First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 29
- 0 vs. Q2 2022
- Shares held
- 2.53M
- +229.5K (+10.0%) vs. Q2 2022
- Total value
- $7.30M
- −$101.2K (−1.4%) vs. Q2 2022
- New holders
- 2
- 7 more added
- Sold out
- 2
- 10 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 544,942 | $1.56M | 0.00% | +43,540+8.7% | Added |
| Morgan Stanley | 418,423 | $1.20M | 0.00% | +70,136+20.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 293,279 | $839.0K | 0.00% | −4,623−1.6% | Reduced |
| Shaker Financial Services, LLC | 201,051 | $575.0K | 0.28% | +93,487+86.9% | Added |
| Commonwealth Equity Services, LLC | 177,372 | $507.0K | 0.00% | −7,068−3.8% | Reduced |
| Flagship Harbor Advisors, LLC | 143,004 | $409.0K | 0.05% | −8,000−5.3% | Reduced |
| Sym Financial Corp | 84,537 | $242.0K | 0.12% | 00.0% | Unchanged |
| Wells Fargo & Company | 67,900 | $194.0K | 0.00% | +6,641+10.8% | Added |
| Royal Bank of Canada | 63,991 | $184.0K | 0.00% | −24,646−27.8% | Reduced |
| Advisor Group Holdings, Inc. | 61,587 | $176.0K | 0.00% | +24,264+65.0% | Added |
| Csenge Advisory Group | 57,494 | $164.0K | 0.01% | −3,103−5.1% | Reduced |
| Quad-Cities Investment Group, LLC | 53,887 | $154.0K | 0.12% | −425−0.8% | Reduced |
| Good Life Advisors, LLC | 50,183 | $144.0K | 0.02% | −606−1.2% | Reduced |
| Almitas Capital LLC | 47,000 | $134.0K | 0.10% | +47,000 | New |
| Cetera Advisors LLC | 38,287 | $110.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 17,442 | $107.0K | 0.00% | +626+3.7% | Added |
| Nova R Wealth, Inc. | 34,673 | $99.0K | 0.08% | −11,987−25.7% | Reduced |
| Bank of America Corp | 30,522 | $87.0K | 0.00% | −229−0.7% | Reduced |
| BDO Wealth Advisors, LLC | 29,404 | $84.0K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 28,135 | $80.0K | 0.02% | −1,930−6.4% | Reduced |
| Advisory Services Network, LLC | 20,151 | $58.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 15,711 | $45.0K | 0.01% | +5,478+53.5% | Added |
| Castle Wealth Management LLC | 15,290 | $44.0K | 0.03% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 14,815 | $42.0K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 10,744 | $31.0K | 0.02% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 5,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,390 | $11.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,941 | $8.00K | 0.00% | +2,941 | New |
| American Portfolios Advisors | 604 | $1.73K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 0 | $0 | 0.00% | −1,930−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −111−100.0% | Sold out |