First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −1 vs. Q4 2023
- Shares held
- 4.96M
- +914.9K (+22.6%) vs. Q4 2023
- Total value
- $18.7M
- +$4.22M (+29.1%) vs. Q4 2023
- New holders
- 8
- 13 more added
- Sold out
- 9
- 9 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 1,039,348 | $3.92M | 0.00% | +93,647+9.9% | Added |
| Saba Capital Management, L.P. | 637,745 | $2.40M | 0.05% | +442,927+227.4% | Added |
| Consolidated Portfolio Review Corp | 566,162 | $2.13M | 0.56% | −9,502−1.7% | Reduced |
| Morgan Stanley | 557,740 | $2.10M | 0.00% | +19,085+3.5% | Added |
| PFG Investments, LLC | 554,102 | $2.09M | 0.13% | +554,102 | New |
| Private Advisor Group, LLC | 337,075 | $1.27M | 0.01% | +69,550+26.0% | Added |
| Matisse Capital | 205,217 | $773.7K | 0.37% | −42,972−17.3% | Reduced |
| Commonwealth Equity Services, LLC | 158,660 | $598.0K | 0.00% | +10,506+7.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 115,702 | $436.2K | 0.00% | −26,547−18.7% | Reduced |
| Flagship Harbor Advisors, LLC | 115,579 | $435.7K | 0.03% | +3,400+3.0% | Added |
| Alpine Global Management, LLC | 100,000 | $377.0K | 0.07% | +10,654+11.9% | Added |
| Advisor Group Holdings, Inc. | 81,320 | $306.6K | 0.00% | +2,289+2.9% | Added |
| Good Life Advisors, LLC | 52,061 | $196.3K | 0.02% | +612+1.2% | Added |
| Rivernorth Capital Management, LLC | 49,555 | $186.8K | 0.01% | +11,387+29.8% | Added |
| Wells Fargo & Company | 49,216 | $185.5K | 0.00% | +1,232+2.6% | Added |
| NWF Advisory Services Inc. | 45,050 | $169.8K | 0.03% | +5,100+12.8% | Added |
| Sym Financial Corp | 41,994 | $158.3K | 0.03% | −6,068−12.6% | Reduced |
| Csenge Advisory Group | 31,770 | $119.8K | 0.01% | −4,834−13.2% | Reduced |
| Landscape Capital Management, L.L.C. | 31,391 | $118.3K | 0.01% | −12,819−29.0% | Reduced |
| Susquehanna International Group, LLP | 26,274 | $99.1K | 0.00% | +26,274 | New |
| Mendel Capital Management LLC | 19,940 | $75.2K | 0.05% | +19,940 | New |
| Advisory Services Network, LLC | 17,478 | $65.9K | 0.00% | −1,673−8.7% | Reduced |
| Virtu Financial LLC | 13,892 | $52.0K | 0.00% | +13,892 | New |
| KPP Advisory Services LLC | 13,500 | $50.9K | 0.01% | +13,500 | New |
| Cetera Investment Advisers | 13,290 | $50.1K | 0.00% | +13,290 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12,281 | $46.3K | 0.01% | −32,369−72.5% | Reduced |
| Hartline Investment Corp | 12,281 | $46.3K | 0.01% | +12,281 | New |
| L.M. Kohn & Company | 11,800 | $44.5K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,522 | $40.0K | 0.00% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 10,000 | $37.7K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 9,087 | $34.3K | 0.01% | +5,421+147.9% | Added |
| IFP Advisors, Inc | 6,436 | $24.3K | 0.00% | −2,082−24.4% | Reduced |
| NBC Securities, Inc. | 6,323 | $23.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,900 | $10.9K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $4 | 0.00% | +1 | New |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −121,027−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −45,984−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −38,184−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −24,987−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −12,542−100.0% | Sold out |
| Quad-Cities Investment Group, LLC | 0 | $0 | 0.00% | −11,971−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −10,027−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −7,408−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,210−100.0% | Sold out |