NYLI MacKay DefinedTerm Muni Opportunities Fund
MMD- Exchange
- NYSE
- SEC CIK
- 0001518557
In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +15 vs. Q3 2023
- Shares held
- 6.80M
- +755.4K (+12.5%) vs. Q3 2023
- Total value
- $110.7M
- +$14.4M (+15.0%) vs. Q3 2023
- New holders
- 19
- 12 more added
- Sold out
- 4
- 32 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 70 | $90.2M |
| Q1 2026 | 71 | $82.0M |
| Q4 2025 | 77 | $85.5M |
| Q3 2025 | 64 | $71.8M |
| Q2 2025 | 61 | $67.6M |
| Q1 2025 | 66 | $65.5M |
| Q4 2024 | 62 | $57.9M |
| Q3 2024 | 65 | $124.2M |
| Q2 2024 | 68 | $124.4M |
| Q1 2024 | 74 | $110.5M |
| Q4 2023 | 74 | $110.7M |
| Q3 2023 | 60 | $97.0M |
| Q2 2023 | 57 | $105.6M |
| Q1 2023 | 57 | $107.8M |
| Q4 2022 | 61 | $94.9M |
| Q3 2022 | 57 | $94.2M |
| Q2 2022 | 48 | $97.6M |
| Q1 2022 | 51 | $100.8M |
| Q4 2021 | 57 | $114.5M |
| Q3 2021 | 50 | $118.2M |
| Q2 2021 | 50 | $113.8M |
| Q1 2021 | 50 | $116.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 939,343 | $15.3M | 0.00% | −67,332−6.7% | Reduced |
| Morgan Stanley | 936,861 | $15.2M | 0.00% | −200,047−17.6% | Reduced |
| Sit Investment Associates Inc | 439,509 | $7.14M | 0.18% | +439,509 | New |
| Guggenheim Capital LLC | 345,147 | $5.61M | 0.04% | −17,846−4.9% | Reduced |
| Almitas Capital LLC | 297,003 | $4.83M | 1.66% | +297,003 | New |
| Advisors Asset Management, Inc. | 289,416 | $4.70M | 0.10% | −73,865−20.3% | Reduced |
| Raymond James & Associates | 270,817 | $4.40M | 0.00% | +42,159+18.4% | Added |
| Wells Fargo & Company | 266,954 | $4.34M | 0.00% | +60,325+29.2% | Added |
| Ameriprise Financial Inc | 245,486 | $3.96M | 0.00% | +7,490+3.1% | Added |
| XML Financial, LLC | 223,754 | $3.64M | 0.38% | −123,179−35.5% | Reduced |
| City of London Investment Management Co Ltd | 213,224 | $3.46M | 0.28% | +213,224 | New |
| UBS Group AG | 145,486 | $2.36M | 0.00% | −19,874−12.0% | Reduced |
| Royal Bank of Canada | 132,706 | $2.16M | 0.00% | −23,912−15.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 124,411 | $2.02M | 0.00% | −41,018−24.8% | Reduced |
| LPL Financial LLC | 118,011 | $1.92M | 0.00% | −50,124−29.8% | Reduced |
| Botty Investors LLC | 109,514 | $1.78M | 0.74% | +28,000+34.3% | Added |
| Stonebrook Private Inc. | 108,173 | $1.76M | 0.59% | +108,173 | New |
| Advisor Group Holdings, Inc. | 96,516 | $1.57M | 0.00% | +100.0% | Added |
| 1607 Capital Partners, LLC | 92,563 | $1.50M | 0.11% | +92,563 | New |
| Transcend Wealth Collective, LLC | 86,449 | $1.40M | 0.12% | −47,630−35.5% | Reduced |
| Equitable Holdings, Inc. | 67,666 | $1.10M | 0.01% | −9,722−12.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 63,710 | $1.04M | 0.04% | −5,800−8.3% | Reduced |
| ProVise Management Group, LLC | 57,830 | $939.7K | 0.08% | −15,100−20.7% | Reduced |
| Summit Financial Wealth Advisors, LLC | 56,688 | $921.2K | 0.21% | −2,000−3.4% | Reduced |
| Granite Bay Wealth Management, LLC | 58,590 | $904.0K | 0.01% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 54,501 | $886.0K | 0.00% | +34,501+172.5% | Added |
| Landscape Capital Management, L.L.C. | 50,325 | $817.8K | 0.07% | +50,325 | New |
| Stifel Financial Corp | 48,795 | $792.9K | 0.00% | −3,035−5.9% | Reduced |
| Invesco Ltd. | 48,454 | $787.4K | 0.00% | −3,445−6.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 42,448 | $689.8K | 0.01% | +713+1.7% | Added |
| Kingsview Wealth Management, LLC | 42,172 | $685.3K | 0.02% | −1,951−4.4% | Reduced |
| Cetera Advisor Networks LLC | 37,064 | $602.3K | 0.00% | −4,312−10.4% | Reduced |
| Wedbush Securities Inc | 35,707 | $580.0K | 0.03% | +35,707 | New |
| Weiss Asset Management LP | 34,818 | $565.8K | 0.04% | +34,818 | New |
| JGP Wealth Management, LLC | 32,918 | $534.9K | 0.08% | +32,918 | New |
| NewEdge Wealth, LLC | 32,608 | $529.9K | 0.01% | −1,011−3.0% | Reduced |
| Wolverine Asset Management LLC | 32,591 | $529.6K | 0.01% | +32,591 | New |
| LPF Advisors LLC | 32,100 | $521.6K | 0.55% | +32,100 | New |
| Northwestern Mutual Wealth Management Co | 31,010 | $503.9K | 0.00% | −44,899−59.1% | Reduced |
| Gilliland Jeter Wealth Management LLC | 29,982 | $487.2K | 0.20% | +29,982 | New |
| GWM Advisors LLC | 28,228 | $458.7K | 0.00% | +9,550+51.1% | Added |
| Rockefeller Capital Management L.P. | 28,009 | $455.2K | 0.00% | −1,878−6.3% | Reduced |
| Summit X, LLC | 25,052 | $407.1K | 0.12% | +6,002+31.5% | Added |
| Janney Montgomery Scott LLC | 24,899 | $405.0K | 0.00% | −1,592−6.0% | Reduced |
| Great Valley Advisor Group, Inc. | 24,900 | $404.6K | 0.01% | −1,000−3.9% | Reduced |
| Financial Advisory Corp | 21,143 | $344.0K | 0.16% | +258+1.2% | Added |
| Western Wealth Management, LLC | 20,513 | $333.3K | 0.02% | −3,176−13.4% | Reduced |
| Lakeview Capital Partners, LLC | 18,892 | $307.0K | 0.05% | −4,645−19.7% | Reduced |
| Eudaimonia Partners, LLC | 17,978 | $292.1K | 0.08% | +17,978 | New |
| Huntington National Bank | – | $290.7K | 0.00% | – | – |
| Snowden Capital Advisors LLC | 16,184 | $263.0K | 0.01% | −15,004−48.1% | Reduced |
| Truist Financial Corp | 16,122 | $262.0K | 0.00% | +36+0.2% | Added |
| Stratos Wealth Partners, LTD. | 16,059 | $261.0K | 0.00% | +16,059 | New |
| Sovereign Financial Group, Inc. | 14,870 | $241.6K | 0.07% | −2,708−15.4% | Reduced |
| Brandywine Oak Private Wealth LLC | 14,400 | $234.0K | 0.03% | 00.0% | Unchanged |
| Compass Financial Group, INC | 14,014 | $227.7K | 0.06% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,816 | $225.0K | 0.00% | −13,567−49.5% | Reduced |
| Legacy Financial Strategies, LLC | 13,075 | $212.5K | 0.06% | −12,803−49.5% | Reduced |
| Next Level Private LLC | 12,500 | $203.1K | 0.12% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 11,775 | $191.3K | 0.00% | −16,902−58.9% | Reduced |
| Paragon Wealth Strategies, LLC | 11,158 | $181.3K | 0.05% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 10,930 | $177.8K | 0.06% | +10,930 | New |
| Cetera Advisors LLC | 10,799 | $175.5K | 0.00% | −4,000−27.0% | Reduced |
| Cerity Partners LLC | 10,563 | $171.7K | 0.00% | −18,234−63.3% | Reduced |
| Parallel Advisors, LLC | 8,224 | $133.6K | 0.00% | +8,224 | New |
| Elequin Capital LP | 7,727 | $125.6K | 0.04% | +7,727 | New |
| Comerica Bank | 6,000 | $97.5K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 2,000 | $32.5K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,000 | $32.0K | 0.00% | +1,000+100.0% | Added |
| Farther Finance Advisors, LLC | 1,875 | $30.5K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,000 | $16.3K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 456 | $7.41K | 0.00% | +456 | New |
| JPMorgan Chase & Co | 97 | $1.58K | 0.00% | +97 | New |
| Private Wealth Strategies, L.L.C. | 0 | $0 | 0.00% | −30,803−100.0% | Sold out |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −10,087−100.0% | Sold out |
| RVW Wealth, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Goodwin Daniel L | – | – | – | – | Not filed |