NYLI MacKay DefinedTerm Muni Opportunities Fund
MMD- Exchange
- NYSE
- SEC CIK
- 0001518557
In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +9 vs. Q2 2022
- Shares held
- 6.04M
- +665.4K (+12.4%) vs. Q2 2022
- Total value
- $94.2M
- −$3.40M (−3.5%) vs. Q2 2022
- New holders
- 15
- 26 more added
- Sold out
- 6
- 14 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 70 | $90.2M |
| Q1 2026 | 71 | $82.0M |
| Q4 2025 | 77 | $85.5M |
| Q3 2025 | 64 | $71.8M |
| Q2 2025 | 61 | $67.6M |
| Q1 2025 | 66 | $65.5M |
| Q4 2024 | 62 | $57.9M |
| Q3 2024 | 65 | $124.2M |
| Q2 2024 | 68 | $124.4M |
| Q1 2024 | 74 | $110.5M |
| Q4 2023 | 74 | $110.7M |
| Q3 2023 | 60 | $97.0M |
| Q2 2023 | 57 | $105.6M |
| Q1 2023 | 57 | $107.8M |
| Q4 2022 | 61 | $94.9M |
| Q3 2022 | 57 | $94.2M |
| Q2 2022 | 48 | $97.6M |
| Q1 2022 | 51 | $100.8M |
| Q4 2021 | 57 | $114.5M |
| Q3 2021 | 50 | $118.2M |
| Q2 2021 | 50 | $113.8M |
| Q1 2021 | 50 | $116.2M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,483,248 | $23.1M | 0.00% | +123,793+9.1% | Added |
| Bank of America Corp | 950,076 | $14.8M | 0.00% | +103,395+12.2% | Added |
| Raymond James & Associates | 559,802 | $8.72M | 0.01% | +37,190+7.1% | Added |
| XML Financial, LLC | 310,499 | $4.84M | 0.67% | +310,499 | New |
| Guggenheim Capital LLC | 294,235 | $4.58M | 0.04% | +67,629+29.8% | Added |
| UBS Group AG | 215,734 | $3.36M | 0.00% | −16,760−7.2% | Reduced |
| Royal Bank of Canada | 207,837 | $3.24M | 0.00% | −38,676−15.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 194,094 | $3.02M | 0.01% | +45,725+30.8% | Added |
| Advisors Asset Management, Inc. | 192,339 | $3.00M | 0.06% | +34,610+21.9% | Added |
| Transcend Wealth Collective, LLC | 179,143 | $2.79M | 0.31% | −5,933−3.2% | Reduced |
| Wells Fargo & Company | 150,365 | $2.34M | 0.00% | +4,606+3.2% | Added |
| Northwestern Mutual Wealth Management Co | 108,296 | $1.69M | 0.00% | −13,416−11.0% | Reduced |
| ProVise Management Group, LLC | 92,909 | $1.45M | 0.16% | +4,140+4.7% | Added |
| Advisor Group Holdings, Inc. | 87,122 | $1.36M | 0.00% | −14,263−14.1% | Reduced |
| LPL Financial LLC | 65,939 | $1.03M | 0.00% | +57+0.1% | Added |
| Summit Financial Wealth Advisors, LLC | 64,420 | $1.00M | 0.29% | +1,300+2.1% | Added |
| Stifel Financial Corp | 59,535 | $927.0K | 0.00% | +8,705+17.1% | Added |
| Cohen & Steers, Inc. | 58,084 | $905.0K | 0.00% | +19,411+50.2% | Added |
| Equitable Holdings, Inc. | 55,718 | $868.0K | 0.02% | +27,619+98.3% | Added |
| Legacy Financial Strategies, LLC | 54,951 | $856.0K | 0.40% | −6,638−10.8% | Reduced |
| Western Wealth Management, LLC | 52,920 | $824.0K | 0.05% | +52,920 | New |
| Kingsview Wealth Management, LLC | 43,623 | $680.0K | 0.03% | +1,843+4.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 39,664 | $618.0K | 0.03% | +500+1.3% | Added |
| Steward Partners Investment Advisory, LLC | 38,791 | $604.0K | 0.01% | +4,527+13.2% | Added |
| Cetera Advisors LLC | 38,274 | $596.0K | 0.02% | −2,290−5.6% | Reduced |
| Walter & Keenan Financial Consulting Co | 37,400 | $583.0K | 0.25% | +633+1.7% | Added |
| Cetera Advisor Networks LLC | 34,049 | $530.0K | 0.01% | +15,789+86.5% | Added |
| Janney Montgomery Scott LLC | 32,384 | $505.0K | 0.00% | −890−2.7% | Reduced |
| Ameriprise Financial Inc | 30,709 | $479.0K | 0.00% | −6,238−16.9% | Reduced |
| Private Wealth Strategies, L.L.C. | 29,280 | $456.0K | 0.13% | +425+1.5% | Added |
| Great Valley Advisor Group, Inc. | 25,429 | $396.0K | 0.02% | +2,050+8.8% | Added |
| Invesco Ltd. | 23,346 | $364.0K | 0.00% | +671+3.0% | Added |
| AlphaCentric Advisors LLC | 22,500 | $351.0K | 0.36% | +22,500 | New |
| GWM Advisors LLC | 22,000 | $343.0K | 0.01% | −7,031−24.2% | Reduced |
| NewEdge Wealth, LLC | 18,966 | $295.0K | 0.01% | +18,966 | New |
| Next Level Private LLC | 17,500 | $279.0K | 0.25% | +17,500 | New |
| Brandywine Oak Private Wealth LLC | 17,150 | $267.0K | 0.04% | −16,300−48.7% | Reduced |
| Rockefeller Capital Management L.P. | 16,890 | $263.0K | 0.00% | −45,630−73.0% | Reduced |
| Snowden Capital Advisors LLC | 15,344 | $239.0K | 0.01% | +2,406+18.6% | Added |
| Kestra Private Wealth Services, LLC | 14,286 | $223.0K | 0.01% | +192+1.4% | Added |
| Goodwin Daniel L | 11,560 | $180.0K | 0.10% | +11,560 | New |
| Cetera Investment Advisers | 11,523 | $180.0K | 0.00% | +11,523 | New |
| Commonwealth Equity Services, LLC | 10,783 | $168.0K | 0.00% | −3,967−26.9% | Reduced |
| Ramiah Investment Group | 10,370 | $161.6K | 0.34% | +10,370 | New |
| Quad-Cities Investment Group, LLC | 10,256 | $160.0K | 0.12% | +149+1.5% | Added |
| Wolverine Asset Management LLC | 6,543 | $101.0K | 0.00% | +6,543 | New |
| Syverson Strege & Co | 6,283 | $98.0K | 0.05% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,863 | $76.0K | 0.00% | +347+7.7% | Added |
| The PNC Financial Services Group, Inc. | 4,770 | $74.0K | 0.00% | +3,770+377.0% | Added |
| IFP Advisors, Inc | 3,472 | $68.0K | 0.00% | +3,472 | New |
| Robinson Capital Management, LLC | 4,225 | $66.0K | 0.05% | +4,225 | New |
| Wipfli Financial Advisors LLC, | 1,000 | $16.0K | 0.00% | +1,000 | New |
| Laurel Wealth Planning LLC | 853 | $13.0K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 700 | $11.0K | 0.00% | +700 | New |
| Huntington National Bank | 362 | $6.00K | 0.00% | +362 | New |
| CWM, LLC | 118 | $2.00K | 0.00% | +118 | New |
| Paragon Wealth Strategies, LLC | 10 | $0 | 0.00% | −11,994−99.9% | Reduced |
| Van Eck Associates Corp | 0 | $0 | 0.00% | −84,695−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −12,414−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −11,300−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −10,632−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −6,346−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −2,925−100.0% | Sold out |