NYLI MacKay DefinedTerm Muni Opportunities Fund
MMD- Exchange
- NYSE
- SEC CIK
- 0001518557
In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +2 vs. Q2 2021
- Shares held
- 5.40M
- +346.2K (+6.8%) vs. Q2 2021
- Total value
- $118.2M
- +$5.10M (+4.5%) vs. Q2 2021
- New holders
- 7
- 25 more added
- Sold out
- 5
- 10 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 70 | $90.2M |
| Q1 2026 | 71 | $82.0M |
| Q4 2025 | 77 | $85.5M |
| Q3 2025 | 64 | $71.8M |
| Q2 2025 | 61 | $67.6M |
| Q1 2025 | 66 | $65.5M |
| Q4 2024 | 62 | $57.9M |
| Q3 2024 | 65 | $124.2M |
| Q2 2024 | 68 | $124.4M |
| Q1 2024 | 74 | $110.5M |
| Q4 2023 | 74 | $110.7M |
| Q3 2023 | 60 | $97.0M |
| Q2 2023 | 57 | $105.6M |
| Q1 2023 | 57 | $107.8M |
| Q4 2022 | 61 | $94.9M |
| Q3 2022 | 57 | $94.2M |
| Q2 2022 | 48 | $97.6M |
| Q1 2022 | 51 | $100.8M |
| Q4 2021 | 57 | $114.5M |
| Q3 2021 | 50 | $118.2M |
| Q2 2021 | 50 | $113.8M |
| Q1 2021 | 50 | $116.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,133,688 | $24.8M | 0.00% | +39,857+3.6% | Added |
| Bank of America Corp | 886,921 | $19.4M | 0.00% | −16,113−1.8% | Reduced |
| Raymond James & Associates | 596,254 | $13.1M | 0.01% | +9,983+1.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 365,398 | $8.00M | 0.42% | −5,713−1.5% | Reduced |
| Wells Fargo & Company | 228,636 | $5.01M | 0.00% | −132,516−36.7% | Reduced |
| Royal Bank of Canada | 199,665 | $4.37M | 0.00% | −22,520−10.1% | Reduced |
| Transcend Wealth Collective, LLC | 185,459 | $3.90M | 0.35% | +185,459 | New |
| Raymond James Financial Services Advisors, Inc. | 158,854 | $3.48M | 0.01% | +1,811+1.2% | Added |
| UBS Group AG | 144,014 | $3.15M | 0.00% | −39,407−21.5% | Reduced |
| XML Financial, LLC | 137,625 | $3.01M | 0.40% | +137,625 | New |
| Advisor Group Holdings, Inc. | 114,498 | $2.51M | 0.01% | +2,753+2.5% | Added |
| ProVise Management Group, LLC | 92,110 | $2.02M | 0.20% | +11,645+14.5% | Added |
| Kestra Advisory Services, LLC | 91,866 | $2.01M | 0.02% | +91,866 | New |
| Brandywine Oak Private Wealth LLC | 91,121 | $2.00M | 0.23% | +10,536+13.1% | Added |
| Van Eck Associates Corp | 89,220 | $1.95M | 0.00% | +11,123+14.2% | Added |
| LPL Financial LLC | 78,996 | $1.73M | 0.00% | +484+0.6% | Added |
| Northwestern Mutual Wealth Management Co | 69,311 | $1.52M | 0.00% | −23,429−25.3% | Reduced |
| Cetera Advisors LLC | 66,609 | $1.46M | 0.03% | +20,306+43.9% | Added |
| Summit Financial Wealth Advisors, LLC | 66,146 | $1.45M | 0.33% | +900+1.4% | Added |
| Legacy Financial Strategies, LLC | 65,763 | $1.44M | 0.68% | +2,710+4.3% | Added |
| Guggenheim Capital LLC | 56,989 | $1.25M | 0.01% | +15,031+35.8% | Added |
| Stifel Financial Corp | 48,816 | $1.07M | 0.00% | +5,726+13.3% | Added |
| Parisi Gray Wealth Management | 46,877 | $1.01M | 0.42% | +23,702+102.3% | Added |
| Kingsview Wealth Management, LLC | 42,330 | $927.0K | 0.04% | +3,300+8.5% | Added |
| Ameriprise Financial Inc | 41,756 | $891.0K | 0.00% | +4,100+10.9% | Added |
| Advisory Services Network, LLC | 37,500 | $821.0K | 0.03% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 35,938 | $787.0K | 0.00% | +1,826+5.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 30,924 | $677.0K | 0.03% | +30,924 | New |
| Private Wealth Strategies, L.L.C. | 27,759 | $608.0K | 0.15% | +315+1.1% | Added |
| First Trust Advisors LP | 21,884 | $479.0K | 0.00% | −2,828−11.4% | Reduced |
| Golden State Wealth Management, LLC | 20,580 | $451.0K | 0.10% | −1,169−5.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 18,600 | $407.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,335 | $379.0K | 0.00% | +38+0.2% | Added |
| Sovereign Financial Group, Inc. | 17,023 | $373.0K | 0.21% | +2,107+14.1% | Added |
| Kestra Private Wealth Services, LLC | 13,587 | $298.0K | 0.02% | +144+1.1% | Added |
| Snowden Capital Advisors LLC | 12,479 | $273.3K | 0.01% | +130+1.1% | Added |
| Walter & Keenan Financial Consulting Co | 12,300 | $269.0K | 0.09% | +12,300 | New |
| Ramiah Investment Group | 10,398 | $227.7K | 0.16% | +10,398 | New |
| Quad-Cities Investment Group, LLC | 9,727 | $213.0K | 0.15% | +110+1.1% | Added |
| Rockefeller Capital Management L.P. | 4,897 | $107.0K | 0.00% | +303+6.6% | Added |
| Harbour Investments, Inc. | 4,720 | $103.0K | 0.00% | −197−4.0% | Reduced |
| US Bancorp | 2,925 | $64.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 2,399 | $53.0K | 0.04% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,284 | $28.0K | 0.00% | −534−29.4% | Reduced |
| The PNC Financial Services Group, Inc. | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 853 | $19.0K | 0.02% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 667 | $15.0K | 0.00% | +667 | New |
| Wolverine Asset Management LLC | 489 | $10.0K | 0.00% | +303+162.9% | Added |
| Citigroup Inc | 400 | $9.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 97 | $2.00K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 0 | $0 | 0.00% | −23,482−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −11,304−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −10,035−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |
| Castleview Partners, LLC | – | – | – | – | Not filed |