First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q2 2025
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
FGB is no longer listed, and 13F filings after Q1 2025 list far fewer holders. See Q1 2025
- Institutional holders
- 1
- −39 vs. Q1 2025
- Shares held
- 5.20K
- −5.34M (−99.9%) vs. Q1 2025
- Total value
- $21.6K
- −$22.9M (−99.9%) vs. Q1 2025
- New holders
- 0
- 0 more added
- Sold out
- 39
- 1 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 5,198 | $21.6K | 0.00% | −626−10.7% | Reduced |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −1,145,200−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −1,039,701−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −699,009−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −666,795−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −213,254−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −177,521−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −173,046−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −147,697−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −132,443−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −124,039−100.0% | Sold out |
| CF Capital LLC | 0 | $0 | 0.00% | −96,932−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −79,986−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −72,081−100.0% | Sold out |
| Uhlmann Price Securities, LLC | 0 | $0 | 0.00% | −64,884−100.0% | Sold out |
| Sym Financial Corp | 0 | $0 | 0.00% | −59,171−100.0% | Sold out |
| Raymond James Financial Inc | 0 | $0 | 0.00% | −57,855−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −56,895−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −51,538−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −47,443−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −31,094−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −21,765−100.0% | Sold out |
| Csenge Advisory Group | 0 | $0 | 0.00% | −23,980−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −19,957−100.0% | Sold out |
| Mendel Capital Management LLC | 0 | $0 | 0.00% | −19,940−100.0% | Sold out |
| Ausdal Financial Partners, Inc. | 0 | $0 | 0.00% | −14,788−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −13,290−100.0% | Sold out |
| KPP Advisory Services LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −12,390−100.0% | Sold out |
| L.M. Kohn & Company | 0 | $0 | 0.00% | −11,800−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −11,522−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −10,252−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Park Square Financial Group, LLC | 0 | $0 | 0.00% | −3,197−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −2,900−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,418−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −201−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −50−100.0% | Sold out |