First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −1 vs. Q4 2023
- Shares held
- 4.96M
- +914.9K (+22.6%) vs. Q4 2023
- Total value
- $18.7M
- +$4.22M (+29.1%) vs. Q4 2023
- New holders
- 8
- 13 more added
- Sold out
- 9
- 9 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $4 | 0.00% | +1 | New |
| US Bancorp | 2,900 | $10.9K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 6,323 | $23.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,436 | $24.3K | 0.00% | −2,082−24.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 9,087 | $34.3K | 0.01% | +5,421+147.9% | Added |
| Equitable Holdings, Inc. | 10,000 | $37.7K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,522 | $40.0K | 0.00% | 00.0% | Unchanged |
| L.M. Kohn & Company | 11,800 | $44.5K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12,281 | $46.3K | 0.01% | −32,369−72.5% | Reduced |
| Hartline Investment Corp | 12,281 | $46.3K | 0.01% | +12,281 | New |
| Cetera Investment Advisers | 13,290 | $50.1K | 0.00% | +13,290 | New |
| KPP Advisory Services LLC | 13,500 | $50.9K | 0.01% | +13,500 | New |
| Virtu Financial LLC | 13,892 | $52.0K | 0.00% | +13,892 | New |
| Advisory Services Network, LLC | 17,478 | $65.9K | 0.00% | −1,673−8.7% | Reduced |
| Mendel Capital Management LLC | 19,940 | $75.2K | 0.05% | +19,940 | New |
| Susquehanna International Group, LLP | 26,274 | $99.1K | 0.00% | +26,274 | New |
| Landscape Capital Management, L.L.C. | 31,391 | $118.3K | 0.01% | −12,819−29.0% | Reduced |
| Csenge Advisory Group | 31,770 | $119.8K | 0.01% | −4,834−13.2% | Reduced |
| Sym Financial Corp | 41,994 | $158.3K | 0.03% | −6,068−12.6% | Reduced |
| NWF Advisory Services Inc. | 45,050 | $169.8K | 0.03% | +5,100+12.8% | Added |
| Wells Fargo & Company | 49,216 | $185.5K | 0.00% | +1,232+2.6% | Added |
| Rivernorth Capital Management, LLC | 49,555 | $186.8K | 0.01% | +11,387+29.8% | Added |
| Good Life Advisors, LLC | 52,061 | $196.3K | 0.02% | +612+1.2% | Added |
| Advisor Group Holdings, Inc. | 81,320 | $306.6K | 0.00% | +2,289+2.9% | Added |
| Alpine Global Management, LLC | 100,000 | $377.0K | 0.07% | +10,654+11.9% | Added |
| Flagship Harbor Advisors, LLC | 115,579 | $435.7K | 0.03% | +3,400+3.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 115,702 | $436.2K | 0.00% | −26,547−18.7% | Reduced |
| Commonwealth Equity Services, LLC | 158,660 | $598.0K | 0.00% | +10,506+7.1% | Added |
| Matisse Capital | 205,217 | $773.7K | 0.37% | −42,972−17.3% | Reduced |
| Private Advisor Group, LLC | 337,075 | $1.27M | 0.01% | +69,550+26.0% | Added |
| PFG Investments, LLC | 554,102 | $2.09M | 0.13% | +554,102 | New |
| Morgan Stanley | 557,740 | $2.10M | 0.00% | +19,085+3.5% | Added |
| Consolidated Portfolio Review Corp | 566,162 | $2.13M | 0.56% | −9,502−1.7% | Reduced |
| Saba Capital Management, L.P. | 637,745 | $2.40M | 0.05% | +442,927+227.4% | Added |
| LPL Financial LLC | 1,039,348 | $3.92M | 0.00% | +93,647+9.9% | Added |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −121,027−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −45,984−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −38,184−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −24,987−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −12,542−100.0% | Sold out |
| Quad-Cities Investment Group, LLC | 0 | $0 | 0.00% | −11,971−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −10,027−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −7,408−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,210−100.0% | Sold out |