First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −4 vs. Q1 2024
- Shares held
- 4.57M
- −381.7K (−7.7%) vs. Q1 2024
- Total value
- $17.8M
- −$885.2K (−4.7%) vs. Q1 2024
- New holders
- 4
- 11 more added
- Sold out
- 8
- 7 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 1,112,450 | $4.33M | 0.00% | +73,102+7.0% | Added |
| Saba Capital Management, L.P. | 1,108,373 | $4.31M | 0.09% | +470,628+73.8% | Added |
| Morgan Stanley | 567,120 | $2.21M | 0.00% | +9,380+1.7% | Added |
| Consolidated Portfolio Review Corp | 218,118 | $848.5K | 0.20% | −348,044−61.5% | Reduced |
| Rivernorth Capital Management, LLC | 211,222 | $821.7K | 0.04% | +161,667+326.2% | Added |
| Commonwealth Equity Services, LLC | 173,378 | $674.0K | 0.00% | +14,718+9.3% | Added |
| Private Advisor Group, LLC | 170,958 | $665.0K | 0.00% | −166,117−49.3% | Reduced |
| Alpine Global Management, LLC | 160,000 | $622.4K | 0.11% | +60,000+60.0% | Added |
| Flagship Harbor Advisors, LLC | 119,854 | $466.2K | 0.03% | +4,275+3.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 112,390 | $437.2K | 0.00% | −3,312−2.9% | Reduced |
| Atomi Financial Group, Inc. | 95,590 | $371.8K | 0.03% | +95,590 | New |
| Atlas Wealth LLC | 79,231 | $313.0K | 0.05% | +79,231 | New |
| Good Life Advisors, LLC | 52,786 | $205.3K | 0.02% | +725+1.4% | Added |
| Advisor Group Holdings, Inc. | 52,677 | $204.9K | 0.00% | −28,643−35.2% | Reduced |
| Wells Fargo & Company | 49,215 | $191.4K | 0.00% | −10.0% | Reduced |
| NWF Advisory Services Inc. | 45,050 | $175.2K | 0.03% | 00.0% | Unchanged |
| Sym Financial Corp | 41,994 | $163.4K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 35,542 | $138.3K | 0.00% | +9,268+35.3% | Added |
| Csenge Advisory Group | 30,615 | $119.1K | 0.01% | −1,155−3.6% | Reduced |
| Mendel Capital Management LLC | 19,940 | $77.6K | 0.05% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 17,478 | $68.0K | 0.00% | 00.0% | Unchanged |
| KPP Advisory Services LLC | 13,500 | $52.5K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 13,304 | $51.8K | 0.02% | +13,304 | New |
| Cetera Investment Advisers | 13,290 | $51.7K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 11,655 | $45.3K | 0.01% | +2,568+28.3% | Added |
| Wedbush Securities Inc | 11,522 | $45.0K | 0.00% | +1,000+9.5% | Added |
| Belpointe Asset Management LLC | 11,553 | $44.9K | 0.00% | +11,553 | New |
| Equitable Holdings, Inc. | 10,000 | $38.9K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 6,323 | $24.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 5,969 | $23.2K | 0.00% | −467−7.3% | Reduced |
| US Bancorp | 2,900 | $11.3K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 0 | $0 | 0.00% | −554,102−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −205,217−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −31,391−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,892−100.0% | Sold out |
| Hartline Investment Corp | 0 | $0 | 0.00% | −12,281−100.0% | Sold out |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | $0 | 0.00% | −12,281−100.0% | Sold out |
| L.M. Kohn & Company | 0 | $0 | 0.00% | −11,800−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |