BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in BlackRock Capital Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +9 vs. Q2 2023
- Shares held
- 14.6M
- +1.40M (+10.6%) vs. Q2 2023
- Total value
- $54.1M
- +$10.7M (+24.5%) vs. Q2 2023
- New holders
- 15
- 24 more added
- Sold out
- 6
- 19 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,231,172 | $15.7M | 0.41% | −10.0% | Reduced |
| Telemus Capital, LLC | 1,532,817 | $5.69M | 0.53% | −21,986−1.4% | Reduced |
| Transcend Wealth Collective, LLC | 922,305 | $3.42M | 0.33% | −8,989−1.0% | Reduced |
| Almitas Capital LLC | 853,697 | $3.17M | 1.52% | +383,363+81.5% | Added |
| Condor Capital Management | 808,887 | $3.00M | 0.37% | +107,186+15.3% | Added |
| Legal & General Group Plc | 538,170 | $2.00M | 0.00% | +14,914+2.9% | Added |
| Alpine Global Management, LLC | 512,774 | $1.90M | 0.44% | +313,389+157.2% | Added |
| New England Asset Management Inc | 443,493 | $1.65M | 0.27% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 374,401 | $1.39M | 0.00% | +62,100+19.9% | Added |
| BlackRock Inc. | 371,080 | $1.38M | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 358,475 | $1.33M | 0.00% | +126,770+54.7% | Added |
| Neuberger Berman Group LLC | 302,924 | $1.12M | 0.00% | −47,091−13.5% | Reduced |
| Morgan Stanley | 223,360 | $828.7K | 0.00% | +8,201+3.8% | Added |
| Virtus ETF Advisers LLC | 204,532 | $758.8K | 0.46% | +150,813+280.7% | Added |
| Watershed Asset Management, L.L.C. | 189,878 | $704.4K | 0.84% | 00.0% | Unchanged |
| Sagefield Capital LP | 179,347 | $665.4K | 0.09% | +179,347 | New |
| Wells Fargo & Company | 175,431 | $650.8K | 0.00% | −9,112−4.9% | Reduced |
| Samalin Investment Counsel, LLC | 152,737 | $566.7K | 0.33% | +911+0.6% | Added |
| Mackenzie Financial Corp | 155,449 | $545.6K | 0.00% | −1,613−1.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 139,924 | $519.1K | 0.00% | +89,457+177.3% | Added |
| Squarepoint Ops LLC | 132,974 | $493.3K | 0.00% | +62,553+88.8% | Added |
| Susquehanna International Group, LLP | 112,260 | $416.5K | 0.00% | +112,260 | New |
| Citadel Advisors LLC | 72,137 | $267.6K | 0.00% | +19,963+38.3% | Added |
| EHP Funds Inc. | 72,096 | $267.5K | 0.13% | +72,096 | New |
| Great West Life Assurance Co | 72,136 | $267.0K | 0.00% | +3,766+5.5% | Added |
| Millennium Management LLC | 69,840 | $259.1K | 0.00% | −87,839−55.7% | Reduced |
| Grove Bank & Trust | 68,000 | $252.3K | 0.05% | 00.0% | Unchanged |
| Cerity Partners LLC | 64,687 | $240.1K | 0.00% | +64,687 | New |
| Claybrook Capital, LLC | 64,164 | $238.0K | 0.14% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 61,087 | $226.6K | 0.25% | 00.0% | Unchanged |
| Virtu Financial LLC | 59,065 | $219.0K | 0.02% | +59,065 | New |
| Cercano Management LLC | 56,663 | $210.2K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 47,000 | $179.1K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 43,936 | $163.0K | 0.01% | +8,250+23.1% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $161.7K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 42,845 | $159.0K | 0.00% | −23,334−35.3% | Reduced |
| Advisor Group Holdings, Inc. | 39,404 | $146.3K | 0.00% | +4,213+12.0% | Added |
| Triumph Capital Management | 37,501 | $142.9K | 0.06% | 00.0% | Unchanged |
| Jane Street Group, LLC | 38,223 | $141.8K | 0.00% | +38,223 | New |
| LPL Financial LLC | 37,894 | $140.6K | 0.00% | −37,538−49.8% | Reduced |
| D.A. Davidson & Co. | 36,640 | $135.9K | 0.00% | +279+0.8% | Added |
| D. E. Shaw & Co., Inc. | 34,836 | $129.2K | 0.00% | +21,820+167.6% | Added |
| Atomi Financial Group, Inc. | 33,762 | $125.3K | 0.04% | +1,137+3.5% | Added |
| Royal Bank of Canada | 33,104 | $122.0K | 0.00% | +5,247+18.8% | Added |
| Journey Strategic Wealth LLC | 30,415 | $112.8K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 29,714 | $110.2K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 29,388 | $109.0K | 0.00% | +1,145+4.1% | Added |
| Beaumont Financial Advisors, LLC | 29,312 | $108.7K | 0.01% | +812+2.8% | Added |
| UBS Group AG | 28,697 | $106.5K | 0.00% | −9,531−24.9% | Reduced |
| Ieq Capital, LLC | 24,822 | $92.1K | 0.00% | −6,542−20.9% | Reduced |
| Romano Brothers and Company | 22,111 | $82.0K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 20,601 | $76.4K | 0.00% | −8,022−28.0% | Reduced |
| First Heartland Consultants, Inc. | 19,769 | $73.0K | 0.01% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 19,061 | $70.7K | 0.01% | −2,722−12.5% | Reduced |
| HighTower Advisors, LLC | 19,039 | $70.0K | 0.00% | +19,039 | New |
| Creative Planning | 18,734 | $69.5K | 0.00% | +519+2.8% | Added |
| Evercore Wealth Management, LLC | 18,272 | $67.8K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 16,686 | $61.9K | 0.00% | −3,500−17.3% | Reduced |
| TownSquare Capital, LLC | 16,648 | $61.8K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,228 | $60.0K | 0.00% | −571−3.4% | Reduced |
| MTM Investment Management, LLC | 15,588 | $57.8K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 15,213 | $56.4K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 15,160 | $56.2K | 0.00% | −526−3.4% | Reduced |
| Advisory Services Network, LLC | 13,531 | $50.2K | 0.00% | +40+0.3% | Added |
| International Assets Investment Management, LLC | 12,750 | $47.2K | 0.01% | 00.0% | Unchanged |
| Verition Fund Management LLC | 12,548 | $46.6K | 0.00% | +12,548 | New |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $44.7K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,980 | $44.0K | 0.00% | −14−0.1% | Reduced |
| Qube Research & Technologies Ltd | 10,691 | $39.7K | 0.00% | −18,542−63.4% | Reduced |
| Lokken Investment Group LLC | 10,476 | $38.9K | 0.03% | −3,991−27.6% | Reduced |
| First Republic Investment Management, Inc. | 10,000 | $37.1K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,635 | $35.7K | 0.00% | +4,844+101.1% | Added |
| LSV Asset Management | 8,213 | $30.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 7,183 | $26.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 5,195 | $19.3K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,141 | $19.1K | 0.00% | +5,141 | New |
| GPS Wealth Strategies Group, LLC | 3,813 | $14.1K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,907 | $7.08K | 0.00% | 00.0% | Unchanged |
| Provence Wealth Management Group | 653 | $2.42K | 0.00% | +653 | New |
| Harbour Investments, Inc. | 544 | $2.02K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 381 | $1.41K | 0.00% | +381 | New |
| Salomon & Ludwin, LLC | 237 | $879 | 0.00% | +237 | New |
| GWM Advisors LLC | 217 | $805 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 200 | $742 | 0.00% | +200 | New |
| Hibernia Wealth Partners, LLC | 174 | $646 | 0.00% | +174 | New |
| Tortoise Investment Management, LLC | 93 | $345 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $256 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 128 | $0 | 0.00% | +128 | New |
| Advisors Capital Management, LLC | 0 | $0 | 0.00% | −194,978−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −30,337−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −21,100−100.0% | Sold out |
| Naviter Wealth, LLC | 0 | $0 | 0.00% | −14,800−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −3,813−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −985−100.0% | Sold out |
| Aj Wealth Strategies, LLC | – | – | – | – | Not filed |