NYLI MacKay DefinedTerm Muni Opportunities Fund
MMD- Exchange
- NYSE
- SEC CIK
- 0001518557
In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +3 vs. Q2 2023
- Shares held
- 6.09M
- −92.7K (−1.5%) vs. Q2 2023
- Total value
- $97.0M
- −$8.55M (−8.1%) vs. Q2 2023
- New holders
- 8
- 25 more added
- Sold out
- 5
- 19 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 70 | $90.2M |
| Q1 2026 | 71 | $82.0M |
| Q4 2025 | 77 | $85.5M |
| Q3 2025 | 64 | $71.8M |
| Q2 2025 | 61 | $67.6M |
| Q1 2025 | 66 | $65.5M |
| Q4 2024 | 62 | $57.9M |
| Q3 2024 | 65 | $124.2M |
| Q2 2024 | 68 | $124.4M |
| Q1 2024 | 74 | $110.5M |
| Q4 2023 | 74 | $110.7M |
| Q3 2023 | 60 | $97.0M |
| Q2 2023 | 57 | $105.6M |
| Q1 2023 | 57 | $107.8M |
| Q4 2022 | 61 | $94.9M |
| Q3 2022 | 57 | $94.2M |
| Q2 2022 | 48 | $97.6M |
| Q1 2022 | 51 | $100.8M |
| Q4 2021 | 57 | $114.5M |
| Q3 2021 | 50 | $118.2M |
| Q2 2021 | 50 | $113.8M |
| Q1 2021 | 50 | $116.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,136,908 | $18.1M | 0.00% | −11,918−1.0% | Reduced |
| Bank of America Corp | 1,006,675 | $16.0M | 0.00% | +2,863+0.3% | Added |
| Advisors Asset Management, Inc. | 363,281 | $5.79M | 0.12% | +26,187+7.8% | Added |
| Guggenheim Capital LLC | 362,993 | $5.78M | 0.05% | −9,302−2.5% | Reduced |
| XML Financial, LLC | 346,933 | $5.53M | 0.66% | −4,975−1.4% | Reduced |
| Ameriprise Financial Inc | 237,996 | $3.79M | 0.00% | +18,796+8.6% | Added |
| Raymond James & Associates | 228,658 | $3.64M | 0.00% | −267,069−53.9% | Reduced |
| Wells Fargo & Company | 206,629 | $3.29M | 0.00% | +20,729+11.2% | Added |
| LPL Financial LLC | 168,135 | $2.68M | 0.00% | +12,292+7.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 165,429 | $2.64M | 0.00% | +13,059+8.6% | Added |
| UBS Group AG | 165,360 | $2.63M | 0.00% | −1,993−1.2% | Reduced |
| Royal Bank of Canada | 156,618 | $2.50M | 0.00% | −13,090−7.7% | Reduced |
| Transcend Wealth Collective, LLC | 134,079 | $2.14M | 0.21% | +119+0.1% | Added |
| Advisor Group Holdings, Inc. | 96,506 | $1.54M | 0.00% | +18,910+24.4% | Added |
| Botty Investors LLC | 81,514 | $1.30M | 0.50% | +37,356+84.6% | Added |
| Equitable Holdings, Inc. | 77,388 | $1.23M | 0.02% | −18,745−19.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 75,909 | $1.21M | 0.00% | +12,203+19.2% | Added |
| ProVise Management Group, LLC | 72,930 | $1.16M | 0.11% | −1,502−2.0% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 69,510 | $1.11M | 0.05% | 00.0% | Unchanged |
| Granite Bay Wealth Management, LLC | 58,590 | $974.0K | 0.01% | +58,590 | New |
| Summit Financial Wealth Advisors, LLC | 58,688 | $891.5K | 0.22% | −1,208−2.0% | Reduced |
| Invesco Ltd. | 51,899 | $826.8K | 0.00% | +1,657+3.3% | Added |
| Stifel Financial Corp | 51,830 | $825.7K | 0.00% | −1,430−2.7% | Reduced |
| Goodwin Daniel L | 51,760 | $824.5K | 0.40% | +6,150+13.5% | Added |
| Kingsview Wealth Management, LLC | 44,123 | $702.9K | 0.03% | −1,775−3.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 41,735 | $664.8K | 0.01% | +195+0.5% | Added |
