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First Trust Specialty Finance & Financial Opportunities Fund

FGBDelisted Jun 30, 2025

First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
27
No complete 13F data for Q4 2020
Shares held
2.23M
No complete 13F data for Q4 2020
Total value
$8.89M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 27 institutions
Q1 2021: 27 institutionsQ2 2021: 25 institutionsQ3 2021: 29 institutionsQ4 2021: 29 institutionsQ1 2022: 28 institutionsQ2 2022: 29 institutionsQ3 2022: 29 institutionsQ4 2022: 27 institutionsQ1 2023: 31 institutionsQ2 2023: 28 institutionsQ3 2023: 33 institutionsQ4 2023: 36 institutionsQ1 2024: 35 institutionsQ2 2024: 31 institutionsQ3 2024: 38 institutionsQ4 2024: 41 institutionsQ1 2025: 40 institutionsQ2 2025: 1 institutionQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $8.89M
Q1 2021: $8.89MQ2 2021: $7.65MQ3 2021: $7.70MQ4 2021: $8.72MQ1 2022: $8.87MQ2 2022: $7.40MQ3 2022: $7.30MQ4 2022: $6.83MQ1 2023: $9.88MQ2 2023: $10.2MQ3 2023: $11.9MQ4 2023: $14.5MQ1 2024: $18.7MQ2 2024: $17.8MQ3 2024: $19.5MQ4 2024: $22.2MQ1 2025: $22.9MQ2 2025: $21.6KQ3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding FGB and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20251$21.6K
Q1 202540$22.9M
Q4 202441$22.2M
Q3 202438$19.5M
Q2 202431$17.8M
Q1 202435$18.7M
Q4 202336$14.5M
Q3 202333$11.9M
Q2 202328$10.2M
Q1 202331$9.88M
Q4 202227$6.83M
Q3 202229$7.30M
Q2 202229$7.40M
Q1 202228$8.87M
Q4 202129$8.72M
Q3 202129$7.70M
Q2 202125$7.65M
Q1 202127$8.89M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding FGB in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Raymond James Financial Services Advisors, Inc.355,407$1.42M0.00%––
Relative Value Partners Group, LLC225,308$899.0K0.08%––
LPL Financial LLC217,810$869.0K0.00%––
Advisor Group Holdings, Inc.188,605$752.0K0.00%––
Commonwealth Equity Services, LLC157,129$626.0K0.00%––
Flagship Harbor Advisors, LLC144,027$575.0K0.07%––
Morgan Stanley126,373$504.0K0.00%––
Royal Bank of Canada120,841$482.0K0.00%––
Mariner Investment Group LLC107,309$428.0K1.06%––
Wolverine Asset Management LLC81,166$323.0K0.00%––
Quad-Cities Investment Group, LLC65,558$262.0K0.20%––
Strategic Wealth Advisors Group, LLC54,071$216.0K0.01%––
Good Life Advisors, LLC53,873$215.0K0.04%––
Cetera Advisors LLC46,839$187.0K0.01%––
FNY Investment Advisers, LLC45,711$182.0K0.07%––
Sym Financial Corp45,379$181.0K0.10%––
BDO Wealth Advisors, LLC39,742$159.0K0.02%––
Advisory Services Network, LLC38,034$152.0K0.01%––
Stifel Financial Corp31,917$127.0K0.00%––
Bank of America Corp19,903$79.0K0.00%––
Wells Fargo & Company19,363$77.0K0.00%––
Lindbrook Capital, LLC18,000$72.0K0.02%––
Landscape Capital Management, L.L.C.10,745$43.0K0.01%––
Waterfront Wealth Inc.10,403$42.0K0.02%––
Harbour Investments, Inc.3,690$15.0K0.00%––
Tower Research Capital LLC (TRC)847$3.00K0.00%––
American Portfolios Advisors604$2.41K0.00%––