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NYLI MacKay DefinedTerm Muni Opportunities Fund

MMD
Exchange
NYSE
SEC CIK
0001518557

In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.

13F holders, Q3 2025

Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
64
+3 vs. Q2 2025
Shares held
4.74M
+174.8K (+3.8%) vs. Q2 2025
Total value
$71.8M
+$4.19M (+6.2%) vs. Q2 2025
New holders
9
19 more added
Sold out
6
22 more reduced

Compare with Q2 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2025: 64 institutions
Q1 2021: 50 institutionsQ2 2021: 50 institutionsQ3 2021: 50 institutionsQ4 2021: 57 institutionsQ1 2022: 51 institutionsQ2 2022: 48 institutionsQ3 2022: 57 institutionsQ4 2022: 61 institutionsQ1 2023: 57 institutionsQ2 2023: 57 institutionsQ3 2023: 60 institutionsQ4 2023: 74 institutionsQ1 2024: 74 institutionsQ2 2024: 68 institutionsQ3 2024: 65 institutionsQ4 2024: 62 institutionsQ1 2025: 66 institutionsQ2 2025: 61 institutionsQ3 2025: 64 institutionsQ4 2025: 77 institutionsQ1 2026: 71 institutionsQ2 2026: 70 institutions
Value heldQ3 2025: $71.8M
Q1 2021: $116.2MQ2 2021: $113.8MQ3 2021: $118.2MQ4 2021: $114.5MQ1 2022: $100.8MQ2 2022: $97.6MQ3 2022: $94.2MQ4 2022: $94.9MQ1 2023: $107.8MQ2 2023: $105.6MQ3 2023: $97.0MQ4 2023: $110.7MQ1 2024: $110.5MQ2 2024: $124.4MQ3 2024: $124.2MQ4 2024: $57.9MQ1 2025: $65.5MQ2 2025: $67.6MQ3 2025: $71.8MQ4 2025: $85.5MQ1 2026: $82.0MQ2 2026: $90.2M
Institutions holding MMD and their total value by quarter
QuarterHoldersValue
Q2 202670$90.2M
Q1 202671$82.0M
Q4 202577$85.5M
Q3 202564$71.8M
Q2 202561$67.6M
Q1 202566$65.5M
Q4 202462$57.9M
Q3 202465$124.2M
Q2 202468$124.4M
Q1 202474$110.5M
Q4 202374$110.7M
Q3 202360$97.0M
Q2 202357$105.6M
Q1 202357$107.8M
Q4 202261$94.9M
Q3 202257$94.2M
Q2 202248$97.6M
Q1 202251$100.8M
Q4 202157$114.5M
Q3 202150$118.2M
Q2 202150$113.8M
Q1 202150$116.2M

Institutions, Q3 2025

Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q2 2025.

