First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- −3 vs. Q1 2023
- Shares held
- 3.12M
- −9.14K (−0.3%) vs. Q1 2023
- Total value
- $10.2M
- +$357.3K (+3.6%) vs. Q1 2023
- New holders
- 3
- 8 more added
- Sold out
- 6
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 901 | $2.94K | 0.00% | +871+2,903.3% | Added |
| UBS Group AG | 2,635 | $8.59K | 0.00% | +2,635 | New |
| Lindbrook Capital, LLC | 5,000 | $16.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 7,408 | $24.1K | 0.00% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 16,000 | $52.2K | 0.00% | +16,000 | New |
| BDO Wealth Advisors, LLC | 16,456 | $53.6K | 0.01% | −1,168−6.6% | Reduced |
| Silverhawk Asset Management, LLC | 16,551 | $54.0K | 0.04% | −6,749−29.0% | Reduced |
| Advisory Services Network, LLC | 20,151 | $65.7K | 0.00% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 28,132 | $91.7K | 0.06% | −890−3.1% | Reduced |
| IFP Advisors, Inc | 15,216 | $92.1K | 0.00% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 30,750 | $100.2K | 0.02% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 34,017 | $110.9K | 0.03% | +2,330+7.4% | Added |
| Royal Bank of Canada | 36,282 | $118.0K | 0.00% | −55,548−60.5% | Reduced |
| Cetera Advisors LLC | 39,287 | $128.1K | 0.00% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 50,187 | $163.6K | 0.02% | −1,154−2.2% | Reduced |
| Wells Fargo & Company | 62,916 | $205.1K | 0.00% | +365+0.6% | Added |
| Csenge Advisory Group | 66,690 | $217.4K | 0.01% | −5,571−7.7% | Reduced |
| Alpine Global Management, LLC | 75,035 | $244.6K | 0.07% | +75,035 | New |
| Sym Financial Corp | 84,537 | $275.6K | 0.06% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 85,531 | $278.8K | 0.00% | +3,865+4.7% | Added |
| Private Advisor Group, LLC | 108,475 | $367.5K | 0.00% | +93,000+601.0% | Added |
| Flagship Harbor Advisors, LLC | 124,579 | $406.1K | 0.03% | −15,625−11.1% | Reduced |
| Shaker Financial Services, LLC | 126,660 | $412.9K | 0.18% | −137,788−52.1% | Reduced |
| Commonwealth Equity Services, LLC | 165,347 | $539.0K | 0.00% | −4,032−2.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 187,348 | $610.8K | 0.00% | −1,272−0.7% | Reduced |
| Morgan Stanley | 476,229 | $1.55M | 0.00% | +47,121+11.0% | Added |
| Consolidated Portfolio Review Corp | 611,290 | $1.99M | 0.47% | +102,448+20.1% | Added |
| LPL Financial LLC | 628,980 | $2.05M | 0.00% | +19,090+3.1% | Added |
| Almitas Capital LLC | 0 | $0 | 0.00% | −61,254−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −37,489−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −17,068−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −13,241−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −11,459−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −1,590−100.0% | Sold out |