Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Fidus Investment Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- −3 vs. Q2 2024
- Shares held
- 7.67M
- −42.5K (−0.6%) vs. Q2 2024
- Total value
- $150.3M
- −$53.4K (0.0%) vs. Q2 2024
- New holders
- 13
- 47 more added
- Sold out
- 16
- 35 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| IFP Advisors, Inc | 1 | $20 | 0.00% | −7,333−100.0% | Reduced |
| Danske Bank A/S | 2 | $39 | 0.00% | +2 | New |
| AdvisorNet Financial, Inc | 27 | $523 | 0.00% | +1+3.8% | Added |
| Geneos Wealth Management Inc. | 51 | $1.00K | 0.00% | 00.0% | Unchanged |
| Peterson Wealth Services | 254 | $4.98K | 0.00% | +254 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 272 | $5.33K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 293 | $5.74K | 0.00% | −163−35.7% | Reduced |
| Laurel Wealth Advisors LLC | 413 | $8.10K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 500 | $9.80K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 565 | $11.0K | 0.00% | +16+2.9% | Added |
| The PNC Financial Services Group, Inc. | 750 | $14.7K | 0.00% | −2,000−72.7% | Reduced |
| First Horizon Advisors, Inc. | 758 | $14.9K | 0.00% | +19+2.6% | Added |
| Quarry LP | 883 | $17.3K | 0.01% | +219+33.0% | Added |
| Cedar Wealth Management, LLC | 992 | $19.4K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,000 | $19.6K | 0.00% | −13,214−93.0% | Reduced |
| CIBC Private Wealth Group, LLC | 1,267 | $24.8K | 0.00% | +267+26.7% | Added |
| Citigroup Inc | 1,446 | $28.3K | 0.00% | +292+25.3% | Added |
| Gilliland Jeter Wealth Management LLC | 1,500 | $29.4K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 2,194 | $43.0K | 0.00% | +175+8.7% | Added |
| Capital Advisors, Ltd. LLC | 2,250 | $44.0K | 0.01% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 3,025 | $59.3K | 0.01% | +3,025 | New |
| MeadowBrook Investment Advisors LLC | 3,040 | $59.6K | 0.05% | +275+9.9% | Added |
| Citadel Advisors LLC | 3,287 | $64.4K | 0.00% | −29,968−90.1% | Reduced |
| EverSource Wealth Advisors, LLC | 3,596 | $70.5K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,865 | $95.3K | 0.01% | −227−4.5% | Reduced |
| Sound Income Strategies, LLC | 5,033 | $98.6K | 0.01% | −2,679−34.7% | Reduced |
| Brown Brothers Harriman & Co | 5,337 | $104.6K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 6,934 | $135.9K | 0.01% | +128+1.9% | Added |
| Farther Finance Advisors, LLC | 7,467 | $146.4K | 0.01% | +1,426+23.6% | Added |
| HRT Financial LP | 10,308 | $202.0K | 0.00% | −21,435−67.5% | Reduced |
| Eagle Global Advisors LLC | 10,510 | $206.0K | 0.01% | +10,510 | New |
| Advisory Research Inc | 10,705 | $209.8K | 0.04% | +384+3.7% | Added |
| Janney Montgomery Scott LLC | 10,729 | $210.0K | 0.00% | −2,400−18.3% | Reduced |
| Lakeview Capital Partners, LLC | 11,525 | $225.9K | 0.04% | −920−7.4% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 12,267 | $240.4K | 0.00% | −599−4.7% | Reduced |
| Stratos Wealth Partners, LTD. | 12,674 | $248.4K | 0.00% | +12,674 | New |
| Bragg Financial Advisors, Inc | 13,011 | $255.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,454 | $263.0K | 0.00% | +1,298+10.7% | Added |
| Advisor Group Holdings, Inc. | 13,418 | $263.0K | 0.00% | −5,958−30.7% | Reduced |
| HB Wealth Management, LLC | 13,599 | $266.5K | 0.00% | 00.0% | Unchanged |
| Paloma Partners Management Co | 13,664 | $267.8K | 0.01% | +13,664 | New |
| Wells Fargo & Company | 13,809 | $270.7K | 0.00% | −3,688−21.1% | Reduced |
| Independent Financial Group, LLC | 14,600 | $286.2K | 0.01% | +900+6.6% | Added |
| Greenland Capital Management LP | 15,000 | $294.0K | 0.05% | +15,000 | New |
| Y-Intercept (Hong Kong) Ltd | 15,655 | $306.8K | 0.02% | −30,095−65.8% | Reduced |
| Oppenheimer & Co Inc | 15,709 | $307.9K | 0.00% | +217+1.4% | Added |
| Koss-Olinger Consulting, LLC | 17,205 | $337.0K | 0.03% | 00.0% | Unchanged |
| Optimum Investment Advisors | 17,325 | $339.6K | 0.15% | +3,425+24.6% | Added |