Institutions holding MMD in Q3 2025
InstitutionSharesValue% of portfolioChange in sharesAction
Hennion & Walsh Asset Management, Inc.700,522$10.6M0.38%+218,799+45.4%Added
Raymond James Financial Inc567,803$8.59M0.00%+66,168+13.2%Added
Morgan Stanley538,150$8.14M0.00%−32,593−5.7%Reduced
Guggenheim Capital LLC420,284$6.36M0.05%+128,807+44.2%Added
Bank of America Corp292,231$4.42M0.00%−34,415−10.5%Reduced
Wells Fargo & Company234,579$3.55M0.00%−39,197−14.3%Reduced
Royal Bank of Canada151,393$2.29M0.00%−10,197−6.3%Reduced
LPL Financial LLC126,908$1.92M0.00%+8,348+7.0%Added
GWM Advisors LLC110,840$1.68M0.01%−24,405−18.0%Reduced
Thomas J. Herzfeld Advisors, Inc.96,504$1.46M0.50%−400.0%Reduced
Envestnet Asset Management Inc95,565$1.45M0.00%−19,070−16.6%Reduced
ProVise Management Group, LLC88,448$1.34M0.10%−1,133−1.3%Reduced
City of London Investment Management Co Ltd87,267$1.32M0.10%00.0%Unchanged
Park Avenue Securities LLC85,886$1.30M0.01%−18,241−17.5%Reduced
Intellus Advisors LLC83,842$1.27M0.17%−6,964−7.7%Reduced
Noble Wealth Management PBC78,125$1.18M0.63%+78,125New
UBS Group AG70,378$1.06M0.00%−35,162−33.3%Reduced
Mercer Global Advisors Inc50,471$763.6K0.00%+9,926+24.5%Added
Whipplewood Advisors, LLC49,571$750.0K0.49%+1,189+2.5%Added
Ackerman Capital Advisors, LLC46,949$710.3K0.15%+12,004+34.4%Added
Cohen & Steers, Inc.45,000$681.0K0.00%+15,000+50.0%Added
Stifel Financial Corp44,895$679.3K0.00%+1,214+2.8%Added
AQR Capital Management LLC41,045$621.0K0.00%+500+1.2%Added
Wedbush Securities Inc32,407$490.0K0.02%−1,400−4.1%Reduced
Steward Partners Investment Advisory, LLC32,299$488.7K0.00%+270+0.8%Added
XML Financial, LLC31,955$483.5K0.04%−6,425−16.7%Reduced
Global Endowment Management, LP30,000$453.9K0.06%00.0%Unchanged
Ameriprise Financial Inc28,661$433.6K0.00%+5,224+22.3%Added
Financial Advisory Corp28,460$431.0K0.12%+50.0%Added
Equitable Holdings, Inc.26,560$401.9K0.00%+2,759+11.6%Added
WealthPLAN Partners, LLC26,420$399.7K0.06%−1,351−4.9%Reduced
Northwestern Mutual Wealth Management Co26,283$397.7K0.00%+30.0%Added
Centaurus Financial, Inc.25,319$383.0K0.02%−2,893−10.3%Reduced
Rockefeller Capital Management L.P.23,966$362.6K0.00%+57+0.2%Added
Plancorp, LLC23,807$360.2K0.01%+7,000+41.6%Added
Landscape Capital Management, L.L.C.22,924$346.8K0.02%−23,082−50.2%Reduced
Janney Montgomery Scott LLC22,283$337.0K0.00%−1,053−4.5%Reduced
Jane Street Group, LLC20,675$312.8K0.00%+20,675New
Brandywine Oak Private Wealth LLC20,000$302.6K0.03%00.0%Unchanged
U.S. Capital Wealth Advisors, LLC19,026$287.9K0.01%+4,026+26.8%Added
Integrated Capital Management, Inc.16,957$256.6K0.18%−5,505−24.5%Reduced
Gilliland Jeter Wealth Management LLC16,177$244.8K0.08%00.0%Unchanged
Arlington Capital Management, Inc.16,020$242.4K0.15%+16,020New
Cetera Investment Advisers15,664$237.0K0.00%−22−0.1%Reduced
Advisor Group Holdings, Inc.15,772$231.7K0.00%−1,289−7.6%Reduced
SRS Capital Advisors, Inc.15,160$229.4K0.00%+15,160New
Compass Financial Group, INC14,014$212.0K0.03%00.0%Unchanged
NewEdge Wealth, LLC13,390$202.5K0.00%00.0%Unchanged
Cyndeo Wealth Partners, LLC13,199$199.7K0.01%+1,072+8.8%Added
Mount Yale Investment Advisors, LLC12,141$184.4K0.01%+12,141New
AlphaCore Capital LLC11,000$167.1K0.01%−1,617−12.8%Reduced
Oppenheimer & Co Inc11,000$166.4K0.00%00.0%Unchanged
Main Street Financial Solutions, LLC10,121$153.1K0.01%−2,111−17.3%Reduced
Comerica Bank5,174$78.3K0.00%00.0%Unchanged
CoreCap Advisors, LLC3,910$59.2K0.00%00.0%Unchanged
Center for Financial Planning, Inc.2,000$30.3K0.00%00.0%Unchanged
Wall Street Access Asset Management, LLC920$13.9K0.00%+920New
Kilter Group LLC796$12.0K0.01%+796New
Smallwood Wealth Investment Management, LLC745$11.3K0.01%00.0%Unchanged
FNY Investment Advisers, LLC600$9.00K0.00%00.0%Unchanged
Farther Finance Advisors, LLC500$7.57K0.00%00.0%Unchanged
Huntington National Bank–$3.78K0.00%––
Measured Wealth Private Client Group, LLC14$2120.00%+14New
Eastern Bank1$150.00%+1New
Stonebrook Private Inc.0$00.00%−60,492−100.0%Sold out
Wolverine Asset Management LLC0$00.00%−36,880−100.0%Sold out
Summit X, LLC0$00.00%−30,161−100.0%Sold out
Calamos Advisors LLC0$00.00%−29,436−100.0%Sold out
Summit Financial Wealth Advisors, LLC0$00.00%−13,500−100.0%Sold out
Logan Stone Capital, LLC0$00.00%−12,802−100.0%Sold out