First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −4 vs. Q1 2024
- Shares held
- 4.57M
- −381.7K (−7.7%) vs. Q1 2024
- Total value
- $17.8M
- −$885.2K (−4.7%) vs. Q1 2024
- New holders
- 4
- 11 more added
- Sold out
- 8
- 7 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 2,900 | $11.3K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 5,969 | $23.2K | 0.00% | −467−7.3% | Reduced |
| NBC Securities, Inc. | 6,323 | $24.0K | 0.00% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 10,000 | $38.9K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 11,553 | $44.9K | 0.00% | +11,553 | New |
| Wedbush Securities Inc | 11,522 | $45.0K | 0.00% | +1,000+9.5% | Added |
| Blue Bell Private Wealth Management, LLC | 11,655 | $45.3K | 0.01% | +2,568+28.3% | Added |
| Cetera Investment Advisers | 13,290 | $51.7K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 13,304 | $51.8K | 0.02% | +13,304 | New |
| KPP Advisory Services LLC | 13,500 | $52.5K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 17,478 | $68.0K | 0.00% | 00.0% | Unchanged |
| Mendel Capital Management LLC | 19,940 | $77.6K | 0.05% | 00.0% | Unchanged |
| Csenge Advisory Group | 30,615 | $119.1K | 0.01% | −1,155−3.6% | Reduced |
| Susquehanna International Group, LLP | 35,542 | $138.3K | 0.00% | +9,268+35.3% | Added |
| Sym Financial Corp | 41,994 | $163.4K | 0.03% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 45,050 | $175.2K | 0.03% | 00.0% | Unchanged |
| Wells Fargo & Company | 49,215 | $191.4K | 0.00% | −10.0% | Reduced |
| Advisor Group Holdings, Inc. | 52,677 | $204.9K | 0.00% | −28,643−35.2% | Reduced |
| Good Life Advisors, LLC | 52,786 | $205.3K | 0.02% | +725+1.4% | Added |
| Atlas Wealth LLC | 79,231 | $313.0K | 0.05% | +79,231 | New |
| Atomi Financial Group, Inc. | 95,590 | $371.8K | 0.03% | +95,590 | New |
| Raymond James Financial Services Advisors, Inc. | 112,390 | $437.2K | 0.00% | −3,312−2.9% | Reduced |
| Flagship Harbor Advisors, LLC | 119,854 | $466.2K | 0.03% | +4,275+3.7% | Added |
| Alpine Global Management, LLC | 160,000 | $622.4K | 0.11% | +60,000+60.0% | Added |
| Private Advisor Group, LLC | 170,958 | $665.0K | 0.00% | −166,117−49.3% | Reduced |
| Commonwealth Equity Services, LLC | 173,378 | $674.0K | 0.00% | +14,718+9.3% | Added |
| Rivernorth Capital Management, LLC | 211,222 | $821.7K | 0.04% | +161,667+326.2% | Added |
| Consolidated Portfolio Review Corp | 218,118 | $848.5K | 0.20% | −348,044−61.5% | Reduced |
| Morgan Stanley | 567,120 | $2.21M | 0.00% | +9,380+1.7% | Added |
| Saba Capital Management, L.P. | 1,108,373 | $4.31M | 0.09% | +470,628+73.8% | Added |
| LPL Financial LLC | 1,112,450 | $4.33M | 0.00% | +73,102+7.0% | Added |
| PFG Investments, LLC | 0 | $0 | 0.00% | −554,102−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −205,217−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −31,391−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,892−100.0% | Sold out |
| Hartline Investment Corp | 0 | $0 | 0.00% | −12,281−100.0% | Sold out |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | $0 | 0.00% | −12,281−100.0% | Sold out |
| L.M. Kohn & Company | 0 | $0 | 0.00% | −11,800−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |