NYLI MacKay DefinedTerm Muni Opportunities Fund
MMD- Exchange
- NYSE
- SEC CIK
- 0001518557
In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +3 vs. Q2 2023
- Shares held
- 6.09M
- −92.7K (−1.5%) vs. Q2 2023
- Total value
- $97.0M
- −$8.55M (−8.1%) vs. Q2 2023
- New holders
- 8
- 25 more added
- Sold out
- 5
- 19 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 70 | $90.2M |
| Q1 2026 | 71 | $82.0M |
| Q4 2025 | 77 | $85.5M |
| Q3 2025 | 64 | $71.8M |
| Q2 2025 | 61 | $67.6M |
| Q1 2025 | 66 | $65.5M |
| Q4 2024 | 62 | $57.9M |
| Q3 2024 | 65 | $124.2M |
| Q2 2024 | 68 | $124.4M |
| Q1 2024 | 74 | $110.5M |
| Q4 2023 | 74 | $110.7M |
| Q3 2023 | 60 | $97.0M |
| Q2 2023 | 57 | $105.6M |
| Q1 2023 | 57 | $107.8M |
| Q4 2022 | 61 | $94.9M |
| Q3 2022 | 57 | $94.2M |
| Q2 2022 | 48 | $97.6M |
| Q1 2022 | 51 | $100.8M |
| Q4 2021 | 57 | $114.5M |
| Q3 2021 | 50 | $118.2M |
| Q2 2021 | 50 | $113.8M |
| Q1 2021 | 50 | $116.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 362 | $5.77K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 1,000 | $15.0K | 0.00% | +1,000 | New |
| The PNC Financial Services Group, Inc. | 1,000 | $15.9K | 0.00% | −4,192−80.7% | Reduced |
| Cary Street Partner Investment Advisory LLC | 1,000 | $15.9K | 0.00% | 00.0% | Unchanged |
| RVW Wealth, LLC | 1,200 | $19.1K | 0.00% | +1,200 | New |
| Farther Finance Advisors, LLC | 1,875 | $29.9K | 0.00% | +1,875 | New |
| Center for Financial Planning, Inc. | 2,000 | $31.9K | 0.01% | +2,000 | New |
| Comerica Bank | 6,000 | $95.6K | 0.00% | +6,000 | New |
| Ieq Capital, LLC | 10,087 | $160.7K | 0.00% | +10,087 | New |
| Paragon Wealth Strategies, LLC | 11,158 | $177.7K | 0.05% | +22+0.2% | Added |
| Next Level Private LLC | 12,500 | $195.9K | 0.13% | 00.0% | Unchanged |
| Compass Financial Group, INC | 14,014 | $223.2K | 0.07% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 14,400 | $229.4K | 0.03% | 00.0% | Unchanged |
| Cetera Advisors LLC | 14,799 | $235.7K | 0.00% | −407−2.7% | Reduced |
| Truist Financial Corp | 16,086 | $256.2K | 0.00% | +40+0.2% | Added |
| Sovereign Financial Group, Inc. | 17,578 | $280.0K | 0.10% | +6,921+64.9% | Added |
| GWM Advisors LLC | 18,678 | $297.5K | 0.00% | +600+3.3% | Added |
| Summit X, LLC | 19,050 | $303.5K | 0.10% | +4,771+33.4% | Added |
| Cohen & Steers, Inc. | 20,000 | $319.0K | 0.00% | 00.0% | Unchanged |
| Financial Advisory Corp | 20,885 | $333.0K | 0.15% | +20,885 | New |
| Lakeview Capital Partners, LLC | 23,537 | $374.9K | 0.07% | +11,834+101.1% | Added |
| Western Wealth Management, LLC | 23,689 | $377.4K | 0.03% | −3,607−13.2% | Reduced |
| Legacy Financial Strategies, LLC | 25,878 | $396.2K | 0.13% | −17,119−39.8% | Reduced |
| Great Valley Advisor Group, Inc. | 25,900 | $412.6K | 0.02% | −879−3.3% | Reduced |
| Janney Montgomery Scott LLC | 26,491 | $422.0K | 0.00% | −390−1.5% | Reduced |
| Commonwealth Equity Services, LLC | 27,383 | $436.0K | 0.00% | −1,160−4.1% | Reduced |
