Private Wealth Management, LLC | 225,539 | $2.58M | 0.75% | −5,153−2.2% | Reduced |
| Family Firm, Inc. | 237,961 | $2.81M | 0.74% | +8,013+3.5% | Added |
| Raymond James & Associates | 249,002 | $2.84M | 0.00% | +4,984+2.0% | Added |
| Bard Associates Inc | 253,751 | $2.90M | 0.98% | −5,700−2.2% | Reduced |
| Matisse Capital | 277,831 | $3.17M | 1.17% | −135,169−32.7% | Reduced |
| 1832 Asset Management L.P. | 294,862 | $3.39M | 0.01% | +5,361+1.9% | Added |
| Fca Corp | 306,609 | $3.50M | 1.05% | +849+0.3% | Added |
| Bank of America Corp | 318,204 | $3.63M | 0.00% | −52,308−14.1% | Reduced |
| Horizon Kinetics Asset Management LLC | 329,975 | $3.77M | 0.09% | −14,497−4.2% | Reduced |
| Flagship Harbor Advisors, LLC | 309,056 | $3.83M | 0.41% | 00.0% | Unchanged |
| Punch & Associates Investment Management, Inc. | 389,732 | $4.45M | 0.25% | −5,178−1.3% | Reduced |
| Shaker Financial Services, LLC | 490,424 | $5.60M | 2.24% | +117,128+31.4% | Added |
| Cornerstone Advisors, LLC | 649,015 | $7.41M | 0.43% | +25,896+4.2% | Added |
| 1607 Capital Partners, LLC | 784,967 | $8.96M | 0.45% | +4,861+0.6% | Added |
| Parametric Portfolio Associates LLC | 816,543 | $9.32M | 0.01% | +29,692+3.8% | Added |
| UBS Group AG | 823,013 | $9.40M | 0.00% | +55,254+7.2% | Added |
| Advisors Asset Management, Inc. | 1,124,001 | $12.8M | 0.20% | +5,372+0.5% | Added |
| Karpus Management, Inc. | 1,482,499 | $16.9M | 0.50% | −220,691−13.0% | Reduced |
| Wells Fargo & Company | 1,673,393 | $19.1M | 0.00% | +204,546+13.9% | Added |
| Morgan Stanley | 1,923,861 | $22.0M | 0.00% | −120,760−5.9% | Reduced |
| CNH Partners LLC | 0 | $0 | 0.00% | −19,736−100.0% | Sold out |
| Pecaut & Co. | 0 | $0 | 0.00% | −13,875−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −10,869−100.0% | Sold out |
| Pinnacle Bancorp, Inc. | 0 | $0 | 0.00% | −2,525−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −1,206−100.0% | Sold out |