First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +4 vs. Q4 2022
- Shares held
- 3.13M
- +914.7K (+41.3%) vs. Q4 2022
- Total value
- $9.88M
- +$3.05M (+44.6%) vs. Q4 2022
- New holders
- 8
- 10 more added
- Sold out
- 4
- 8 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 609,890 | $1.92M | 0.00% | +33,430+5.8% | Added |
| Consolidated Portfolio Review Corp | 508,842 | $1.60M | 0.43% | +508,842 | New |
| Morgan Stanley | 429,108 | $1.35M | 0.00% | +35,311+9.0% | Added |
| Shaker Financial Services, LLC | 264,448 | $830.4K | 0.36% | +160,902+155.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 188,620 | $592.3K | 0.00% | −4,926−2.5% | Reduced |
| Commonwealth Equity Services, LLC | 169,379 | $531.0K | 0.00% | +7,644+4.7% | Added |
| Flagship Harbor Advisors, LLC | 140,204 | $440.2K | 0.04% | −1,900−1.3% | Reduced |
| Royal Bank of Canada | 91,830 | $288.0K | 0.00% | +22,548+32.5% | Added |
| Sym Financial Corp | 84,537 | $265.4K | 0.06% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 81,666 | $256.4K | 0.00% | +10,000+14.0% | Added |
| Csenge Advisory Group | 72,261 | $226.9K | 0.02% | −3,448−4.6% | Reduced |
| Wells Fargo & Company | 62,551 | $196.4K | 0.00% | +2,335+3.9% | Added |
| Almitas Capital LLC | 61,254 | $192.3K | 0.09% | +61,254 | New |
| Good Life Advisors, LLC | 51,341 | $161.2K | 0.02% | +599+1.2% | Added |
| Cetera Advisors LLC | 39,287 | $123.4K | 0.00% | +1,000+2.6% | Added |
| Susquehanna International Group, LLP | 37,489 | $117.7K | 0.00% | +37,489 | New |
| NWF Advisory Services Inc. | 30,750 | $100.2K | 0.02% | +30,750 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 31,687 | $97.6K | 0.03% | +2,563+8.8% | Added |
| IFP Advisors, Inc | 15,216 | $92.1K | 0.00% | −1,232−7.5% | Reduced |
| Quad-Cities Investment Group, LLC | 29,022 | $91.1K | 0.06% | −1,508−4.9% | Reduced |
| Silverhawk Asset Management, LLC | 23,300 | $73.2K | 0.06% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 20,151 | $63.3K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 17,624 | $55.3K | 0.01% | −11,037−38.5% | Reduced |
| Cetera Investment Advisers | 17,068 | $53.6K | 0.00% | +17,068 | New |
| Private Advisor Group, LLC | 15,475 | $48.6K | 0.00% | +15,475 | New |
| Bank of America Corp | 13,241 | $41.6K | 0.00% | −334−2.5% | Reduced |
| Landscape Capital Management, L.L.C. | 11,459 | $36.0K | 0.00% | +11,459 | New |
| Steward Partners Investment Advisory, LLC | 7,408 | $23.3K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 5,000 | $15.7K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,590 | $4.99K | 0.00% | −800−33.5% | Reduced |
| JPMorgan Chase & Co | 30 | $0 | 0.00% | +30 | New |
| UBS Group AG | 0 | $0 | 0.00% | −12,570−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −5,750−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |