First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +4 vs. Q4 2022
- Shares held
- 3.13M
- +914.7K (+41.3%) vs. Q4 2022
- Total value
- $9.88M
- +$3.05M (+44.6%) vs. Q4 2022
- New holders
- 8
- 10 more added
- Sold out
- 4
- 8 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 30 | $0 | 0.00% | +30 | New |
| Harbour Investments, Inc. | 1,590 | $4.99K | 0.00% | −800−33.5% | Reduced |
| Lindbrook Capital, LLC | 5,000 | $15.7K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 7,408 | $23.3K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 11,459 | $36.0K | 0.00% | +11,459 | New |
| Bank of America Corp | 13,241 | $41.6K | 0.00% | −334−2.5% | Reduced |
| Private Advisor Group, LLC | 15,475 | $48.6K | 0.00% | +15,475 | New |
| Cetera Investment Advisers | 17,068 | $53.6K | 0.00% | +17,068 | New |
| BDO Wealth Advisors, LLC | 17,624 | $55.3K | 0.01% | −11,037−38.5% | Reduced |
| Advisory Services Network, LLC | 20,151 | $63.3K | 0.00% | 00.0% | Unchanged |
| Silverhawk Asset Management, LLC | 23,300 | $73.2K | 0.06% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 29,022 | $91.1K | 0.06% | −1,508−4.9% | Reduced |
| IFP Advisors, Inc | 15,216 | $92.1K | 0.00% | −1,232−7.5% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 31,687 | $97.6K | 0.03% | +2,563+8.8% | Added |
| NWF Advisory Services Inc. | 30,750 | $100.2K | 0.02% | +30,750 | New |
| Susquehanna International Group, LLP | 37,489 | $117.7K | 0.00% | +37,489 | New |
| Cetera Advisors LLC | 39,287 | $123.4K | 0.00% | +1,000+2.6% | Added |
| Good Life Advisors, LLC | 51,341 | $161.2K | 0.02% | +599+1.2% | Added |
| Almitas Capital LLC | 61,254 | $192.3K | 0.09% | +61,254 | New |
| Wells Fargo & Company | 62,551 | $196.4K | 0.00% | +2,335+3.9% | Added |
| Csenge Advisory Group | 72,261 | $226.9K | 0.02% | −3,448−4.6% | Reduced |
| Advisor Group Holdings, Inc. | 81,666 | $256.4K | 0.00% | +10,000+14.0% | Added |
| Sym Financial Corp | 84,537 | $265.4K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 91,830 | $288.0K | 0.00% | +22,548+32.5% | Added |
| Flagship Harbor Advisors, LLC | 140,204 | $440.2K | 0.04% | −1,900−1.3% | Reduced |
| Commonwealth Equity Services, LLC | 169,379 | $531.0K | 0.00% | +7,644+4.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 188,620 | $592.3K | 0.00% | −4,926−2.5% | Reduced |
| Shaker Financial Services, LLC | 264,448 | $830.4K | 0.36% | +160,902+155.4% | Added |
| Morgan Stanley | 429,108 | $1.35M | 0.00% | +35,311+9.0% | Added |
| Consolidated Portfolio Review Corp | 508,842 | $1.60M | 0.43% | +508,842 | New |
| LPL Financial LLC | 609,890 | $1.92M | 0.00% | +33,430+5.8% | Added |
| UBS Group AG | 0 | $0 | 0.00% | −12,570−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −5,750−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |