Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Pennantpark Investment Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 115
- +5 vs. Q1 2023
- Shares held
- 20.9M
- −1.05M (−4.8%) vs. Q1 2023
- Total value
- $123.2M
- +$7.30M (+6.3%) vs. Q1 2023
- New holders
- 16
- 43 more added
- Sold out
- 11
- 29 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $6 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 40 | $236 | 0.00% | +40 | New |
| Lindbrook Capital, LLC | 112 | $660 | 0.00% | +112 | New |
| Tower Research Capital LLC (TRC) | 145 | $854 | 0.00% | −2,194−93.8% | Reduced |
| Harbour Investments, Inc. | 160 | $942 | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 189 | $1.11K | 0.00% | −1,983−91.3% | Reduced |
| Farther Finance Advisors, LLC | 245 | $1.44K | 0.00% | +8+3.4% | Added |
| Worth Asset Management, LLC | 300 | $1.77K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 375 | $2.21K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 1,000 | $5.89K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,200 | $7.07K | 0.00% | +200+20.0% | Added |
| Global Retirement Partners, LLC | 1,313 | $7.73K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,842 | $10.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $11.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,000 | $11.8K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 2,300 | $14.0K | 0.00% | +2,300 | New |
| Sound Income Strategies, LLC | 2,573 | $15.2K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 3,001 | $17.7K | 0.00% | −2,403−44.5% | Reduced |
| FNY Investment Advisers, LLC | 3,800 | $22.0K | 0.03% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 3,940 | $23.2K | 0.01% | −1,450−26.9% | Reduced |
| The PNC Financial Services Group, Inc. | 4,435 | $26.1K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,275 | $42.9K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 7,359 | $43.3K | 0.03% | −4,078−35.7% | Reduced |
| Royal Bank of Canada | 9,150 | $54.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 9,283 | $54.7K | 0.00% | −2,399−20.5% | Reduced |
| JPMorgan Chase & Co | 9,302 | $54.8K | 0.00% | +5,480+143.4% | Added |
| NinePointTwo Capital | 10,107 | $59.0K | 0.02% | +10,107 | New |
| Quantbot Technologies LP | 10,908 | $64.2K | 0.00% | +10,908 | New |
| Legacy Capital Wealth Partners, LLC | 10,986 | $64.7K | 0.05% | −172,259−94.0% | Reduced |
| BFT Financial Group, LLC | 11,196 | $65.9K | 0.01% | +381+3.5% | Added |
| Private Advisor Group, LLC | 11,772 | $69.3K | 0.00% | +11,772 | New |
| Baird Financial Group, Inc. | 13,725 | $80.8K | 0.00% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 14,600 | $86.0K | 0.01% | 00.0% | Unchanged |
| EMC Capital Management | 1,915 | $88.0K | 0.18% | −26,860−93.3% | Reduced |
| Bank of America Corp | 15,924 | $93.8K | 0.00% | +840+5.6% | Added |
| Jane Street Group, LLC | 16,636 | $98.0K | 0.00% | +16,636 | New |
| Sunbelt Securities, Inc. | 17,335 | $102.1K | 0.01% | +106+0.6% | Added |
| Quadrature Capital Ltd | 18,186 | $107.2K | 0.00% | +18,186 | New |
| International Assets Investment Management, LLC | 18,750 | $110.4K | 0.02% | −3,800−16.9% | Reduced |
| Beaumont Financial Advisors, LLC | 19,100 | $112.5K | 0.01% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 19,375 | $114.1K | 0.03% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 19,934 | $117.4K | 0.00% | −16,419−45.2% | Reduced |
| Edge Wealth Management LLC | 20,000 | $117.8K | 0.03% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 21,132 | $124.5K | 0.01% | +21,132 | New |
| Creative Planning | 21,516 | $126.7K | 0.00% | +21,516 | New |
| Northern Trust Corp | 21,622 | $127.4K | 0.00% | +5,543+34.5% | Added |
| Hillsdale Investment Management Inc. | 22,500 | $132.5K | 0.01% | +22,500 | New |
| Cresset Asset Management, LLC | 23,526 | $143.3K | 0.00% | +4,682+24.8% | Added |
| Evergreen Capital Management LLC | 25,911 | $156.5K | 0.01% | +14,382+124.7% | Added |
| Susquehanna International Group, LLP | 27,502 | $162.0K | 0.00% | +27,502 | New |
| Raymond James Financial Services Advisors, Inc. | 28,402 | $167.3K | 0.00% | +1,169+4.3% | Added |
| Wells Fargo & Company | 28,717 | $169.1K | 0.00% | +3,949+15.9% | Added |
| United Capital Financial Advisers, LLC | 30,000 | $176.7K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 30,271 | $178.3K | 0.00% | +1,918+6.8% | Added |
| Commonwealth Equity Services, LLC | 31,489 | $185.0K | 0.00% | +829+2.7% | Added |
| Dynamic Technology Lab Private Ltd | 31,507 | $185.0K | 0.02% | +31,507 | New |
| Atria Wealth Solutions, Inc. | 33,031 | $194.6K | 0.00% | −1,131−3.3% | Reduced |
| Close Asset Management Ltd | 33,000 | $195.0K | 0.01% | +30,000+1,000.0% | Added |
| Stockman Wealth Management, Inc. | 33,650 | $198.2K | 0.04% | −44,000−56.7% | Reduced |
| Tudor Investment Corp Et Al | 34,286 | $201.9K | 0.00% | +34,286 | New |
| Kovack Advisors, Inc. | 34,550 | $203.5K | 0.03% | +400+1.2% | Added |
| Goldman Sachs Group Inc | 39,555 | $233.0K | 0.00% | −108,496−73.3% | Reduced |
| UBS Group AG | 39,696 | $233.8K | 0.00% | +4,162+11.7% | Added |
| Wedbush Securities Inc | 40,395 | $238.0K | 0.01% | −31,390−43.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 42,308 | $249.0K | 0.01% | −1,707−3.9% | Reduced |
| Gries Financial LLC | 43,935 | $258.8K | 0.07% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 44,696 | $263.3K | 0.03% | +457+1.0% | Added |
| Caxton Associates LP | 45,476 | $267.9K | 0.04% | +24,556+117.4% | Added |
| D. E. Shaw & Co., Inc. | 46,365 | $273.1K | 0.00% | −81,252−63.7% | Reduced |
| Jump Financial, LLC | 50,300 | $296.3K | 0.01% | +50,300 | New |
| Virtus ETF Advisers LLC | 54,975 | $323.8K | 0.19% | +36,832+203.0% | Added |
| Meridian Investment Counsel Inc. | 56,100 | $330.4K | 0.12% | −400−0.7% | Reduced |
| XTX Topco Ltd | 60,369 | $355.6K | 0.06% | +23,501+63.7% | Added |
| Great West Life Assurance Co | 61,442 | $364.0K | 0.00% | +2,960+5.1% | Added |
| Bulldog Investors, LLP | 67,321 | $396.5K | 0.13% | +32,356+92.5% | Added |
| LPL Financial LLC | 67,437 | $397.2K | 0.00% | +6,287+10.3% | Added |
| HighTower Advisors, LLC | 73,238 | $432.0K | 0.00% | −20,738−22.1% | Reduced |
| Cetera Investment Advisers | 77,113 | $454.2K | 0.00% | +11,543+17.6% | Added |
| Envestnet Asset Management Inc | 77,545 | $456.7K | 0.00% | +11,671+17.7% | Added |
| Mackenzie Financial Corp | 83,341 | $495.9K | 0.00% | −25,148−23.2% | Reduced |
| Trexquant Investment LP | 84,387 | $497.0K | 0.01% | +66,677+376.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 85,477 | $503.0K | 0.00% | −1,520−1.7% | Reduced |
| Abbot Financial Management, Inc. | 87,976 | $518.2K | 0.33% | −997−1.1% | Reduced |
| Cornerstone Wealth Management, LLC | 92,193 | $543.0K | 0.05% | +15,903+20.8% | Added |
| Catalyst Capital Advisors LLC | 99,131 | $583.9K | 0.02% | 00.0% | Unchanged |
| Garner Asset Management Corp | 107,615 | $634.0K | 0.37% | −19,189−15.1% | Reduced |
| Alpine Global Management, LLC | 108,640 | $639.9K | 0.18% | +108,640 | New |
| Janney Montgomery Scott LLC | 111,347 | $656.0K | 0.00% | +99+0.1% | Added |
| Sterneck Capital Management, LLC | 113,666 | $669.5K | 0.41% | +5,669+5.2% | Added |
| Advisor Group Holdings, Inc. | 119,824 | $705.8K | 0.00% | +13,292+12.5% | Added |
| McKinley Capital Management LLC /Delaware | 121,632 | $716.4K | 0.10% | −8,311−6.4% | Reduced |
| HRT Financial LP | 129,933 | $765.0K | 0.01% | +107,249+472.8% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $895.5K | 0.10% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 163,000 | $960.1K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 163,500 | $963.0K | 0.00% | +4,550+2.9% | Added |
| Raymond James & Associates | 172,760 | $1.02M | 0.00% | −30,432−15.0% | Reduced |
| Advisors Capital Management, LLC | 209,751 | $1.24M | 0.03% | −29,886−12.5% | Reduced |
| Condor Capital Management | 217,237 | $1.28M | 0.15% | +30,598+16.4% | Added |
| Claybrook Capital, LLC | 246,312 | $1.45M | 0.77% | +64,130+35.2% | Added |