| Kestra Private Wealth Services, LLC | 28,677 | $456.8K | 0.01% | +288+1.0% | Added |
| Cerity Partners LLC | 28,797 | $458.7K | 0.00% | −5,971−17.2% | Reduced |
| Rockefeller Capital Management L.P. | 29,887 | $476.1K | 0.00% | +4,032+15.6% | Added |
| Private Wealth Strategies, L.L.C. | 30,803 | $490.7K | 0.12% | +253+0.8% | Added |
| Snowden Capital Advisors LLC | 31,188 | $496.8K | 0.02% | +133+0.4% | Added |
| NewEdge Wealth, LLC | 33,619 | $535.6K | 0.02% | +4,133+14.0% | Added |
| Cetera Advisor Networks LLC | 41,376 | $659.1K | 0.00% | +382+0.9% | Added |
| Steward Partners Investment Advisory, LLC | 41,735 | $664.8K | 0.01% | +195+0.5% | Added |
| Kingsview Wealth Management, LLC | 44,123 | $702.9K | 0.03% | −1,775−3.9% | Reduced |
| Goodwin Daniel L | 51,760 | $824.5K | 0.40% | +6,150+13.5% | Added |
| Stifel Financial Corp | 51,830 | $825.7K | 0.00% | −1,430−2.7% | Reduced |
| Invesco Ltd. | 51,899 | $826.8K | 0.00% | +1,657+3.3% | Added |
| Summit Financial Wealth Advisors, LLC | 58,688 | $891.5K | 0.22% | −1,208−2.0% | Reduced |
| Granite Bay Wealth Management, LLC | 58,590 | $974.0K | 0.01% | +58,590 | New |
| U.S. Capital Wealth Advisors, LLC | 69,510 | $1.11M | 0.05% | 00.0% | Unchanged |
| ProVise Management Group, LLC | 72,930 | $1.16M | 0.11% | −1,502−2.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 75,909 | $1.21M | 0.00% | +12,203+19.2% | Added |
| Equitable Holdings, Inc. | 77,388 | $1.23M | 0.02% | −18,745−19.5% | Reduced |
| Botty Investors LLC | 81,514 | $1.30M | 0.50% | +37,356+84.6% | Added |
| Advisor Group Holdings, Inc. | 96,506 | $1.54M | 0.00% | +18,910+24.4% | Added |
| Transcend Wealth Collective, LLC | 134,079 | $2.14M | 0.21% | +119+0.1% | Added |
| Royal Bank of Canada | 156,618 | $2.50M | 0.00% | −13,090−7.7% | Reduced |
| UBS Group AG | 165,360 | $2.63M | 0.00% | −1,993−1.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 165,429 | $2.64M | 0.00% | +13,059+8.6% | Added |
| LPL Financial LLC | 168,135 | $2.68M | 0.00% | +12,292+7.9% | Added |
| Wells Fargo & Company | 206,629 | $3.29M | 0.00% | +20,729+11.2% | Added |
| Raymond James & Associates | 228,658 | $3.64M | 0.00% | −267,069−53.9% | Reduced |
| Ameriprise Financial Inc | 237,996 | $3.79M | 0.00% | +18,796+8.6% | Added |
| XML Financial, LLC | 346,933 | $5.53M | 0.66% | −4,975−1.4% | Reduced |
| Guggenheim Capital LLC | 362,993 | $5.78M | 0.05% | −9,302−2.5% | Reduced |
| Advisors Asset Management, Inc. | 363,281 | $5.79M | 0.12% | +26,187+7.8% | Added |
| Bank of America Corp | 1,006,675 | $16.0M | 0.00% | +2,863+0.3% | Added |
| Morgan Stanley | 1,136,908 | $18.1M | 0.00% | −11,918−1.0% | Reduced |
| Sigma Planning Corp | 0 | $0 | 0.00% | −16,400−100.0% | Sold out |
| Walter & Keenan Financial Consulting Co | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Farmers & Merchants Trust Co of Chambersburg PA | 0 | $0 | 0.00% | −1,575−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −377−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −200−100.0% | Sold out |