First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- −3 vs. Q1 2023
- Shares held
- 3.12M
- −9.14K (−0.3%) vs. Q1 2023
- Total value
- $10.2M
- +$357.3K (+3.6%) vs. Q1 2023
- New holders
- 3
- 8 more added
- Sold out
- 6
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 628,980 | $2.05M | 0.00% | +19,090+3.1% | Added |
| Consolidated Portfolio Review Corp | 611,290 | $1.99M | 0.47% | +102,448+20.1% | Added |
| Morgan Stanley | 476,229 | $1.55M | 0.00% | +47,121+11.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 187,348 | $610.8K | 0.00% | −1,272−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 165,347 | $539.0K | 0.00% | −4,032−2.4% | Reduced |
| Shaker Financial Services, LLC | 126,660 | $412.9K | 0.18% | −137,788−52.1% | Reduced |
| Flagship Harbor Advisors, LLC | 124,579 | $406.1K | 0.03% | −15,625−11.1% | Reduced |
| Private Advisor Group, LLC | 108,475 | $367.5K | 0.00% | +93,000+601.0% | Added |
| Advisor Group Holdings, Inc. | 85,531 | $278.8K | 0.00% | +3,865+4.7% | Added |
| Sym Financial Corp | 84,537 | $275.6K | 0.06% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 75,035 | $244.6K | 0.07% | +75,035 | New |
| Csenge Advisory Group | 66,690 | $217.4K | 0.01% | −5,571−7.7% | Reduced |
| Wells Fargo & Company | 62,916 | $205.1K | 0.00% | +365+0.6% | Added |
| Good Life Advisors, LLC | 50,187 | $163.6K | 0.02% | −1,154−2.2% | Reduced |
| Cetera Advisors LLC | 39,287 | $128.1K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 36,282 | $118.0K | 0.00% | −55,548−60.5% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 34,017 | $110.9K | 0.03% | +2,330+7.4% | Added |
| NWF Advisory Services Inc. | 30,750 | $100.2K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,216 | $92.1K | 0.00% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 28,132 | $91.7K | 0.06% | −890−3.1% | Reduced |
| Advisory Services Network, LLC | 20,151 | $65.7K | 0.00% | 00.0% | Unchanged |
| Silverhawk Asset Management, LLC | 16,551 | $54.0K | 0.04% | −6,749−29.0% | Reduced |
| BDO Wealth Advisors, LLC | 16,456 | $53.6K | 0.01% | −1,168−6.6% | Reduced |
| Equitable Holdings, Inc. | 16,000 | $52.2K | 0.00% | +16,000 | New |
| Steward Partners Investment Advisory, LLC | 7,408 | $24.1K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 5,000 | $16.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,635 | $8.59K | 0.00% | +2,635 | New |
| JPMorgan Chase & Co | 901 | $2.94K | 0.00% | +871+2,903.3% | Added |
| Almitas Capital LLC | 0 | $0 | 0.00% | −61,254−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −37,489−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −17,068−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −13,241−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −11,459−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −1,590−100.0% | Sold out |