| Cetera Advisor Networks LLC | 41,376 | $659.1K | 0.00% | +382+0.9% | Added |
| NewEdge Wealth, LLC | 33,619 | $535.6K | 0.02% | +4,133+14.0% | Added |
| Snowden Capital Advisors LLC | 31,188 | $496.8K | 0.02% | +133+0.4% | Added |
| Private Wealth Strategies, L.L.C. | 30,803 | $490.7K | 0.12% | +253+0.8% | Added |
| Rockefeller Capital Management L.P. | 29,887 | $476.1K | 0.00% | +4,032+15.6% | Added |
| Cerity Partners LLC | 28,797 | $458.7K | 0.00% | −5,971−17.2% | Reduced |
| Kestra Private Wealth Services, LLC | 28,677 | $456.8K | 0.01% | +288+1.0% | Added |
| Commonwealth Equity Services, LLC | 27,383 | $436.0K | 0.00% | −1,160−4.1% | Reduced |
| Janney Montgomery Scott LLC | 26,491 | $422.0K | 0.00% | −390−1.5% | Reduced |
| Great Valley Advisor Group, Inc. | 25,900 | $412.6K | 0.02% | −879−3.3% | Reduced |
| Legacy Financial Strategies, LLC | 25,878 | $396.2K | 0.13% | −17,119−39.8% | Reduced |
| Western Wealth Management, LLC | 23,689 | $377.4K | 0.03% | −3,607−13.2% | Reduced |
| Lakeview Capital Partners, LLC | 23,537 | $374.9K | 0.07% | +11,834+101.1% | Added |
| Financial Advisory Corp | 20,885 | $333.0K | 0.15% | +20,885 | New |
| Cohen & Steers, Inc. | 20,000 | $319.0K | 0.00% | 00.0% | Unchanged |
| Summit X, LLC | 19,050 | $303.5K | 0.10% | +4,771+33.4% | Added |
| GWM Advisors LLC | 18,678 | $297.5K | 0.00% | +600+3.3% | Added |
| Sovereign Financial Group, Inc. | 17,578 | $280.0K | 0.10% | +6,921+64.9% | Added |
| Truist Financial Corp | 16,086 | $256.2K | 0.00% | +40+0.2% | Added |
| Cetera Advisors LLC | 14,799 | $235.7K | 0.00% | −407−2.7% | Reduced |
| Brandywine Oak Private Wealth LLC | 14,400 | $229.4K | 0.03% | 00.0% | Unchanged |
| Compass Financial Group, INC | 14,014 | $223.2K | 0.07% | 00.0% | Unchanged |
| Next Level Private LLC | 12,500 | $195.9K | 0.13% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 11,158 | $177.7K | 0.05% | +22+0.2% | Added |
| Ieq Capital, LLC | 10,087 | $160.7K | 0.00% | +10,087 | New |
| Comerica Bank | 6,000 | $95.6K | 0.00% | +6,000 | New |
| Center for Financial Planning, Inc. | 2,000 | $31.9K | 0.01% | +2,000 | New |
| Farther Finance Advisors, LLC | 1,875 | $29.9K | 0.00% | +1,875 | New |
| RVW Wealth, LLC | 1,200 | $19.1K | 0.00% | +1,200 | New |
| The PNC Financial Services Group, Inc. | 1,000 | $15.9K | 0.00% | −4,192−80.7% | Reduced |
| Cary Street Partner Investment Advisory LLC | 1,000 | $15.9K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 1,000 | $15.0K | 0.00% | +1,000 | New |
| Benjamin F. Edwards & Company, Inc. | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 362 | $5.77K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 0 | $0 | 0.00% | −16,400−100.0% | Sold out |
| Walter & Keenan Financial Consulting Co | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Farmers & Merchants Trust Co of Chambersburg PA | 0 | $0 | 0.00% | −1,575−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −377−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −200−100.0% | Sold out |