First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 29
- +1 vs. Q1 2022
- Shares held
- 2.30M
- +188.7K (+8.9%) vs. Q1 2022
- Total value
- $7.40M
- −$1.47M (−16.6%) vs. Q1 2022
- New holders
- 5
- 9 more added
- Sold out
- 4
- 8 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 501,402 | $1.60M | 0.00% | +83,056+19.9% | Added |
| Morgan Stanley | 348,287 | $1.11M | 0.00% | +42,674+14.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 297,902 | $950.0K | 0.00% | −10,599−3.4% | Reduced |
| Commonwealth Equity Services, LLC | 184,440 | $588.0K | 0.00% | +3,148+1.7% | Added |
| Flagship Harbor Advisors, LLC | 151,004 | $482.0K | 0.05% | −400−0.3% | Reduced |
| Shaker Financial Services, LLC | 107,564 | $343.0K | 0.17% | +73,031+211.5% | Added |
| Royal Bank of Canada | 88,637 | $282.0K | 0.00% | −11,300−11.3% | Reduced |
| Sym Financial Corp | 84,537 | $270.0K | 0.13% | +9,562+12.8% | Added |
| Wells Fargo & Company | 61,259 | $196.0K | 0.00% | +362+0.6% | Added |
| Csenge Advisory Group | 60,597 | $193.0K | 0.02% | +27,656+84.0% | Added |
| Quad-Cities Investment Group, LLC | 54,312 | $173.0K | 0.13% | −4,565−7.8% | Reduced |
| Good Life Advisors, LLC | 50,789 | $162.0K | 0.02% | +514+1.0% | Added |
| Nova R Wealth, Inc. | 46,660 | $149.0K | 0.12% | +123+0.3% | Added |
| Cetera Advisors LLC | 38,287 | $122.0K | 0.00% | −2,285−5.6% | Reduced |
| Advisor Group Holdings, Inc. | 37,323 | $118.0K | 0.00% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 30,065 | $106.0K | 0.03% | +30,065 | New |
| IFP Advisors, Inc | 16,816 | $103.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 30,751 | $98.0K | 0.00% | −11,115−26.5% | Reduced |
| BDO Wealth Advisors, LLC | 29,404 | $94.0K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 20,151 | $64.0K | 0.00% | 00.0% | Unchanged |
| Castle Wealth Management LLC | 15,290 | $49.0K | 0.03% | +15,290 | New |
| Steward Partners Investment Advisory, LLC | 14,815 | $47.0K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 10,744 | $34.0K | 0.03% | −8,297−43.6% | Reduced |
| Landscape Capital Management, L.L.C. | 10,233 | $33.0K | 0.00% | +10,233 | New |
| Lindbrook Capital, LLC | 5,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,390 | $11.0K | 0.00% | +3,390 | New |
| Umb Bank N A | 1,930 | $6.00K | 0.00% | +1,930 | New |
| American Portfolios Advisors | 604 | $1.93K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 111 | $0 | 0.00% | −31−21.8% | Reduced |
| Strategic Wealth Advisors Group, LLC | 0 | $0 | 0.00% | −52,500−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −5,750−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −2,305−100.0% | Sold out |