| Bank of America Corp | 17,390 | $340.8K | 0.00% | −352−2.0% | Reduced |
| Northern Trust Corp | 18,090 | $354.6K | 0.00% | +18,090 | New |
| Grimes & Company, Inc. | 18,582 | $364.2K | 0.01% | +2,742+17.3% | Added |
| Stifel Financial Corp | 18,829 | $369.0K | 0.00% | −411−2.1% | Reduced |
| Cornerstone Wealth Management, LLC | 19,437 | $381.0K | 0.03% | +1,838+10.4% | Added |
| Prospera Financial Services Inc | 19,966 | $391.3K | 0.01% | −206−1.0% | Reduced |
| Clearstead Advisors, LLC | 20,406 | $399.9K | 0.01% | +86+0.4% | Added |
| Oak Harbor Wealth Partners, LLC | 20,981 | $411.2K | 0.12% | −175−0.8% | Reduced |
| Credit Agricole S A | 21,599 | $423.3K | 0.00% | +21,599 | New |
| Summit Trail Advisors, LLC | 22,502 | $441.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 22,702 | $444.9K | 0.00% | −1,260−5.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 23,320 | $457.0K | 0.00% | −346−1.5% | Reduced |
| Neuberger Berman Group LLC | 24,184 | $474.0K | 0.00% | +24,184 | New |
| Schonfeld Strategic Advisors LLC | 24,300 | $476.3K | 0.00% | +24,300 | New |
| Natixis | 25,984 | $509.0K | 0.00% | +14,701+130.3% | Added |
| Kingfisher Capital LLC | 26,572 | $520.8K | 0.12% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 26,898 | $527.2K | 0.00% | +1,031+4.0% | Added |
| Great West Life Assurance Co | 26,887 | $528.0K | 0.00% | +2,010+8.1% | Added |
| Commonwealth Equity Services, LLC | 29,042 | $569.0K | 0.00% | +241+0.8% | Added |
| Hexagon Capital Partners LLC | 31,787 | $623.0K | 0.12% | +37+0.1% | Added |
| HighTower Advisors, LLC | 33,263 | $652.0K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 34,863 | $683.3K | 0.03% | +34,863 | New |
| Davenport & Co LLC | 36,237 | $710.2K | 0.00% | −1,500−4.0% | Reduced |
| Level Four Advisory Services, LLC | 36,658 | $714.8K | 0.03% | +3,761+11.4% | Added |
| Virtus ETF Advisers LLC | 37,344 | $731.9K | 0.34% | −8,815−19.1% | Reduced |
| Raymond James Trust N.A. | 42,845 | $839.8K | 0.02% | −13,493−24.0% | Reduced |
| Truist Financial Corp | 46,559 | $912.6K | 0.00% | +2,399+5.4% | Added |
| Campbell & CO Investment Adviser LLC | 49,813 | $976.3K | 0.07% | +35,721+253.5% | Added |
| IHT Wealth Management, LLC | 54,921 | $1.08M | 0.03% | +2,887+5.5% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.10M | 0.35% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 57,018 | $1.12M | 0.45% | +721+1.3% | Added |
| WT Wealth Management | 57,639 | $1.13M | 0.36% | −2,283−3.8% | Reduced |
| Capital Investment Advisory Services, LLC | 58,475 | $1.15M | 0.11% | +8,090+16.1% | Added |
| Capital Advisory Group Advisory Services, LLC | 62,815 | $1.23M | 0.49% | +8,688+16.1% | Added |
| UBS Group AG | 68,637 | $1.35M | 0.00% | +390+0.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 71,008 | $1.39M | 0.00% | +5,302+8.1% | Added |
| Muzinich & Co., Inc. | 72,643 | $1.42M | 1.12% | +5,302+7.9% | Added |
| Qube Research & Technologies Ltd | 72,669 | $1.42M | 0.00% | −19,650−21.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 74,719 | $1.46M | 0.29% | −3,341−4.3% | Reduced |
| LPL Financial LLC | 76,912 | $1.51M | 0.00% | +891+1.2% | Added |
| MGB Wealth Management, LLC | 87,954 | $1.72M | 0.63% | −100−0.1% | Reduced |
| Ameriprise Financial Inc | 88,380 | $1.73M | 0.00% | −3,933−4.3% | Reduced |
| Davis Investment Partners, LLC | 90,263 | $1.75M | 0.73% | −500−0.6% | Reduced |
| BlackRock, Inc. | 111,277 | $2.18M | 0.00% | +111,277 | New |
| Franklin Resources Inc | 116,472 | $2.27M | 0.00% | +31,426+37.0% | Added |
| Trexquant Investment LP | 116,884 | $2.29M | 0.03% | +75,102+179.7% | Added |
| GraniteShares Advisors LLC | 117,107 | $2.30M | 1.55% | +19,031+19.4% | Added |
| GWM Advisors LLC | 134,959 | $2.65M | 0.02% | +12,600+10.3% | Added |
| Millennium Management LLC | 157,259 | $3.08M | 0.00% | −1,221−0.8% | Reduced |
| PFG Advisors | 181,172 | $3.55M | 0.22% | +2,768+1.6% | Added |
| Novare Capital Management LLC | 189,485 | $3.71M | 0.31% | +325+0.2% | Added |