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NYLI MacKay DefinedTerm Muni Opportunities Fund

MMD
Exchange
NYSE
SEC CIK
0001518557

In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.

13F holders, Q1 2023

Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
57
−3 vs. Q4 2022
Shares held
6.20M
+289.8K (+4.9%) vs. Q4 2022
Total value
$107.8M
+$12.9M (+13.6%) vs. Q4 2022
New holders
5
28 more added
Sold out
8
15 more reduced

1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 57 institutions
Q1 2021: 50 institutionsQ2 2021: 50 institutionsQ3 2021: 50 institutionsQ4 2021: 57 institutionsQ1 2022: 51 institutionsQ2 2022: 48 institutionsQ3 2022: 57 institutionsQ4 2022: 61 institutionsQ1 2023: 57 institutionsQ2 2023: 57 institutionsQ3 2023: 60 institutionsQ4 2023: 74 institutionsQ1 2024: 74 institutionsQ2 2024: 68 institutionsQ3 2024: 65 institutionsQ4 2024: 62 institutionsQ1 2025: 66 institutionsQ2 2025: 61 institutionsQ3 2025: 64 institutionsQ4 2025: 77 institutionsQ1 2026: 71 institutionsQ2 2026: 70 institutions
Value heldQ1 2023: $107.8M
Q1 2021: $116.2MQ2 2021: $113.8MQ3 2021: $118.2MQ4 2021: $114.5MQ1 2022: $100.8MQ2 2022: $97.6MQ3 2022: $94.2MQ4 2022: $94.9MQ1 2023: $107.8MQ2 2023: $105.6MQ3 2023: $97.0MQ4 2023: $110.7MQ1 2024: $110.5MQ2 2024: $124.4MQ3 2024: $124.2MQ4 2024: $57.9MQ1 2025: $65.5MQ2 2025: $67.6MQ3 2025: $71.8MQ4 2025: $85.5MQ1 2026: $82.0MQ2 2026: $90.2M
Institutions holding MMD and their total value by quarter
QuarterHoldersValue
Q2 202670$90.2M
Q1 202671$82.0M
Q4 202577$85.5M
Q3 202564$71.8M
Q2 202561$67.6M
Q1 202566$65.5M
Q4 202462$57.9M
Q3 202465$124.2M
Q2 202468$124.4M
Q1 202474$110.5M
Q4 202374$110.7M
Q3 202360$97.0M
Q2 202357$105.6M
Q1 202357$107.8M
Q4 202261$94.9M
Q3 202257$94.2M
Q2 202248$97.6M
Q1 202251$100.8M
Q4 202157$114.5M
Q3 202150$118.2M
Q2 202150$113.8M
Q1 202150$116.2M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q4 2022.

Institutions holding MMD in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley1,251,352$21.7M0.00%−19,386−1.5%Reduced
Bank of America Corp980,843$17.0M0.00%+15,385+1.6%Added
Raymond James & Associates494,133$8.59M0.01%−16,813−3.3%Reduced
Guggenheim Capital LLC416,169$7.23M0.06%+24,460+6.2%Added
XML Financial, LLC338,708$5.89M0.72%+48,450+16.7%Added
Advisors Asset Management, Inc.279,142$4.85M0.10%+35,702+14.7%Added
Ameriprise Financial Inc196,392$3.45M0.00%+165,983+545.8%Added
UBS Group AG186,217$3.24M0.00%−23,539−11.2%Reduced
Royal Bank of Canada169,864$2.95M0.00%−4,253−2.4%Reduced
Wells Fargo & Company169,576$2.95M0.00%+14,823+9.6%Added
Raymond James Financial Services Advisors, Inc.148,014$2.57M0.00%+30,133+25.6%Added
LPL Financial LLC142,619$2.48M0.00%+35,163+32.7%Added
Transcend Wealth Collective, LLC139,170$2.42M0.25%+9,600+7.4%Added
Equitable Holdings, Inc.88,710$1.54M0.02%+3,882+4.6%Added
ProVise Management Group, LLC75,082$1.30M0.12%+8,215+12.3%Added
Advisor Group Holdings, Inc.73,567$1.28M0.00%+11,016+17.6%Added
U.S. Capital Wealth Advisors, LLC69,510$1.21M0.06%00.0%Unchanged
Cohen & Steers, Inc.69,413$1.21M0.00%−14,672−17.4%Reduced
Summit Financial Wealth Advisors, LLC63,470$1.10M0.26%00.0%Unchanged
Stifel Financial Corp53,960$937.8K0.00%+2,890+5.7%Added
Invesco Ltd.52,647$915.0K0.00%+13,803+35.5%Added
Botty Investors LLC44,158$767.5K0.33%00.0%Unchanged
Legacy Financial Strategies, LLC42,538$739.3K0.27%+3,596+9.2%Added
Kingsview Wealth Management, LLC42,493$738.5K0.03%+1,655+4.1%Added
Steward Partners Investment Advisory, LLC41,956$729.2K0.01%+480+1.2%Added
Cetera Advisor Networks LLC40,625$706.1K0.01%+3,776+10.2%Added
Goodwin Daniel L35,010$608.5K0.31%+12,300+54.2%Added
Snowden Capital Advisors LLC30,706$533.7K0.02%−2,909−8.7%Reduced
Janney Montgomery Scott LLC30,428$529.0K0.00%+31+0.1%Added
Rockefeller Capital Management L.P.30,256$525.0K0.00%+7,946+35.6%Added
Private Wealth Strategies, L.L.C.30,154$524.1K0.13%+410+1.4%Added
NewEdge Wealth, LLC29,486$512.5K0.02%−1,533−4.9%Reduced
Northwestern Mutual Wealth Management Co29,222$507.9K0.00%−4,932−14.4%Reduced
Commonwealth Equity Services, LLC27,871$484.0K0.00%+13,255+90.7%Added
Western Wealth Management, LLC27,278$474.1K0.04%−297−1.1%Reduced
Great Valley Advisor Group, Inc.26,229$455.9K0.02%−400−1.5%Reduced
Bank of New York Mellon Corp24,615$427.8K0.00%+24,615New
GWM Advisors LLC20,973$359.0K0.00%+1,800+9.4%Added
Kestra Private Wealth Services, LLC18,848$327.6K0.01%+5,200+38.1%Added
Jane Street Group, LLC18,689$324.8K0.00%+18,689New
Cetera Advisors LLC15,206$264.3K0.00%−5,178−25.4%Reduced
Summit X, LLC14,280$248.2K0.06%+14,280New
Compass Financial Group, INC14,014$243.6K0.08%00.0%Unchanged
Walter & Keenan Financial Consulting Co13,000$225.9K0.09%00.0%Unchanged
Brandywine Oak Private Wealth LLC12,900$224.2K0.03%−3,750−22.5%Reduced
Next Level Private LLC12,500$217.3K0.17%−5,000−28.6%Reduced
AlphaCentric Advisors LLC11,242$195.4K0.13%−14,758−56.8%Reduced
Paragon Wealth Strategies, LLC11,069$192.4K0.12%+69+0.6%Added
Truist Financial Corp11,020$191.5K0.00%+11,020New
Parallel Advisors, LLC9,148$159.0K0.01%+1,489+19.4%Added
Advisory Services Network, LLC8,400$146.0K0.00%00.0%Unchanged
Syverson Strege & Co6,283$109.2K0.05%00.0%Unchanged
The PNC Financial Services Group, Inc.5,192$90.2K0.00%00.0%Unchanged
Ameritas Advisory Services, LLC3,250$55.8K0.00%+3,250New
Benjamin F. Edwards & Company, Inc.600$10.0K0.00%−460−43.4%Reduced
Huntington National Bank362$6.29K0.00%00.0%Unchanged
CWM, LLC372$6.00K0.00%+5+1.4%Added
Weiss Asset Management LP0$00.00%−46,210−100.0%Sold out
Millennium Management LLC0$00.00%−25,069−100.0%Sold out
Woodline Partners LP0$00.00%−24,811−100.0%Sold out
Virtu Financial LLC0$00.00%−14,208−100.0%Sold out
Per Stirling Capital Management, LLC.0$00.00%−13,224−100.0%Sold out
Aristides Capital LLC0$00.00%−10,414−100.0%Sold out
Fiduciary Alliance LLC0$00.00%−883−100.0%Sold out
Laurel Wealth Planning LLC0$00.00%−853−100.0%Sold out
CoreCap Advisors, LLC––––Not filed